Broker-dealer regulation





Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000140832 / 1992-04-21
Date of Publication:
February 10, 1992
Date of Creation:
1992
Title:
Broker-dealer regulation.
Series:
ALI-ABA course of study ;
Description:
7 sound cassettes.
Number of similar titles:
38
Other Title:
ALI-ABA course of study ; M884
Copyright Claimant:
the American Law Institute
Authorship on Application:
recordings: the American Law Institute, employer for hire.
Names:
American Law Institute (3137 documents)
example document: Fundamentals of retirement plans and IRA distributions

Copyrights records by American Law Institute



Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000190917 / 1994-04-18
Date of Publication:
February 18, 1994
Date of Creation:
1994
Title:
Broker-dealer regulation : Jan. 13-14, 1994, Washington, DC.
Series:
ALI-ABA course of study ;
Description:
8 sound cassettes.
Number of similar titles:
38
Other Title:
ALI-ABA course of study ; M110
Copyright Claimant:
on recording; American Law Institute
Names:
American Law Institute (3137 documents)
example document: Pension, profit-sharing, and other deferred compensation plans

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000208826 / 1995-03-07
Date of Publication:
February 13, 1995
Date of Creation:
1995
Title:
Broker-dealer regulation : Jan. 12-13, 1995, Washington, DC.
Series:
ALI-ABA course of study, audiocassettes ;
Description:
9 sound cassettes.
Number of similar titles:
38
Other Title:
ALI-ABA course of study, audiocassettes ; M181
Copyright Claimant:
on recording; American Law Institute
Names:
American Law Institute (3137 documents)
example document: CLE TV

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000221814 / 1996-04-22
Date of Publication:
February 5, 1996
Date of Creation:
1996
Title:
Broker-dealer regulation.
Series:
ALI-ABA course of study ;
Description:
7 sound cassettes.
Number of similar titles:
38
Other Title:
ALI-ABA course of study ; MA14
Copyright Claimant:
on recordings; American Law Institute
Names:
American Law Institute (3137 documents)
example document: CLE TV

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000234028 / 1997-03-27
Date of Publication:
February 12, 1997
Date of Creation:
1997
Title:
Broker-dealer regulation.
Description:
8 sound cassettes.
Number of similar titles:
38
Copyright Claimant:
on sound recordings; American Law Institute
Names:
American Law Institute (3137 documents)
example document: Americans with Disabilities Act

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000259282 / 2002-03-15
Date of Publication:
February 1, 2002
Date of Creation:
2002
Title:
Broker-dealer regulation.
Series:
AlI-ABA course of study ;
Description:
8 sound cassettes.
Number of similar titles:
38
Other Title:
AlI-ABA course of study ; AG053
Copyright Claimant:
on sound recording; American Law Institute
Names:
American Law Institute (3137 documents)
example document: CLE TV

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000267950 / 1999-07-23
Date of Publication:
March 9, 1999
Date of Creation:
1999
Title:
Broker-dealer regulation.
Series:
ALI-ABA course of study ;
Description:
9 sound cassettes.
Number of similar titles:
38
Other Title:
ALI-ABA course of study ; MD44
Copyright Claimant:
on recording; American Law Institute
Notes:
January 14-15, 1999, Washington, DC.
Names:
American Law Institute (3137 documents)
example document: CLE TV

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000351154 / 2004-04-30
Date of Publication:
February 27, 2004
Date of Creation:
2004
Title:
Broker-dealer regulation.
Series:
ALI-ABA course of study ;
Imprint:
[S.l.] : Committee on Continuing Professional Education, American Law Institute-American Bar Association, c2004.
Description:
Compact disc.
Number of similar titles:
38
Other Title:
ALI-ABA course of study ; AJ057CD
Copyright Claimant:
on sound recording; American Law Institute (employer for hire)
Notes:
Selections by various authors.
Names:
American Law Institute (3137 documents)
example document: Fundamentals of bankruptcy law, second edition

Broker-dealer regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000360029 / 2005-04-15
Date of Publication:
February 1, 2005
Date of Creation:
2005
Title:
Broker-dealer regulation.
Number of similar titles:
38
Copyright Claimant:
on sound recording; American Law Institute
Notes:
Cataloged from appl. only.
Names:
American Law Institute (3137 documents)
example document: Trust and gift techniques for financing children's education

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000519900 / 1980-05-27
Date of Publication:
November 28, 1979
Date of Creation:
1979
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Previous Registration:
Appl. states copyright not claimed in any material taken from U.S. Govt. sources.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : ALI-ABA Committee on Continuing Professional Education, c1979.
Description:
1 v.
Number of similar titles:
38
Other Title:
A L I-ABA course of study, materials ; 3466
Copyright Claimant:
The American Law Institute
Authorship on Application:
The American Law Institute, employer for hire.
Names:
American Law Institute (3137 documents)
example document: CLE TV
Federal Bar Association. Securities Law Committee

Copyrights records by Federal Bar Association. Securities Law Committee


Securities Law Committee of the Federal Bar Association.

