Investment companies products/variable contracts registered representative



Investment companies

Document number:
V2531P466
Date of Recordation:
April 9, 1990
Entire Copyright Document:
V2531 P466-486
Registration Number Not Verified:
TX 283-689 (1979)
Title:
Investment companies / TX 283-689 (1979)
Number of similar titles:
34
Title appears in Document:
Computer people & 361 other titles. (Part 001 of 002)

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
PA0000782411 / 1996-01-16
Date of Publication:
March 6, 1995
Date of Creation:
1995
Title:
Investment companies.
Series:
Securities Training Corporation ;
Description:
Videocassette ; 1/2 in.
Number of similar titles:
34
Other Title:
Securities Training Corporation ; series 6 : Video learning program ; 2
Copyright Claimant:
Securities Training Corporation
Notes:
Text.
Names:
Securities Training Corporation (97 documents)
example document: US government and agency securities

Copyrights records by Securities Training Corporation

Investment companies

Type of Work:
Sound recording and non-dramatic text
Registration Number / Date:
SR0000117120 / 1990-02-22
Date of Publication:
February 12, 1990
Date of Creation:
1989
Title:
Investment companies.
Copyright Note:
C.O. correspondence.
Description:
7 sound cassettes.
Number of similar titles:
34
Copyright Claimant:
Practising Law Institute
Authorship on Application:
recording, text: Practising Law Institute, employer for hire.
Names:
Practising Law Institute (2679 documents)
example document: Counseling clients in the entertainment industry, 2000

Copyrights records by Practising Law Institute

Investment companies

Type of Work:
Sound recording
Registration Number / Date:
SR0000176513 / 1993-07-26
Date of Publication:
May 28, 1993
Date of Creation:
1993
Title:
Investment companies : the changing role of independent directors.
Description:
6 sound cassettes.
Number of similar titles:
34
Variant title:
Investment companies : the changing role of independent directors
Copyright Claimant:
on recordings; American Law Institute
Notes:
"M957."
Names:
American Law Institute (3137 documents)
example document: CLE TV

Copyrights records by American Law Institute

Investment companies, the changing role of outside directors

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000131923 / 1978-10-02
Date of Publication:
December 2, 1977
Date of Creation:
1977
Title:
Investment companies, the changing role of outside directors.
Previous Registration:
Appl. states copyright not claimed in any material taken from U. S. Govt. sources.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : ALI-ABA Committee on Continuing Professional Education, c1977.
Description:
224 p.
Other Title:
A L I-ABA course of study, materials ; 3295
Copyright Claimant:
The American Law Institute
Names:
The American Law Institute

Copyrights records by The American Law Institute

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000283689 / 1979-07-13
Date of Publication:
June 30, 1978
Date of Creation:
1978
Title:
Investment companies : a chapter in the Registered representative preparation sequence course.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Prev. reg. as The Securities executive's manual, 1974, A527587 & Work of the securities industry, 1974, A563068.
Imprint:
[s.l.] : Control Data Education Co., c1978.
Description:
53 p.
Number of similar titles:
34
Other Title:
Work of the securities industry
The Securities executive's manual
Registered representative preparation sequence course
Copyright Claimant:
Control Data Corporation
Names:
Control Data Corporation (2178 documents)
example document: Basic reading skills

Copyrights records by Control Data Corporation

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000519908 / 1980-06-20
Date of Publication:
November 1, 1978
Date of Creation:
1978
Title:
Investment companies : the changing role of outside directors.
Previous Registration:
Appl. states copyright not claimed in any material taken from U.S. Govt. sources.
Series:
ALI-ABA course of study, materials ;
Imprint:
Philadelphia : ALI-ABA Committee on Continuing Professional Education, c1978.
Description:
690 p.
Number of similar titles:
34
Other Title:
A L I-ABA course of study, materials ; 3360
Copyright Claimant:
The American Law Institute
Names:
American Law Institute (3137 documents)
example document: Sophisticated estate planning techniques

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000739604 / 1981-03-05
Date of Publication:
December 8, 1980
Date of Creation:
1980
Title:
Investment companies : "reregulation" and the changing role of outside directors.
Basis of Claim:
New Matter: "compilation of materials, edicting [sic] & additional text."
Previous Registration:
Appl. states copyright is not claimed on prev. pub. text & governmental works.
Copyright Note:
C.O. correspondence.
Series:
ALI--ABA course of study--materials
Description:
291 p.
Number of similar titles:
34
Other Title:
A L I--ABA course of study--materials
Copyright Claimant:
The American Law Institute
Names:
American Law Institute (3137 documents)
example document: CLE TV

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001236616 / 1983-12-12
Date of Publication:
December 1, 1983
Date of Creation:
1983
Title:
Investment companies : an industry in transition, 1983 / Stanley J. Friedman, chairman.
Basis of Claim:
New Matter: compilation & additions.
Previous Registration:
Appl. states no copyright claimed on regulatory materials & corporate documents.
Series:
Corporate law and practice.
Imprint:
New York : PLI, 1983.
Description:
472 p.
Number of similar titles:
34
Other Title:
Corporate law and practice : Course handbook series ; no. 431
Copyright Claimant:
Practising Law Institute
Authorship on Application:
Practising Law Institute, employer for hire.
Names:
Stanley J. Friedman

Copyrights records by Friedman, Stanley J.

