Commodities regulation, fraud, manipulation & other claims. [Revision], Exempted transactions under the Securities act of 1933. [Revision]





Exempted transactions under the Securities act of 1933. [Revision]

Title:
Exempted transactions under the Securities act of 1933. [Revision] / by J. William Hicks.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series
Serial Publication Year:
2006
Imprint:
New York : Clark Boardman Co.
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
12
Description based on:
Release no. 6, Feb. 1984.
Copyright Claimant:
Thomson Global Resources, AG.
Names:
J. William Hicks (51 documents)
example document: Limited offering exemptions

Copyrights records by Hicks, J. William


Thomson Global Resources, AG (878 documents)
example document: Federal court of appeals manual. Pocket part

Copyrights records by Thomson Global Resources, AG


West Services, Inc.

Copyrights records by West Services, Inc.


West (8327 documents)
example document: West's Louisiana statutes annotated

Copyrights records by West



Exempted transactions under the Securities act of 1933. [Revision]

Title:
Exempted transactions under the Securities act of 1933. [Revision] / by J. William Hicks.
Basis of Claim:
New matter: revisions & additions.
Series:
Securities law series
Serial Publication Year:
1997
Imprint:
New York : Clark Boardman Co.
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
12
Description based on:
Release no. 6, Feb. 1984.
Names:
J. William Hicks (51 documents)
example document: 1983 limited offering exemptions
Clark Boardman Callaghan (2345 documents)
example document: Wisconsin reports, advance sheets, second series. Vol. 24, no. 7. By Arnold LeBell

Copyrights records by Clark Boardman Callaghan



Exempted transactions under the Securities act of 1933. [Revision]

Title:
Exempted transactions under the Securities act of 1933. [Revision] / by J. William Hicks.
Basis of Claim:
New matter: revisions & additions.
Series:
Securities law series
Serial Publication Year:
1998
Imprint:
New York : Clark Boardman Co.
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
12
Description based on:
Release no. 6, Feb. 1984.
Names:
J. William Hicks (51 documents)
example document: Limited offering exemptions
West Group (15017 documents)
example document: Construction accident litigation

Copyrights records by West Group


West Publishing Corporation (15944 documents)
example document: Oehmke commercial arbitration

Copyrights records by West Publishing Corporation



Limited offering exemptions, Regulation D

Title:
Limited offering exemptions, Regulation D / by J. William Hicks.
Basis of Claim:
New matter: additions & revisions.
Series:
Securities law series
Serial Publication Year:
2000
Serial Key Title:
Limited offering exemptions, Regulation D
Imprint:
New York : The Company.
ISSN:
0739-1889

Description:
print material.
Frequency:
Annually.
Continues:
New limited offering exemptions, Regulation D.
Number of similar titles:
4
Other Title:
New limited offering exemptions, Regulation D.
Description based on:
1984 issue.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
J. William Hicks (51 documents)
example document: 1983 limited offering exemptions
West Publishing Corporation (15944 documents)
example document: Texas practice guide
West Group (15017 documents)
example document: Teacher's manual to accompany Federal criminal law and its enforcement, third edition

Limited offering exemptions, Regulation D

Title:
Limited offering exemptions, Regulation D / by J. William Hicks.
Basis of Claim:
New matter: additions & revisions.
Copyright Note:
No issues recorded for year
Series:
Securities law series
Serial Publication Year:
1997
Serial Key Title:
Limited offering exemptions, Regulation D
Imprint:
New York : The Company.
ISSN:
0739-1889

Description:
print material.
Frequency:
Annually.
Continues:
New limited offering exemptions, Regulation D.
Number of similar titles:
4
Other Title:
New limited offering exemptions, Regulation D.
Description based on:
1984 issue.
Names:
J. William Hicks (51 documents)
example document: Resales of restricted securities
Clark Boardman Callaghan (2345 documents)
example document: Industrial relations law digest. Vol. 7, no. 4, Apr. 1965

Analysis of key S E C no-action letters

Title:
Analysis of key S E C no-action letters / by Robert J. Haft.
Edition:
1985/86 ed.-.
Basis of Claim:
New matter: compilation.
Copyright Note:
No issues recorded for year
Series:
Securities law series
Serial Publication Year:
2000
Serial Key Title:
Analysis of key S E C no-action letters
Imprint:
[New York] : The Company, 1985/86 [i.e. 1985]-.
ISSN:
0887-1337

Description:
print material.
Frequency:
Annually.
Number of similar titles:
5
Names:
Robert J. Haft (110 documents)
example document: Tax sheltered investments

Copyrights records by Haft, Robert J.


