An investment company director's guide to oversight of codes of ethics and personal investing part 2



Investing

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003565330 / 1993-04-21
Date of Publication:
April 20, 1993
Date of Creation:
1993
Title:
Investing : start now! : it's later than you think.
Description:
Folder.
Variant title:
Investing : start now!
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Copyrights records by Investment Company Institute

Retirement plan distributions

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003565337 / 1993-04-21
Date of Publication:
April 20, 1993
Date of Creation:
1993
Title:
Retirement plan distributions : easing the tax bite.
Description:
Folder.
Variant title:
Retirement plan distributions : easing the tax bite
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Matching mutual funds

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003565375 / 1993-04-21
Date of Publication:
March 19, 1993
Date of Creation:
1993
Title:
Matching mutual funds.
Edition:
[Consumer version]
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

An investor's guide to reading the mutual fund prospectus

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003567001 / 1993-05-27
Date of Publication:
May 25, 1993
Date of Creation:
1993
Title:
An investor's guide to reading the mutual fund prospectus.
Basis of Claim:
New Matter: updating, revisions, additions.
Previous Registration:
Prev. reg. 1990, TX 2-920-795.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Piecing together shareholder perceptions of investment risk

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003572900 / 1993-05-27
Date of Publication:
March 23, 1993
Date of Creation:
1993
Title:
Piecing together shareholder perceptions of investment risk.
Imprint:
Washington, DC : Investment Company Institute, 1993.
Description:
61 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

State guide to pension withholding and reporting

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003577428 / 1993-03-11
Date of Publication:
October 19, 1992
Date of Creation:
1992
Title:
State guide to pension withholding and reporting.
Basis of Claim:
New Matter: additions.
Copyright Note:
C.O. correspondence.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (107 documents)
example document: Mutual funds

Foreign investing guide

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003606939 / 1993-06-17
Date of Publication:
June 10, 1993
Date of Creation:
1993
Title:
Foreign investing guide.
Copyright Note:
C.O. correspondence.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

The do & don't handbook for registered representatives who sell mutual funds

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003638730 / 1993-08-26
Date of Publication:
August 18, 1993
Date of Creation:
1993
Title:
The do & don't handbook for registered representatives who sell mutual funds.
Basis of Claim:
New Matter: revisions, updating.
Previous Registration:
Prev. reg. 1992, TX 3-505-121.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

The do & don't handbook for registered representatives who sell mutual funds

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003809149 / 1994-03-28
Date of Publication:
March 21, 1994
Date of Creation:
1994
Title:
The do & don't handbook for registered representatives who sell mutual funds.
Basis of Claim:
New Matter: editorial revisions.
Previous Registration:
Prev. reg. 1987, TX 2-224-179.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Tax dos & don'ts for mutual fund investors

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003818510 / 1994-05-20
Date of Publication:
May 13, 1994
Date of Creation:
1994
Title:
Tax dos & don'ts for mutual fund investors.
Description:
19 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Now it's easy to teach students about mutual funds, with mutual fundamentals

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003834049 / 1994-04-21
Date of Publication:
April 15, 1994
Date of Creation:
1994
Title:
Now it's easy to teach students about mutual funds, with mutual fundamentals.
Application Title:
Mutual fundamentals video flyer.
Description:
2 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

On track with Unit Investment Trusts

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003838449 / 1994-03-17
Date of Publication:
December 10, 1993
Date of Creation:
1993
Title:
On track with Unit Investment Trusts.
Description:
7 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

[Blue sky guide]

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003857966 / 1994-08-11
Date of Publication:
June 15, 1994
Date of Creation:
1994
Title:
[Blue sky guide]
Basis of Claim:
New Matter: text & compilation.
Description:
Sheets.
Copyright Claimant:
Investment Company Institute
Notes:
Title from appl.
Names:
Investment Company Institute

Abandoned property guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003861327 / 1994-06-28
Date of Publication:
June 28, 1994
Date of Creation:
1994
Title:
Abandoned property guide recipients.
Edition:
Updated I-94.
Basis of Claim:
New Matter: updating, additions.
Previous Registration:
Prev. reg. 17Mar94, TX 3-778-081.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (107 documents)
example document: Defined contribution plan distribution choices at retirement

Planning for college?