Practising Law Institute (2679 documents)
example document: Understanding basic trademark law 1999

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001507584 / 1985-01-29
Date of Publication:
September 8, 1980
Date of Creation:
1980
Title:
Investment companies.
Application Title:
Investment companies series: no. 6
Imprint:
[s.l. : s.n.], c1980.
Description:
1 v.
Number of similar titles:
34
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (97 documents)
example document: US government and agency securities

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001539439 / 1985-04-02
Date of Publication:
January 5, 1981
Date of Creation:
1981
Title:
Investment companies.
Basis of Claim:
New Matter: "rev. and updated."
Copyright Note:
C.O. correspondence.
Description:
1 v.
Number of similar titles:
34
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (97 documents)
example document: US government and agency securities

Investment companies products/variable contracts registered representative

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001552525 / 1985-01-29
Date of Publication:
August 22, 1983
Date of Creation:
1983
Title:
Investment companies products/variable contracts registered representative : series no. 6 : Investment companies : series no. 6.
Basis of Claim:
New Matter: "rev. & updated."
Copyright Note:
C.O. correspondence.
Variant title:
Investment companies products/variable contracts registered representative : series no. 6
Other Title:
Investment companies : series no. 6
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl.
Names:
Securities Training Corporation (97 documents)
example document: US government and agency securities

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001552526 / 1985-01-29
Date of Publication:
August 9, 1982
Date of Creation:
1982
Title:
Investment companies : series no. 6.
Basis of Claim:
New Matter: "rev. and updated, additional new material, edited."
Copyright Note:
C.O. correspondence.
Number of similar titles:
34
Variant title:
Investment companies : series no. 6
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl.
Names:
Securities Training Corporation (97 documents)
example document: US government and agency securities

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001554409 / 1985-03-01
Date of Publication:
February 7, 1985
Date of Creation:
1985
Title:
Investment companies : industry responses to new contexts and concepts / Stanley J. Friedman.
Basis of Claim:
New Matter: "selection, arr., and additional new material."
Previous Registration:
Appl. states no copyright claimed in sample regulations, prospectuses, and proxy statements used with permission.
Series:
Corporate law and practice course handbook series ;
Imprint:
New York : The Institute, c1985.
Description:
807 p.
Number of similar titles:
34
Variant title:
Investment companies : industry responses to new contexts and concepts
Other Title:
Corporate law and practice course handbook series ; no. 477
Copyright Claimant:
Practising Law Institute
Authorship on Application:
collective work: Practising Law Institute, employer for hire.
Names:
Stanley J. Friedman
Practising Law Institute (2679 documents)
example document: Professional responsibility

Investment companies, mutual funds, tax-exempt unit trusts

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001694828 / 1985-11-18
Date of Publication:
July 31, 1985
Date of Creation:
1985
Title:
Investment companies, mutual funds, tax-exempt unit trusts : technical skills.
Series:
New York Life Insurance Company first year training course
Description:
19 p.
Variant title:
Investment companies, mutual funds, tax-exempt unit trusts : technical skills
Other Title:
New York Life Insurance Company first year training course
Copyright Claimant:
New York Life Insurance Company
Names:
New York Life Insurance Company (14 documents)
example document: The letter

Copyrights records by New York Life Insurance Company

Investment companies products/variable contracts

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001750848 / 1986-02-11
Date of Publication:
February 4, 1985
Date of Creation:
1985
Title:
Investment companies products/variable contracts : ser. 6 : previous or alternative ti., Investment companies products/variable contracts registered representative : ser. 6.
Basis of Claim:
New Matter: "material revised and updated."
Previous Registration:
Prev. reg. 1985, TX 1-552-525.
Number of similar titles:
1
Variant title:
Investment companies products/variable contracts : ser. 6
Other Title:
Investment companies products/variable contracts registered representative : ser. 6
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl.
Names:
Securities Training Corporation (97 documents)
example document: US government and agency securities

