Investment adviser regulation, January 25-26, 2001, Washington, D.C





Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000193598 / 1995-04-28
Date of Publication:
March 14, 1995
Date of Creation:
1995
Title:
Investment adviser regulation.
Series:
ALI-ABA course of study ;
Description:
9 sound cassettes.
Number of similar titles:
21
Other Title:
ALI-ABA course of study ; M176
Copyright Claimant:
on recording; American Law Institute
Names:
American Law Institute (3248 documents)
example document: Planning techniques for large estates

Copyrights records by American Law Institute



Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000221804 / 1996-04-22
Date of Publication:
March 4, 1996
Date of Creation:
1996
Title:
Investment adviser regulation.
Description:
8 sound cassettes.
Number of similar titles:
21
Copyright Claimant:
on sound recordings; American Law Institute
Names:
American Law Institute (3248 documents)
example document: Representing the bank as lender

Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000253498 / 1998-06-16
Date of Publication:
March 30, 1998
Date of Creation:
1998
Title:
Investment adviser regulation.
Series:
ALI-ABA course of study ;
Description:
8 sound cassettes.
Number of similar titles:
21
Other Title:
ALI-ABA course of study ; MC49
Copyright Claimant:
on recordings; American Law Institute
Names:
ALI (54 documents)
example document: Advanced employment law and litigation

Copyrights records by ALI


American Law Institute (3248 documents)
example document: Environmental law

Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000277008 / 2000-06-29
Date of Publication:
March 3, 2000
Date of Creation:
2000
Title:
Investment adviser regulation.
Series:
ALI-ABA course of study ;
Description:
8 sound cassettes.
Number of similar titles:
21
Other Title:
ALI-ABA course of study ; AE51
Copyright Claimant:
on recording; American Law Institute
Notes:
January 27-28, 2000, Washington, DC.
Names:
American Law Institute (3248 documents)
example document: Regulation D offerings and private placements

Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000310467 / 2002-05-02
Date of Publication:
March 8, 2002
Date of Creation:
2002
Title:
Investment adviser regulation.
Description:
8 sound cassettes.
Number of similar titles:
21
Copyright Claimant:
on sound recording; American Law Institute
Names:
American Law Institute (3248 documents)
example document: Planning techniques for large estates

Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000356439 / 2004-07-21
Date of Publication:
April 2, 2004
Date of Creation:
2004
Title:
Investment adviser regulation.
Number of similar titles:
21
Copyright Claimant:
on sound recording; American Law Institute (employer for hire)
Notes:
Cataloged from appl. only.
Names:
American Law Institute (3248 documents)
example document: Pension, profit-sharing, welfare, and other compensation plans

Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000360009 / 2005-04-15
Date of Publication:
March 24, 2005
Date of Creation:
2005
Title:
Investment adviser regulation.
Number of similar titles:
21
Copyright Claimant:
on sound recording; American Law Institute
Notes:
Cataloged from appl. only.
Names:
American Law Institute (3248 documents)
example document: Pension, profit-sharing, and other deferred compensation plans

Investment adviser regulation

Type of Work:
Sound recording
Registration Number / Date:
SR0000390506 / 2006-06-12
Date of Publication:
February 14, 2006
Date of Creation:
2006
Title:
Investment adviser regulation.
Copyright Note:
Cataloged from appl. only.
Number of similar titles:
21
Copyright Claimant:
on sound recordings; American Law Institute
Names:
American Law Institute (3248 documents)
example document: Managed health care

Investment adviser employment contract

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000238835 / 1978-08-31
Date of Publication:
August 29, 1978
Date of Creation:
1978
Title:
Investment adviser employment contract.
Imprint:
[s.l. : s.n.], c1978.
Description:
1 p.
Copyright Claimant:
Leonard A. J. Tancredi
Authorship on Application:
Leonard A. J. Tancredi.
Names:
Leonard A. J. Tancredi 1923-