West Publishing Corporation (15944 documents)
example document: Cyclopedia of federal procedure
West Group (15017 documents)
example document: American jurisprudence

Acquisitions and mergers

Title:
Acquisitions and mergers : negotiated and contested transactions / by Simon M. Lorne.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 11
Serial Publication Year:
2000
Imprint:
New York : The Company, 1986-.
Description:
print material.
Publication History:
Release no. 1, May 1986-
Number of similar titles:
25
Other Title:
Securities law series ; v. 11
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Notes:
Pub. 3 times a year.
Names:
Joy Marlene Bryan (14 documents)
example document: Corporate anti-takeover defenses

Copyrights records by Bryan, Joy Marlene


Simon M. Lorne (12 documents)
example document: Internal controls

Copyrights records by Lorne, Simon M.


West Group (15017 documents)
example document: Connecticut practice
West Publishing Corporation (15944 documents)
example document: Federal reporter, second series. Vol. 427, no. 2, Sept. 7, 1970

Acquisitions and mergers

Title:
Acquisitions and mergers : negotiated and contested transactions / by Simon M. Lorne.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 11
Serial Publication Year:
2002
Imprint:
New York : The Company, 1986-.
Description:
print material.
Publication History:
Release no. 1, May 1986-
Number of similar titles:
25
Other Title:
Securities law series ; v. 11
Copyright Claimant:
West Publishing Corporation d.b.a. West Group (employer for hire)
Notes:
Pub. 3 times a year.
Names:
Simon M. Lorne (12 documents)
example document: Internal controls
West Publishing Corporation (15944 documents)
example document: Missouri digest. Vols. 16, 16A, 16B
West Group (15017 documents)
example document: Massachusetts practice

Mortgage-backed securities

Title:
Mortgage-backed securities : developments and trends in the secondary mortgage market / by Kenneth G. Lore.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series
Serial Publication Year:
2000
Serial Key Title:
Mortgage-backed securities
Imprint:
New York : Clark Boardman Co.
ISSN:
0889-9983

Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
38
Description based on:
2nd ed., 1986-87.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Kenneth G. Lore (15 documents)
example document: Mortgage-backed securities

Copyrights records by Lore, Kenneth G.


Cameron L. Cowan (3 documents)
example document: Mortgage-backed securities

Copyrights records by Cowan, Cameron L.


West Publishing Corporation (15944 documents)
example document: Connecticut family law pamphlet
West Group (15017 documents)
example document: New Jersey reports and New Jersey Superior Court reports (synopses, syllabi, index digest and key number classification in.) Vol. 57/111, no. 38, Oct. 2, 1970

Mortgage-backed securities

Title:
Mortgage-backed securities : developments and trends in the secondary mortgage market / by Kenneth G. Lore.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series
Serial Publication Year:
1998
Serial Key Title:
Mortgage-backed securities
Imprint:
New York : Clark Boardman Co.
ISSN:
0889-9983

Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
38
Description based on:
2nd ed., 1986-87.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Kenneth G. Lore (15 documents)
example document: Mortgage-backed securities
Cameron L. Cowan (3 documents)
example document: Mortgage-backed securities
West Publishing Corporation (15944 documents)
example document: General digest. Vol. 14, no. 3, July 1970
West Group (15017 documents)
example document: West's New York digest 4th

Commodities regulation, fraud, manipulation & other claims. [Revision]

Title:
Commodities regulation, fraud, manipulation & other claims. [Revision] / by Jerry W. Markham.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 13
Serial Publication Year:
2000
Imprint:
New York : The Company, 1988-.
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
Release no. 1, Aug. 1988-
Number of similar titles:
9
Other Title:
Securities law series ; v. 13
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Jerry W. Markham (39 documents)
example document: Regulation of bank financial service activities

Copyrights records by Markham, Jerry W.