Investment companies 1986

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001786377 / 1986-03-31
Date of Publication:
March 6, 1986
Date of Creation:
1986
Title:
Investment companies 1986 / Stanley J. Friedman, chairman.
Basis of Claim:
New Matter: "selection, arrangement, and additional new material."
Previous Registration:
Appl. states no copyright claimed on analytical data, corporate correspondence & S E C rulings.
Series:
Corporate law and practice course handbook series ;
Imprint:
New York : PLI, 1986.
Description:
584 p.
Other Title:
Corporate law and practice course handbook series ; no. 515
Copyright Claimant:
Practising Law Institute
Authorship on Application:
Practising Law Institute, employer for hire.
Names:
Stanley J. Friedman
Practising Law Institute (2679 documents)
example document: Health care M&A 1999

Investment companies, 1987

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002000060 / 1987-01-28
Date of Publication:
January 12, 1987
Date of Creation:
1986
Title:
Investment companies, 1987 : meeting new challenges / Stanley J. Friedman, chairman.
Basis of Claim:
New Matter: "selection, arrangement, additional new material."
Previous Registration:
Appl. states no copyright claimed on judicial, regulatory, and corporate materials.
Series:
Corporate law and practice course handbook series ;
Imprint:
[S.l.] : The Institute, c1987.
Description:
1088 p.
Number of similar titles:
1
Variant title:
Investment companies, 1987 : meeting new challenges
Other Title:
Corporate law and practice course handbook series ; no. 548
Copyright Claimant:
Practising Law Institute
Authorship on Application:
Practising Law Institute, employer for hire.
Names:
Stanley J. Friedman
Practising Law Institute (2679 documents)
example document: Estate and financial planning for the aging or incapacitated client, 1989

Investment companies, 1987

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002244104 / 1988-02-22
Date of Publication:
November 30, 1987
Date of Creation:
1987
Title:
Investment companies, 1987 : expansion and innovation.
Basis of Claim:
New Matter: "selection, arrangement, additional new material."
Series:
Corporate law practice course handbook series ;
Imprint:
New York : Practising Law Institute, c1987.
Description:
840 p.
Number of similar titles:
1
Other Title:
Corporate law practice course handbook series ; no. 582
Copyright Claimant:
Practising Law Institute
Authorship on Application:
collective work: Practising Law Institute, employer for hire.
Names:
Practising Law Institute (2679 documents)
example document: Understanding securities products of insurance companies

Investment companies, 1988

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002479477 / 1989-01-24
Date of Publication:
December 5, 1988
Date of Creation:
1988
Title:
Investment companies, 1988.
Basis of Claim:
New Matter: "selection, arrangement, and additional new material."
Series:
Corporate law and practice course handbook series ;
Description:
936 p.
Other Title:
Corporate law and practice course handbook series ; no. 626
Copyright Claimant:
Practising Law Institute
Names:
Practising Law Institute (2679 documents)
example document: International securities market 2003

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002540268 / 1989-03-15
Date of Publication:
February 3, 1989
Date of Creation:
1989
Title:
Investment companies : the changing role of outside directors : February 3-4, 1989, New York, N. Y.
Basis of Claim:
New Matter: compilation, editing & additional text.
Previous Registration:
Appl. states no copyright claimed in prev. pub. text, governmental works.
Series:
ALI-ABA course of study, materials ;
Imprint:
[Philadelphia] : American Law Institute-American Bar Association, Committee on Continuing Professional Education, c1989.
Number of similar titles:
34
Variant title:
Investment companies : the changing role of outside directors
Other Title:
A L I-ABA course of study, materials ; C389
Copyright Claimant:
the American Law Institute
Names:
American Law Institute (3137 documents)
example document: Pension, profit-sharing, and other deferred compensation plans

Investment companies, 1989

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002737584 / 1990-01-12
Date of Publication:
December 4, 1989
Date of Creation:
1989
Title:
Investment companies, 1989 / chairman, Stanley J. Friedman.
Basis of Claim:
New Matter: additions.
Series:
Corporate law and practice course handbook series ;
Description:
1 v.
Other Title:
Corporate law and practice course handbook series ; no. 665
Copyright Claimant:
Practising Law Institute
Authorship on Application:
Practising Law Institute, employer for hire.
Names:
Stanley J. Friedman
Practising Law Institute (2679 documents)
example document: Understanding the sophisticated real estate practice 2002

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002939325 / 1990-10-19
Date of Publication:
October 5, 1990
Date of Creation:
1990
Title:
Investment companies : the changing role of outside directors : October 5-6, 1990, Washington, D.C.
Basis of Claim:
New Matter: "compilation of materials, editing, and additional text."
Previous Registration:
Appl. states copyright is not claimed on prev. pub. text, governmental works.
Series:
ALI-ABA course of study, materials ;
Number of similar titles:
34
Variant title:
Investment companies : the changing role of outside directors
Other Title:
Investment companies/outside directors
ALI-ABA course of study, materials ; C550
Copyright Claimant:
the American Law Institute
Notes:
Spine ti.: Investment companies/outside directors.
Names:
American Law Institute (3137 documents)
example document: Fundamentals of bankruptcy law, second edition