Copyrights records by Securities Law Committee of the Federal Bar Association.



Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000645874 / 1981-03-03
Date of Publication:
December 1, 1980
Date of Creation:
1980
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : ALI-ABA Committee on Continuing Professional Education, c1980.
Description:
414 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study, materials ; 3549
Copyright Claimant:
The American Law Institute
Authorship on Application:
The American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: CLE TV
Securities Law Committee of the Federal Bar Association.

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000832053 / 1982-01-21
Date of Publication:
January 11, 1982
Date of Creation:
1982
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Previous Registration:
Appl. states copyright is not claimed on prev. pub. text & governmental works.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : American Law Institute-American Bar Association Committee on Continuing Professional Education, c1982.
Description:
449 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study, materials ; C635
Copyright Claimant:
The American Law Institute
Authorship on Application:
collective works: The American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: CLE TV
Securities Law Committee of the Federal Bar Association.

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001105792 / 1983-03-31
Date of Publication:
January 10, 1983
Date of Creation:
1983
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Previous Registration:
Appl. states copyright is not claimed on prev. pub. text & governmental works.
Series:
ALI-ABA course of study materials ;
Description:
289 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study materials ; C726
Copyright Claimant:
The American Law Institute
Authorship on Application:
collective works: The American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: CLE TV
Securities Law Committee of the Federal Bar Association.

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001504311 / 1985-01-23
Date of Publication:
January 10, 1985
Date of Creation:
1985
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Previous Registration:
Appl. states copyright is not claimed in prev. pub. text & governmental works.
Series:
ALI-ABA course of study, materials ;
Description:
330 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study, materials ; C907
Copyright Claimant:
The American Law Institute
Authorship on Application:
American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: Pension, profit-sharing, and other deferred compensation plans
Securities Law Committee of the Federal Bar Association

Copyrights records by Securities Law Committee of the Federal Bar Association



Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001753438 / 1986-02-10
Date of Publication:
January 30, 1986
Date of Creation:
1986
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: compilation, editing, additions.
Series:
ALI-ABA course of study materials ;
Imprint:
[Philadelphia] : American Law Institute, American Bar Association, Committee on Continuing Professional Education, c1986.
Description:
571 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study materials ; C103
Copyright Claimant:
the American Law Institute
Authorship on Application:
collective works: the American Law Institute, employer for hire.
Names:
American Law Institute (3137 documents)
example document: What you need to know about the new Taxpayer Bill of Rights
Federal Bar Association. Securities Law Committee
Securities Law Committee of the Federal Bar Association.

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002129963 / 1987-08-18
Date of Publication:
January 15, 1987
Date of Creation:
1987
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Previous Registration:
Appl. states copyright is not claimed on prev. pub. text governmental works.
Series:
ALI-ABA course of study ;
Description:
351 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study ; C205
Copyright Claimant:
the American Law Institute
Authorship on Application:
collective works: the American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: Search and seizure law review
Securities Law Committee of the Federal Bar Association.

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002272028 / 1988-03-01
Date of Publication:
January 21, 1988
Date of Creation:
1988
Title:
Broker-dealer regulation / cosponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Previous Registration:
Appl. states copyright not claimed on prev. pub. text, governmental works.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : American Law Institute-American Bar Association Committee on Continuing Professional Education, c1988.
Description:
381 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study, materials ; C262
Copyright Claimant:
the American Law Institute
Authorship on Application:
collective works: the American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: A Practical guide to environmental law

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002524452 / 1989-03-16
Date of Publication:
January 12, 1989
Date of Creation:
1989
Title:
Broker-dealer regulation / co-sponsored by the Securities Law Committee of the Federal Bar Association.
Basis of Claim:
New Matter: compilation, editing, and additions.
Previous Registration:
Appl. states coypright not claimed on prev. pub. text and governmental works.
Series:
ALI-ABA course of study materials ;
Imprint:
Philadelphia : American Law Institute-American Bar Association Committee on Continuing Professional Education, c1989.
Description:
488 p.
Number of similar titles:
38
Other Title:
A L I-ABA course of study materials ; C388
Copyright Claimant:
the American Law Institute
Authorship on Application:
collective works: the American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: Sophisticated estate planning techniques
Securities Law Committee of the Federal Bar Association.

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002761368 / 1990-02-05
Date of Publication:
January 11, 1990
Date of Creation:
1990
Title:
Broker-dealer regulation.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Series:
ALI-ABA course of study.
Description:
1 v.
Number of similar titles:
38
Other Title:
ALI-ABA course of study : materials ; C476
Copyright Claimant:
the American Law Institute
Names:
American Law Institute (3137 documents)
example document: Representing the bank as lender