West Publishing Corporation (15944 documents)
example document: Standard Pennsylvania practice 2d
West Group (15017 documents)
example document: Federal supplement. Vol. 312

Commodities regulation, fraud, manipulation & other claims. [Revision]

Title:
Commodities regulation, fraud, manipulation & other claims. [Revision] / by Jerry W. Markham.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 13
Serial Publication Year:
1998
Imprint:
New York : The Company, 1988-.
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
Release no. 1, Aug. 1988-
Number of similar titles:
9
Other Title:
Securities law series ; v. 13
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Jerry W. Markham (39 documents)
example document: The History of commodity futures trading and its regulation
West Group (15017 documents)
example document: Scurities regulation in a nutshell
West Publishing Corporation (15944 documents)
example document: Oklahoma statutes annotated; June 1969 cumulative pamphlet

Broker-dealer regulation

Title:
Broker-dealer regulation / by David A. Lipton.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 15
Serial Publication Year:
2000
Description:
print material.
Frequency:
Annually.
Number of similar titles:
46
Similar Title:
Other Title:
Securities law series ; v. 15
Description based on:
Release no. 2, Sept. 1990.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
David A. Lipton 1945-
West Publishing Corporation (15944 documents)
example document: Government contracts
West Group (15017 documents)
example document: West's McKinney's forms

Broker-dealer regulation

Title:
Broker-dealer regulation / by David A. Lipton.
Basis of Claim:
New matter: additions, revisions & compilation.
Copyright Note:
No issues recorded for year
Series:
Securities law series ; v. 15
Serial Publication Year:
2001
Description:
print material.
Frequency:
Annually.
Number of similar titles:
46
Other Title:
Securities law series ; v. 15
Description based on:
Release no. 2, Sept. 1990.
Names:
David A. Lipton 1945-
West Group (15017 documents)
example document: Atlantic reporter, second series. Vol. 249, no. 2, Feb. 22, 1969
West Publishing Corporation (15944 documents)
example document: Warrantless search law deskbook

Civil liabilities--enforcement and litigation under the 1933 act

Title:
Civil liabilities--enforcement and litigation under the 1933 act / by J. William Hicks.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 17-17A
Serial Publication Year:
2000
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
Release no. 1, Aug. 1990-
Number of similar titles:
8
Other Title:
Securities law series ; v. 17-17A
Names:
J. William Hicks (51 documents)
example document: Limited offering exemptions
West Group (15017 documents)
example document: Federal reporter, second series. Vol. 405
West Publishing Corporation (15944 documents)
example document: Fletcher corporation forms annotated

Civil liabilities--enforcement and litigation under the 1933 act

Title:
Civil liabilities--enforcement and litigation under the 1933 act / by J. William Hicks.
Basis of Claim:
New matter: additions & revisions.
Series:
Securities law series ; v. 17-17A
Serial Publication Year:
2005
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
Release no. 1, Aug. 1990-
Number of similar titles:
8
Other Title:
Securities law series ; v. 17-17A
Copyright Claimant:
Thomson Global Resources, AG.
Names:
J. William Hicks (51 documents)
example document: Resales of restricted securities
Thomson Global Resources, AG (878 documents)
example document: Immigration law and business
West Services, Inc. (7592 documents)
example document: Intellectual property in mergers and acquisitions

Copyrights records by West Services, Inc.


West (8327 documents)
example document: High court case summaries

Tax advantaged securities

Title:
Tax advantaged securities : ILPs & other pass-through vehicles / by Robert J. Haft and Peter M. Fass.
Basis of Claim:
New matter: additions, revision & compilation.
Series:
Securities law series ; vol. 4[-4F]
Serial Publication Year:
2000
Description:
print material.
Frequency:
Frequency unknown.
Continues:
Investment limited partnerships.
Number of similar titles:
14
Other Title:
Securities law series ; vol. 4[-4F]
Description based on:
Release no. 58, Sept. 1998.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Peter M. Fass (112 documents)
example document: Tax-advantaged securities handbook

Copyrights records by Fass, Peter M.


Robert J. Haft (110 documents)
example document: Due diligence in securities transactions
West Group (15017 documents)
example document: Strong's North Carolina index 4th
West Publishing Corporation (15944 documents)
example document: Texas practice guide. Civil trial

Tax advantaged securities

Title:
Tax advantaged securities : ILPs & other pass-through vehicles / by Robert J. Haft and Peter M. Fass.
Basis of Claim:
New matter: additions, revision & compilation.
Series:
Securities law series ; vol. 4[-4F]
Serial Publication Year:
2002
Description:
print material.
Frequency:
Frequency unknown.
Continues:
Investment limited partnerships.
Number of similar titles:
14
Other Title:
Securities law series ; vol. 4[-4F]
Description based on:
Release no. 58, Sept. 1998.
Names:
Robert J. Haft (110 documents)
example document: Tax sheltered investments
Peter M. Fass (112 documents)
example document: Real estate investment trusts handbook
West Publishing Corporation (15944 documents)
example document: Federal supplement. Vol. 305, no. 5, Feb. 2, 1970
West Group (15017 documents)
example document: Texas administrative code

