New York Stock Exchange floor clerks of members engaged in business with professional customers qualification examination
New York Stock Exchange compliance official qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000599908 / 1993-10-12
Date of Creation:
1990
Title:
New York Stock Exchange compliance official qualification examination.
Basis of Claim:
New Matter: additions, editing, compilation
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
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New York Stock Exchange floor member qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000599910 / 1993-10-12
Date of Creation:
1992
Title:
New York Stock Exchange floor member qualification examination.
Basis of Claim:
New Matter: additions, editing, compilation
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange qualifying examination for supervisory analysts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000599911 / 1993-10-12
Date of Creation:
1990
Title:
New York Stock Exchange qualifying examination for supervisory analysts
Basis of Claim:
New Matter: additions, editing, compilation
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000599950 / 1993-10-12
Date of Creation:
1990
Title:
New York Stock Exchange compliance official qualification examination : ser. 14, form 04-90.
Basis of Claim:
New Matter: additions, selection, editing & compilation.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor member qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000599951 / 1993-10-12
Date of Creation:
1992
Title:
New York Stock Exchange floor member qualification examination : ser. 15, form 4.
Basis of Claim:
New Matter: additions, selection, editing & compilation.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official for specialist firm qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000653572 / 1994-08-24
Date of Creation:
1993
Title:
New York Stock Exchange compliance official for specialist firm qualification examination : ser. 14A : form 1.
Description:
3 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Authorship on Application:
individual test questions & compilation: New York Stock Exchange, Inc.
Names:
New York Stock Exchange floor members engaged in public business with professional customers qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000653573 / 1994-08-24
Date of Creation:
1992
Title:
New York Stock Exchange floor members engaged in public business with professional customers qualification examination : ser. 7A : form 2, booklet no. 20005.
Basis of Claim:
New Matter: new individual test questions, selection and editing of pre-existing questions, compilation.
Previous Registration:
Preexisting material: Database of questions for the general securities registered representative examination: ser. 7 (version 1), 1991, TXu 515-622.
Description:
3 p.
Other Title:
Database of questions for the general securities registered representative examination
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor members engaged in public business with professional customers qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000653574 / 1994-08-24
Date of Creation:
1992
Title:
New York Stock Exchange floor members engaged in public business with professional customers qualification examination : ser. 7A : form 1.
Basis of Claim:
New Matter: new individual test questions, selection and editing of pre-existing questions, compilation.
Previous Registration:
Preexisting material: Database of questions for the general securities registered representative examination: ser. 7 (version 1), 1991, TXu 515-622.
Description:
3 p.
Other Title:
Database of questions for the general securities registered representative examination
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official for specialist firm qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000653575 / 1994-08-24
Date of Creation:
1993
Title:
New York Stock Exchange compliance official for specialist firm qualification examination : ser. 14A, form 2.
Description:
3 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Authorship on Application:
individual test questions & compilation: New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange qualification examination for supervisory analysts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764790 / 1997-01-16
Date of Creation:
1995
Title:
New York Stock Exchange qualification examination for supervisory analysts : series 16, pt. 1, form D, booklet no. 2224.
Variant title:
New York Stock Exchange qualification examination for supervisory analysts : series 16, pt. 1, form D, booklet no. 2224
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official for specialist firm
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764791 / 1997-01-16
Date of Creation:
1993
Title:
New York Stock Exchange compliance official for specialist firm : qualification examination : series 14A , form 2.
Basis of Claim:
New Matter: additional text, selection & editing.
Variant title:
New York Stock Exchange compliance official for specialist firm : qualification examination : series 14A , form 2
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor member
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764792 / 1997-01-16
Date of Creation:
1992
Title:
New York Stock Exchange floor member : qualification examination : series 15 , form 5.
Basis of Claim:
New Matter: additional text, editing & compilation.
Variant title:
New York Stock Exchange floor member : qualification examination : series 15 , form 5
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange, Inc. qualification examination for supervisory analysts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764793 / 1997-01-16
Date of Creation:
1995
Title:
New York Stock Exchange, Inc. qualification examination for supervisory analysts : series 16, exhibit booklet.
Variant title:
New York Stock Exchange, Inc. qualification examination for supervisory analysts : series 16, exhibit booklet
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange, Inc. general securities registered representative qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764794 / 1997-01-16
Date of Creation:
1992
Title:
New York Stock Exchange, Inc. general securities registered representative qualification examination : test series no. 7 : exhibits book.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange, Inc. qualification examination for supervisory analysts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764795 / 1997-01-16
Date of Creation:
1995
Title:
New York Stock Exchange, Inc. qualification examination for supervisory analysts : series 16, pt. 2, form F : booklet no. 4163.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (57 documents)
example document: Qualifying examination for supervisory analysts
example document: Qualifying examination for supervisory analysts
New York Stock Exchange floor member qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764796 / 1997-01-16
Date of Creation:
1992
Title:
New York Stock Exchange floor member qualification examination : series 15, form 6 : booklet no. 156054.