Investment adviser regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000446033 / 1980-03-26
Date of Publication:
January 23, 1980
Date of Creation:
1980
Title:
Investment adviser regulation.
Previous Registration:
Appl. states copyright is not claimed in any material taken from U.S. Govt. sources.
Series:
ALI--ABA course of study, materials ;
Imprint:
Philadelphia : ALI--ABA Committee on Continuing Professional Education, c1980.
Description:
606 p.
Number of similar titles:
21
Other Title:
Course of study, materials ; 3486
A L I--ABA course of study, materials ; 3486
Copyright Claimant:
The American Law Institute
Names:
American Law Institute (3248 documents)
example document: The Audio Lawyer

Investment adviser regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000566057 / 1980-07-25
Date of Publication:
April 4, 1979
Date of Creation:
1979
Title:
Investment adviser regulation.
Previous Registration:
Appl. states copyright is not claimed in any material taken from U.S. Govt. sources.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : ALI-ABA Committee on Continuing Professional Education, [19--]
Description:
329 p.
Number of similar titles:
21
Other Title:
A L I-ABA course of study, materials ; 3389
Copyright Claimant:
The American Law Institu[t]e
Names:
American Law Institute (3248 documents)
example document: Conflict resolution in the workplace enters a new era

Investment adviser operations and regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001399743 / 1984-07-16
Date of Publication:
June 20, 1984
Date of Creation:
1984
Title:
Investment adviser operations and regulation.
Copyright Claimant:
Investment Company Institute
Notes:
Cataloged from appl.
Names:
Investment Company Institute (34 documents)
example document: Enhancing a culture of independence and effectiveness

Copyrights records by Investment Company Institute



Investment advisers guide

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001476360 / 1984-10-19
Date of Publication:
September 20, 1984
Date of Creation:
1984
Title:
Investment advisers guide.
Number of similar titles:
11
Copyright Claimant:
Investment Company Institute
Notes:
Cataloged from appl. only.
Names:
Investment Company Institute (34 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide

Investment adviser search information

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002213701 / 1987-12-11
Date of Publication:
September 18, 1987
Date of Creation:
1987
Title:
Investment adviser search information.
Application Title:
Asset performance monitor investment adviser search information.
Description:
folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (129 documents)
example document: Important notice concerning your A. G. Edwards qualified plan prototype document

Copyrights records by A.G. Edwards & Sons, Inc.



Investment advisers guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002922225 / 1990-09-28
Date of Publication:
June 25, 1990
Date of Creation:
1990
Title:
Investment advisers guide recipients : update 1-90.
Application Title:
Investment advisers guide update 1-90.
Basis of Claim:
New Matter: additions & revisions.
Description:
sheets.
Number of similar titles:
3
Variant title:
Investment advisers guide recipients : update 1-90
Other Title:
Investment advisers guide update 1-90
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide

Investment advisers guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002922227 / 1990-09-28
Date of Publication:
December 1, 1989
Date of Creation:
1990
Title:
Investment advisers guide recipients : update 2-89.
Application Title:
Investment advisers guide update 2-89.
Basis of Claim:
New Matter: additions & revisions.
Description:
sheets.
Number of similar titles:
3
Variant title:
Investment advisers guide recipients : update 2-89
Other Title:
Investment advisers guide update 2-89
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide

Investment advisers guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003125195 / 1991-08-06
Date of Publication:
December 17, 1990
Date of Creation:
1990
Title:
Investment advisers guide recipients.
Application Title:
Investment advisers guide update 2-90.
Basis of Claim:
New Matter: additions & revisions.
Description:
sheets.
Number of similar titles:
3
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Enhancing a culture of independence and effectiveness

Investment advisers guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003125196 / 1991-08-06
Date of Publication:
December 1, 1989
Date of Creation:
1989
Title:
Investment advisers guide recipients.
Application Title:
Investment advisers guide update 2-89.
Basis of Claim:
New Matter: additions & revisions.
Description:
sheets.
Number of similar titles:
3
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Blue sky compliance workshop

Investment adviser guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003125197 / 1991-08-06
Date of Publication:
June 5, 1991
Date of Creation:
1991
Title:
Investment adviser guide recipients.
Application Title:
Investment advisers guide update 1-91.
Basis of Claim:
New Matter: additions & revisions.
Description:
sheets.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Enhancing a culture of independence and effectiveness