Tax advantaged securities

Title:
Tax advantaged securities : ILPs & other pass-through vehicles / by Robert J. Haft and Peter M. Fass.
Basis of Claim:
New matter: additions, revision & compilation.
Series:
Securities law series ; vol. 4[-4F]
Serial Publication Year:
2003
Description:
print material.
Frequency:
Frequency unknown.
Continues:
Investment limited partnerships.
Number of similar titles:
14
Other Title:
Securities law series ; vol. 4[-4F]
Description based on:
Release no. 58, Sept. 1998.
Names:
Peter M. Fass (112 documents)
example document: Tax-advantaged securities handbook
Robert J. Haft (110 documents)
example document: Tax sheltered investments handbook
West Group (15017 documents)
example document: District of Columbia digest
West Services, Inc. (7592 documents)
example document: Cases and materials on land use
West (8327 documents)
example document: New York jurisprudence 2d
West Publishing Corporation (15944 documents)
example document: Standard Pennsylvania practice 2d

Tax advantaged securities

Title:
Tax advantaged securities : ILPs & other pass-through vehicles / by Robert J. Haft, and Peter M. Fass.
Basis of Claim:
New matter: additions, revision & compilation.
Series:
Securities law series ; vol. 4[-4F]
Serial Publication Year:
1999
Description:
print material.
Frequency:
Frequency unknown.
Continues:
Investment limited partnerships.
Number of similar titles:
14
Other Title:
Securities law series ; vol. 4[-4F]
Description based on:
Release no. 58, Sept. 1998.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Robert J. Haft (110 documents)
example document: Due diligence in securities transactions
Peter M. Fass (112 documents)
example document: The S corporation handbook
West Publishing Corporation (15944 documents)
example document: Iowa code annotated. Vol. 10, sections 159-188 and vol. 10A, sections 189-216
West Group (15017 documents)
example document: Florida Jur 2d

Tax-advantaged securities handbook

Title:
Tax-advantaged securities handbook / contributors, Robert J. Haft, Peter M. Fass.
Basis of Claim:
New matter: additions, revisions & compilation.
Copyright Note:
No issues recorded for year
Series:
Securities law series
Serial Publication Year:
2000
Serial Key Title:
Tax-advantaged securities handbook
ISSN:
1091-0174

0893-3944

Description:
print material.
Frequency:
Annually.
Continues:
Investment limited partnerships handbook = ISSN 0893-3944.
Number of similar titles:
8
Description based on:
1998 ed.
Names:
Robert J. Haft (110 documents)
example document: Due diligence in securities transactions
Peter M. Fass (112 documents)
example document: The S corporation handbook
West Publishing Corporation (15944 documents)
example document: West's Indiana law encyclopedia
West Group (15017 documents)
example document: McKinney's session law news of New York. Vol. 1969, no. 6, June 25, 1969

Tax-advantaged securities handbook

Title:
Tax-advantaged securities handbook / by Robert J. Haft, and Peter M. Fass.
Basis of Claim:
New matter: additions & revisions.
Series:
Securities law series
Serial Publication Year:
1997
Serial Key Title:
Tax-advantaged securities handbook
ISSN:
1091-0174

0893-3944

Description:
print material.
Frequency:
Annually.
Continues:
Investment limited partnerships handbook = ISSN 0893-3944.
Number of similar titles:
8
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Robert J. Haft (110 documents)
example document: Tax-advantaged securities handbook
Peter M. Fass (112 documents)
example document: Real estate investment trusts handbook
West Publishing Corporation (15944 documents)
example document: Texas family law service
West Group (15017 documents)
example document: New York jurisprudence 2d

Corporate anti-takeover defenses--the poison pill device

Title:
Corporate anti-takeover defenses--the poison pill device / by Charles E. Simon & Company ; prepared by Joy Marlene Bryan.
Basis of Claim:
New matter: additions, revisions & compilation.
Copyright Note:
No issues recorded for year
Series:
Securities law series
Serial Publication Year:
2001
Serial Key Title:
Corporate anti-takeover defenses
ISSN:
0897-6740

Description:
print material.
Frequency:
Annually.
Number of similar titles:
3
Description based on:
1997 ed.
Names:
Joy Marlene Bryan (14 documents)
example document: Corporate anti-takeover defenses
Charles E. Simon & Company (14 documents)
example document: Corporate anti-takeover defenses