Basis of Claim:
New Matter: additional text, editing & compilation.
Variant title:
New York Stock Exchange floor member qualification examination : series 15, form 6 : booklet no. 156054.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange qualification examination for supervisory analysts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764797 / 1997-01-16
Date of Creation:
1995
Title:
New York Stock Exchange qualification examination for supervisory analysts : series 16, pt. 2, form E : booklet no. 5070.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor clerks of members engaged in business with the professional customers
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764799 / 1997-01-16
Date of Creation:
1995
Title:
New York Stock Exchange floor clerks of members engaged in business with the professional customers : qualification examination : series 7B, form 2, booklet no. 0253.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor members engaged in public business with professional customers
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764801 / 1997-01-16
Date of Creation:
1992
Title:
New York Stock Exchange floor members engaged in public business with professional customers : qualification examination : series 7A, form 1, booklet no. 211.
Basis of Claim:
New Matter: additional text, selection & editing.
Previous Registration:
Prev. reg. 1994, TXu 653-574.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764802 / 1997-01-16
Date of Creation:
1996
Title:
New York Stock Exchange compliance official : qualification examination : series 14, form 6, booklet no. 1460D1.
Basis of Claim:
New Matter: additional text, compilation & editing.
Variant title:
New York Stock Exchange compliance official : qualification examination : series 14, form 6, booklet no. 1460D1
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor members engaged in public business with professional customers
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764803 / 1997-01-16
Date of Creation:
1992
Title:
New York Stock Exchange floor members engaged in public business with professional customers : qualification examination : series 7A, form 2, booklet no. 6.
Basis of Claim:
New Matter: additional text & editing.
Previous Registration:
Prev. reg. 1994, TXu 653-573.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000764804 / 1997-01-16
Date of Creation:
1996
Title:
New York Stock Exchange compliance official qualification examination : series 14, form 7, booklet no. 147025.
Basis of Claim:
New Matter: additional text, editing & compilation.
Variant title:
New York Stock Exchange compliance official qualification examination : series 14, form 7, booklet no. 147025
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor clerks of members engaged in business with professional customers qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000767745 / 1997-01-16
Date of Creation:
1995
Title:
New York Stock Exchange floor clerks of members engaged in business with professional customers qualification examination : series 7B, form 1.
Application Title:
New York Stock Exchange qualification for series 7B, form 1, floor clerks of members engaged in business with professional customers.
Description:
1 v.
Variant title:
New York Stock Exchange floor clerks of members engaged in business with professional customers
Other Title:
New York Stock Exchange qualification for series 7B, form 1, floor clerks of members engaged in business
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange compliance official for specialist firm qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000776270 / 1997-01-16
Date of Creation:
1993
Title:
New York Stock Exchange compliance official for specialist firm qualification examination : ser. 14A, form 1.
Application Title:
Qualification examination for compliance official for specialist firm : ser. 14A, form 1.
Basis of Claim:
New Matter: new questions, selection & editing.
Previous Registration:
Prev. reg. 1994, TXu 653-572.
Description:
Secured material.
Variant title:
New York Stock Exchange compliance official for specialist firm qualification examination : ser. 14A, form 1
Other Title:
Qualification examination for compliance official for specialist firm : ser. 14A, form 1
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange trading assistant qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907316 / 1999-05-28
Date of Creation:
1999
Title:
New York Stock Exchange trading assistant qualification examination : ser. 25, form 1.
Copyright Note:
C.O. correspondence.
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor member qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907317 / 1999-05-28
Date of Creation:
1998
Title:
New York Stock Exchange floor member qualification examination : ser. 15, form 7.
Basis of Claim:
New Matter: selection, editing, compilation & additional text.
Previous Registration:
Prev. reg. 1997, TXu 764-792.
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange trading assistant qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907318 / 1999-05-28
Date of Creation:
1999
Title:
New York Stock Exchange trading assistant qualification examination : ser. 25, form 2.
Copyright Note:
C.O. correspondence.
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange floor member qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000907319 / 1999-05-28
Date of Creation:
1998
Title:
New York Stock Exchange floor member qualification examination : ser. 15, form 8.
Basis of Claim:
New Matter: selection, editing, compilation & additional text.
Previous Registration:
Prev. reg. 1997, TXu 764-796.
Copyright Note:
C.O. correspondence.
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured material.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu001102446 / 2003-04-10
Date of Creation:
2003
Title:
New York Stock Exchange : Floor member's continuing education program, FMCE : ver. 2.
Description:
Sheets.
Other Title:
Floor member's continuing education program, FMCE : ver. 2.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured text.
Names:
New York Stock Exchange, Inc.
New York Stock Exchange
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu001102447 / 2003-04-10
Date of Creation:
2003
Title:
New York Stock Exchange : Floor member's continuing education program, FMCE : ver. 1.
Description:
Sheets.
Other Title:
Floor member's continuing education program, FMCE : ver. 1.
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Secured text.
Names:
New York Stock Exchange, Inc.
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