Investment companies industry developments--1991

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003223517 / 1991-12-23
Date of Publication:
November 18, 1991
Date of Creation:
1991
Title:
Investment companies industry developments--1991.
Basis of Claim:
New Matter: "revision and updating of text."
Previous Registration:
Prev. reg. 1990, TX 2-995-799.
Series:
Audit risk alerts
Description:
1 v.
Other Title:
Audits of investment companies
Copyright Claimant:
American Institute of Certified Public Accountants, Inc.
Notes:
Update to Audits of investment companies.
Names:
American Institute of Certified Public Accountants, Inc. (1224 documents)
example document: Confirmation of receivables

Copyrights records by American Institute of Certified Public Accountants, Inc.

Investment companies, 1992

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003501017 / 1993-01-25
Date of Publication:
September 18, 1992
Date of Creation:
1992
Title:
Investment companies, 1992 / co-chairs, Allan S. Mostoff, Marianne K. Smythe.
Basis of Claim:
New Matter: selection, arr. & additions.
Previous Registration:
Appl. states no copyright claimed in SEC materials, proposed amendments & articles reprinted with permission.
Series:
Corporate law and practice course handbook series ;
Imprint:
New York : Practising Law Institute, c1992.
Description:
504 p.
Other Title:
Corporate law and practice course handbook series ; no. B-786
Copyright Claimant:
Practicing Law Institute (employer for hire)
Names:
Marianne K. Smythe

Copyrights records by Smythe, Marianne K.

Allan S. Mostoff
Practicing Law Institute (56 documents)
example document: Be prepared! for your deposition

Copyrights records by Practicing Law Institute

Investment companies

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003557997 / 1993-04-27
Date of Publication:
April 23, 1993
Date of Creation:
1993
Title:
Investment companies : the changing role of independent directors : April 23-24, 1993, New York, New York.
Basis of Claim:
New Matter: compilation of materials, editing, additional text.
Previous Registration:
Appl. states no copyright claimed in prev. pub. text & governmental works.
Series:
ALI-ABA course of study materials ;
Description:
325 p.
Number of similar titles:
34
Other Title:
ALI-ABA course of study materials ; C841
Copyright Claimant:
American Law Institute
Names:
American Law Institute (3137 documents)
example document: CLE TV

Investment companies industry developments, 1993

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003721244 / 1993-12-29
Date of Publication:
November 11, 1993
Date of Creation:
1993
Title:
Investment companies industry developments, 1993.
Basis of Claim:
New Matter: revision & updating.
Previous Registration:
Prev. reg. 1992, TX 3-494-152.
Series:
Audit risk alerts
Description:
17 p.
Copyright Claimant:
American Institute of Certified Public Accountants, Inc.
Names:
American Institute of Certified Public Accountants, Inc. (1224 documents)
example document: Confirmation of receivables

Investment companies industry developments--1994

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003977737 / 1995-01-20
Date of Publication:
November 21, 1994
Date of Creation:
1994
Title:
Investment companies industry developments--1994.
Basis of Claim:
New Matter: revision and updating of text.
Previous Registration:
Prev. reg. 1993, TX 3-721-244.
Series:
Audit risk alerts
Description:
19 p.
Copyright Claimant:
American Institute of Certified Public Accountants, Inc.
Names:
American Institute of Certified Public Accountants, Inc. (1224 documents)
example document: Operational audit engagements

Investment companies industry developments, 1995/96

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004352302 / 1996-08-09
Date of Publication:
November 26, 1995
Date of Creation:
1995
Title:
Investment companies industry developments, 1995/96.
Basis of Claim:
New Matter: revision & updating.
Previous Registration:
Prev. reg. 1995, TX 3-977-737.
Series:
Audit risk alerts
Imprint:
New York : AICPA, c1995.
Description:
21 p.
Other Title:
Audits of investment companies
Copyright Claimant:
American Institute of Certified Public Accountants, Inc.
Notes:
Complement to AICPA audit and accounting guide, Audits of investment companies.
Names:
American Institute of Certified Public Accountants, Inc. (1224 documents)
example document: Confirmation of receivables

Investment companies industry developments--1996/97

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004460654 / 1997-01-17
Date of Publication:
October 29, 1996
Date of Creation:
1996
Title:
Investment companies industry developments--1996/97.
Basis of Claim:
New Matter: revisions, updating.
Previous Registration:
Prev. reg. 1996, TX 4-352-302.
Series:
Audit risk alerts
Description:
27 p.
Copyright Claimant:
American Institute of Certified Public Accountants, Inc.
Names:
American Institute of Certified Public Accountants, Inc. (1224 documents)
example document: Auditing estimates and other soft accounting information
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