Copyrights records by Charles E. Simon & Company


West Publishing Corporation (15944 documents)
example document: Washington digest annotated. Vols. 4A, 4B
West Group (15017 documents)
example document: New Jersey reporters and New Jersey Superior Court reports (synopses, syllabi, index digest and key number classification in) Vols. 56/111, no. 33, Aug. 28, 1970

Resales of restricted securities

Title:
Resales of restricted securities / by J. William Hicks.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series
Serial Publication Year:
2001
Serial Key Title:
Resales of restricted securities
ISSN:
1049-7110

Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
12
Description based on:
1997 issue.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
J. William Hicks (51 documents)
example document: Resales of restricted securities
West Publishing Corporation (15944 documents)
example document: Michigan
West Group (15017 documents)
example document: Summary of Pennsylvania jurisprudence 2d

Regulation of investment advisers

Title:
Regulation of investment advisers / by Thomas P. Lemke and Gerald T. Lins.
Basis of Claim:
New matter: revisions, additions & compilation.
Series:
Securities law series
Serial Publication Year:
2000
Serial Key Title:
Regulation of investment advisers
ISSN:
1076-2337

Description:
print material.
Frequency:
Annually.
Number of similar titles:
10
Description based on:
1998 issue.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Thomas P. Lemke (16 documents)
example document: Regulation of investment advisers

Copyrights records by Lemke, Thomas P.


Gerald T. Lins (17 documents)
example document: Regulation of investment advisors

Copyrights records by Lins, Gerald T.


West Publishing Corporation (15944 documents)
example document: Environmental law reporter
West Group (15017 documents)
example document: Oklahoma statutes annotated

Regulation of investment advisers

Title:
Regulation of investment advisers / by Thomas P. Lemke, and Gerald T. Lins.
Basis of Claim:
New matter: revisions, additions & compilation.
Series:
Securities law series
Serial Publication Year:
2001
Serial Key Title:
Regulation of investment advisers
ISSN:
1076-2337

Description:
print material.
Frequency:
Annually.
Number of similar titles:
10
Description based on:
1998 issue.
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
Thomas P. Lemke (16 documents)
example document: Regulation of investment companies
Gerald T. Lins (17 documents)
example document: Regulation of investment advisers
West Publishing Corporation (15944 documents)
example document: Federal supplement. Vol. 297, no. 4, June 9, 1969
West Group (15017 documents)
example document: Advance California appellate reports. Vol. 274, no. 4

Securities law digest

Title:
Securities law digest.
Title Qualifier:
beginning 2001
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series
Serial Publication Year:
2002
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
No. 1, Oct. 2001-
Number of similar titles:
9
Similar Title:
Copyright Claimant:
West Publishing Corporation d.b.a. West Group.
Names:
West Publishing Corporation (15944 documents)
example document: Mississippi civil trial practice forms
West Group (15017 documents)
example document: Supreme Court reporter. Vol. 89, no. 14, May 15, 1969

Securities law digest

Title:
Securities law digest.
Title Qualifier:
beginning 2001
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series
Serial Publication Year:
2003
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
No. 1, Oct. 2001-
Number of similar titles:
9
Names:
West Group (15017 documents)
example document: West's Annotated California codes
West Services, Inc. (7592 documents)
example document: Massachusetts general laws annotated
West (8327 documents)
example document: Contracts
West Publishing Corporation (15944 documents)
example document: Texas civil practice and remedies code

Civil liabilities--enforcement and litigation under the 1933 act

Title:
Civil liabilities--enforcement and litigation under the 1933 act / by J. William Hicks.
Basis of Claim:
New matter: additions, revisions & compilation.
Series:
Securities law series ; v. 17-17A
Serial Publication Year:
2002
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
Release no. 1, Aug. 1990-
Number of similar titles:
8
Other Title:
Securities law series ; v. 17-17A
Copyright Claimant:
West Publishing Corporation d.b.a. West Group (employer for hire)
Names:
J. William Hicks (51 documents)
example document: 1988 limited offering exemptions
West Services, Inc. (7592 documents)
example document: Constitution of the State of Oklahoma, articles III to IX and X to end
West (8327 documents)
example document: Representing the bankrupt taxpayer
West Publishing Corporation (15944 documents)
example document: Property
West Group (15017 documents)
example document: The Law of municipal corporations

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