Investment adviser guide recipients

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003130744 / 1991-08-06
Date of Publication:
June 25, 1990
Date of Creation:
1990
Title:
Investment adviser guide recipients.
Edition:
Update 1-90.
Basis of Claim:
New Matter: additions, revisions.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide

Investment advisers conference, June 12-14, 1991

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003130931 / 1991-08-06
Date of Publication:
June 12, 1991
Date of Creation:
1991
Title:
Investment advisers conference, June 12-14, 1991.
Basis of Claim:
New Matter: additions & revisions.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide

Investment advisers

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003196386 / 1991-11-12
Date of Publication:
October 14, 1991
Date of Creation:
1991
Title:
Investment advisers.
Description:
folder.
Number of similar titles:
14
Copyright Claimant:
Investment Perspective International, Inc.
Names:
Investment Perspective International, Inc.

Investment advisers guide update, 1-92

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003474891 / 1993-01-26
Date of Publication:
July 20, 1992
Date of Creation:
1992
Title:
Investment advisers guide update, 1-92.
Basis of Claim:
New Matter: additions & revisions.
Description:
Sheets.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Enhancing a culture of independence and effectiveness

Investment advisers guide update, 2-92

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003474892 / 1993-01-26
Date of Publication:
November 30, 1992
Date of Creation:
1992
Title:
Investment advisers guide update, 2-92.
Basis of Claim:
New Matter: additions & revisions.
Description:
Sheets.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Blue sky compliance workshop

Investment advisers guide

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003479974 / 1993-01-26
Date of Publication:
February 14, 1992
Date of Creation:
1992
Title:
Investment advisers guide : vol. 1-2.
Basis of Claim:
New Matter: reprint & updating.
Number of similar titles:
11
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide

Investment advisers guide--update 1-94

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003868538 / 1994-08-11
Date of Publication:
March 15, 1994
Date of Creation:
1994
Title:
Investment advisers guide--update 1-94.
Basis of Claim:
New Matter: editorial & statistical updates.
Previous Registration:
Prev. reg.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (34 documents)
example document: Blue sky compliance workshop

Investment adviser reference manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003872309 / 1994-07-01
Date of Publication:
December 1, 1992
Date of Creation:
1992
Title:
Investment adviser reference manual.
Description:
1 v.
Copyright Claimant:
Federated Investors Building Corporation
Names:
Federated Investors Building Corporation

Copyrights records by Federated Investors Building Corporation



Investment adviser regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004001433 / 1995-03-07
Date of Publication:
February 9, 1995
Date of Creation:
1994
Title:
Investment adviser regulation : Feb. 9-10, 1995, Washington, DC.
Basis of Claim:
New Matter: compilation, additions & editing.
Previous Registration:
Appl. states no copyright is claimed on prev. pub. text & governmental works.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : American Law Institute, c1995.
Description:
226 p.
Number of similar titles:
21
Other Title:
ALI-ABA course of study, materials ; no. C978
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3248 documents)
example document: Regulation D offerings and private placement

Investment adviser regulation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004209642 / 1996-03-04
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Investment adviser regulation : Feb. 1-2, 1996, Washington, DC.
Basis of Claim:
New Matter: compilation, additions & editing.
Previous Registration:
Appl. states copyright is not claimed in prev. pub. text & governmental works.
Series:
ALI-ABA course of study, materials ;
Description:
292 p.
Number of similar titles:
21
Other Title:
ALI-ABA course of study, materials ; CA33
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3248 documents)
example document: Environmental litigation

Investment adviser regulation, January 30-31, 1997, Washington, DC

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004478834 / 1997-02-06
Date of Publication:
January 30, 1997
Date of Creation:
1997
Title:
Investment adviser regulation, January 30-31, 1997, Washington, DC.
Basis of Claim:
New Matter: compilation of materials, editing & additional text.
Previous Registration:
Appl. states copyright is not claimed, prev. pub. text, governmental works.
Series:
ALI-ABA course of study materials ;
Description:
234 p.
Variant title:
Investment adviser regulation
Other Title:
ALI-ABA course of study materials ; SB46
Copyright Claimant:
American Law Institute

This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible. Multiple persons can share the same name.