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003234963 / 1992-02-07
Date of Publication:
January 9, 1992
Date of Creation:
1992
Title:
Broker-dealer regulation : January 9-10, 1992, Washington, D.C. / cosponsored by the Federal Bar Association, Securities Law Committee.
Basis of Claim:
New Matter: compilation, editing, additions.
Previous Registration:
Appl. states no copyright claimed in prev. pub. text & government works.
Series:
ALI-ABA course of study materials ;
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; C721
Copyright Claimant:
the American Law Institute
Authorship on Application:
the American Law Institute, employer for hire.
Names:
Federal Bar Association. Securities Law Committee
American Law Institute (3137 documents)
example document: CLE TV

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003497936 / 1993-01-26
Date of Publication:
January 14, 1993
Date of Creation:
1993
Title:
Broker-dealer regulation : January 14-15, 1993, Washington, D.C.
Basis of Claim:
New Matter: compilation, editing, additions.
Series:
ALI-ABA course of study materials ;
Description:
1 v.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; C792
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: Small business representation

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003731719 / 1994-02-10
Date of Publication:
January 13, 1994
Date of Creation:
1994
Title:
Broker-dealer regulation : January 13-14, 1994.
Basis of Claim:
New Matter: additions, compilation, editing.
Series:
ALI-ABA course of study materials ;
Description:
1 v.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; C882
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: Current developments in employment law

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003975490 / 1995-02-01
Date of Publication:
January 12, 1995
Date of Creation:
1994
Title:
Broker-dealer regulation : January 12-13, 1995, Washington, DC.
Basis of Claim:
New Matter: compilation, editing, additional text.
Previous Registration:
Appl. states no copyright claimed on prev. pub. text & governmental works.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : American Law Institute, c1995.
Description:
219 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study, materials ; C977
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: New dimensions in securities litigation

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004284563 / 1996-04-22
Date of Publication:
January 11, 1996
Date of Creation:
1996
Title:
Broker-dealer regulation : January 11-12, 1996, Washington, DC.
Basis of Claim:
New Matter: compilation of material, editing & additional text.
Previous Registration:
Appl. states no copyright claimed in material taken from US Govt. sources.
Series:
ALI-ABA course of study materials ;
Description:
250 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; CA14
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: The Treatment of retiree health and welfare benefits in Chapter 11 reorganizations

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004478849 / 1997-02-06
Date of Publication:
January 9, 1997
Date of Creation:
1997
Title:
Broker-dealer regulation.
Basis of Claim:
New Matter: compilation, editing & additional text.
Previous Registration:
Appl. states copyright is not claimed on govt. works.
Series:
ALI-ABA course of study material ;
Imprint:
Philadelphia : ALI-ABA, c1997.
Description:
255 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study material ; SB35
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: Employment discrimination and civil rights actions in federal and state courts

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004721648 / 1998-01-23
Date of Publication:
January 8, 1998
Date of Creation:
1997
Title:
Broker-dealer regulation : January 8-9, 1998, Washington, DC.
Basis of Claim:
New Matter: compilation of materials, editing & additional text.
Previous Registration:
Appl. states no copyright claimed in material taken from US Govt. sources.
Series:
ALI-ABA course of study materials ;
Description:
384 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; SC41
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: Eminent domain and land valuation litigation

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005123270 / 2000-02-03
Date of Publication:
January 13, 2000
Date of Creation:
2000
Title:
Broker-dealer regulation : January 13-14, 2000, Washington, DC.
Basis of Claim:
New Matter: compilation, editing & additional text.
Previous Registration:
Appl. states copyright is not claimed in prev. pub. text or governmental works.
Series:
ALI-ABA course of study materials ;
Imprint:
Philadelphia : American Law Institute, c2000.
Description:
285 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; SE49
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: Current developments in employment law

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005375098 / 2001-03-13
Date of Publication:
January 11, 2001
Date of Creation:
2001
Title:
Broker-dealer regulation : January 11-12, 2001, Washington, DC.
Series:
ALI-ABA course of study materials ;
Imprint:
Philadelphia : ALI, c2001.
Description:
334 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; SF51
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: CLE TV

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005492257 / 2002-02-11
Date of Publication:
January 10, 2002
Date of Creation:
2002
Title:
Broker-dealer regulation : January 10-11, 2002, Washington, D.C.
Basis of Claim:
New Matter: compilation, editing & addition.
Series:
ALI-ABA course of study materials ;
Imprint:
Philadelphia : American Law Institute, c2002.
Description:
1 v.
Number of similar titles:
38
Variant title:
Broker-dealer regulation : January 10-11, 2002, Washington, D.C.
Other Title:
ALI-ABA course of study materials ; SG053
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: Pension law and practice update

Broker-dealer regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005771626 / 2003-07-29
Date of Publication:
January 9, 2003
Date of Creation:
2003
Title:
Broker-dealer regulation : January 9-10, 2003, Washington, D.C.
Basis of Claim:
New Matter: compilatoin of materials, editing and additional text.
Previous Registration:
Appl. states copyright is not claimed on prev. pub. text, governmental works.
Series:
ALI-ABA course of study materials ;
Imprint:
Philadelphia : American Law Institute, c2003.
Description:
226 p.
Number of similar titles:
38
Other Title:
ALI-ABA course of study materials ; SHO52
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: A Practical guide to environmental law

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