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003919860 / 1994-04-15
Date of Publication:
April 12, 1994
Date of Creation:
1994
Title:
Planning for college? : the mutual fund advantage becomes a parent.
Basis of Claim:
New Matter: updating, editorial changes.
Previous Registration:
Prev. reg. 1992, TX 3-342-132.
Description:
16 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

The Investment Company service directory

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003944704 / 1994-11-16
Date of Publication:
October 1, 1994
Date of Creation:
1994
Title:
The Investment Company service directory.
Edition:
1995 ed.
Imprint:
Washington, DC : Investment Company Institute, 1995.
Description:
376 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

401(k) plans

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003972662 / 1995-01-20
Date of Publication:
January 13, 1995
Date of Creation:
1995
Title:
401(k) plans : how plan sponsors see the marketplace.
Series:
ICI research report, winter 1995
Imprint:
Washington, DC : Investment Company Institute, c1995.
Description:
99 p.
Variant title:
401(k) plans : how plan sponsors see the marketplace
Other Title:
ICI research report, winter 1995
Copyright Claimant:
Investment Company Institute (ICI)
Names:
Investment Company Institute
ICI

On track with unit investment trusts

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003986962 / 1994-12-27
Date of Publication:
December 19, 1994
Date of Creation:
1994
Title:
On track with unit investment trusts.
Basis of Claim:
New Matter: updated information, editorial changes.
Previous Registration:
Prev. reg. 1993, TX 3-738-256.
Description:
Brochure.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Profiles of first-time mutual fund buyers

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004008735 / 1995-01-18
Date of Publication:
January 16, 1995
Date of Creation:
1995
Title:
Profiles of first-time mutual fund buyers.
Description:
52 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Update 2-94

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004009356 / 1995-02-09
Date of Publication:
August 31, 1994
Date of Creation:
1994
Title:
Update 2-94 : investment advisers guide.
Basis of Claim:
New Matter: updating & compilation.
Previous Registration:
Prev. reg. 11Aug94, TX 3-816-538.
Description:
Sheets.
Variant title:
Update 2-94 : investment advisers guide
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Reducing the tax burden on saving

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004043610 / 1995-04-28
Date of Publication:
April 19, 1995
Date of Creation:
1995
Title:
Reducing the tax burden on saving / Rudolph G. Penner.
Imprint:
Washington, DC : Investment Company Institute, c1995.
Description:
37 p.
Copyright Claimant:
Investment Company Institute (employer for hire of Rudolph G. Penner)
Names:
Rudolph G. Penner (4 documents)
example document: The Economy

Copyrights records by Penner, Rudolph G.

Investment Company Institute

Foreign investing guide

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004062036 / 1995-06-23
Date of Publication:
February 14, 1995
Date of Creation:
1995
Title:
Foreign investing guide.
Basis of Claim:
New Matter: additional text and revisions.
Previous Registration:
Prev. reg. 1993, TX 3-606-939.
Copyright Note:
C.O. correspondence.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (107 documents)
example document: Current issues in the regulation of investment advisers

New mutual fund professional education program

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004064693 / 1995-05-15
Date of Publication:
May 12, 1995
Date of Creation:
1995
Title:
New mutual fund professional education program.
Description:
2 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Introductory guide for investment company directors

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004129959 / 1995-12-04
Date of Publication:
November 30, 1995
Date of Creation:
1995
Title:
Introductory guide for investment company directors.
Description:
24 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Reducing the tax burden on saving

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004162569 / 1995-12-04
Date of Publication:
November 30, 1995
Date of Creation:
1995
Title:
Reducing the tax burden on saving / Rudolph G. Penner.
Description:
37 p.
Copyright Claimant:
Investment Company Institute (employer for hire)
Names:
Rudolph G. Penner (4 documents)
example document: The Economy
Investment Company Institute

Frequently overlooked facts about mutual funds

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004214131 / 1996-02-14
Date of Publication:
February 8, 1996
Date of Creation:
1996
Title:
Frequently overlooked facts about mutual funds.
Description:
6 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Shareholder assessment of risk disclosure methods

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004266278 / 1996-04-22
Date of Publication:
April 11, 1996
Date of Creation:
1996
Title:
Shareholder assessment of risk disclosure methods.
Description:
39 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Mutual fund shareholders

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004326594 / 1996-06-20
Date of Publication:
June 18, 1996
Date of Creation:
1996
Title:
Mutual fund shareholders : the people behind the growth.
Description:
49 p.
Variant title:
Mutual fund shareholders : the people behind the growth
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (107 documents)
example document: Eight basics of bond fund investing

Transfer agent

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004332226 / 1996-07-19
Date of Publication:
July 18, 1996
Date of Creation:
1996
Title:
Transfer agent : basic training : student workbook.
Description:
110 p.
Variant title:
Transfer agent : basic training
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute

Transfer agent

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004332227 / 1996-07-19
Date of Publication:
July 18, 1996
Date of Creation:
1996
Title:
Transfer agent : basic training : leader's guide.
Description:
1 v.
Variant title:
Transfer agent : basic training
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute
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