PassTrak series 82 limited representative private securities offerings license exam manual part 4
The basics of equity instruments
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005567646 / 2002-07-10
Date of Publication:
December 12, 2000
Date of Creation:
2000
Title:
The basics of equity instruments.
Description:
19 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Fair housing and law update
example document: Fair housing and law update
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Basics of bonds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005567647 / 2002-07-10
Date of Publication:
December 12, 2000
Date of Creation:
2000
Title:
Basics of bonds.
Description:
17 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Churning and excessive trading
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005567648 / 2002-07-10
Date of Publication:
March 2, 2001
Date of Creation:
2001
Title:
Churning and excessive trading.
Description:
17 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Blue's clues for success
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005578030 / 2002-07-25
Date of Publication:
June 14, 2002
Date of Creation:
2002
Title:
Blue's clues for success : the 8 secrets behind a phenomenal business / Diane Tracy.
Imprint:
Chicago : Dearborn Trade Pub., c2002.
Description:
229 p.
Variant title:
Blue's clues for success : the 8 secrets behind a phenomenal business
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dynamics of customer complaints
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005596662 / 2002-08-07
Date of Publication:
April 13, 2000
Date of Creation:
2000
Title:
Dynamics of customer complaints.
Description:
15 p.
Number of similar titles:
1
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Executive's business letter book
example document: Executive's business letter book
Ethics for the securities professional
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005596663 / 2002-08-07
Date of Publication:
April 1, 2001
Date of Creation:
2001
Title:
Ethics for the securities professional : pt. two.
Description:
23 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: PassTrak series 52, municipal securities representative
example document: PassTrak series 52, municipal securities representative
Basics of covered call writing
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005596664 / 2002-08-07
Date of Publication:
September 22, 2000
Date of Creation:
2000
Title:
Basics of covered call writing.
Description:
17 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Florida essentials of real estate investment 30 hour course
example document: Florida essentials of real estate investment 30 hour course
Hot issues, free-riding, and withholding
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005596665 / 2002-08-07
Date of Publication:
December 12, 2000
Date of Creation:
2000
Title:
Hot issues, free-riding, and withholding.
Description:
26 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Passtrak series 24 general securities principal
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005596666 / 2002-08-07
Date of Publication:
May 31, 2002
Date of Creation:
2002
Title:
Passtrak series 24 general securities principal.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Prev. reg. 2000, TX 5-058-316.
Description:
67 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Suitability for the institutional market
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005597543 / 2002-08-07
Date of Publication:
January 3, 2002
Date of Creation:
2002
Title:
Suitability for the institutional market.
Description:
16 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Key point review audiotapes for modern real estate practice
example document: Key point review audiotapes for modern real estate practice
Branch office audits
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005597544 / 2002-08-07
Date of Publication:
December 11, 2000
Date of Creation:
2000
Title:
Branch office audits.
Description:
21 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Principles & practices, questions & answers
example document: Principles & practices, questions & answers
Bear market blues
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005597545 / 2002-08-07
Date of Publication:
January 3, 2002
Date of Creation:
2002
Title:
Bear market blues : customers and down markets.
Description:
17 p.
Variant title:
Bear market blues : customers and down markets.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
General supervision for small brokerage offices
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005597546 / 2002-08-07
Date of Publication:
June 8, 2001
Date of Creation:
2001
Title:
General supervision for small brokerage offices
Description:
17 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Privacy provisions of the Gramm-Leach-Bliley Act
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005597547 / 2002-08-07
Date of Publication:
April 4, 2001
Date of Creation:
2001
Title:
Privacy provisions of the Gramm-Leach-Bliley Act.
Description:
23 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Basics of margin accounts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005597550 / 2002-08-07
Date of Publication:
October 24, 2000
Date of Creation:
2000
Title:
Basics of margin accounts.
Description:
36 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Florida real estate principles, practices & law
example document: Florida real estate principles, practices & law
Principles of construction lending
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005687069 / 2002-08-28
Date of Publication:
May 30, 2002
Date of Creation:
2002
Title:
Principles of construction lending.
Imprint:
Chicago : Dearborn Real Estate Education, c2002.
Description:
158 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Authorship on Application:
Mortgage Bankers Association of America, employer for hire.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Savage on selling
Mortgage Bankers Association of America (58 documents)
example document: Managing risk in the secondary market for residential mortgages
example document: Savage on selling
Mortgage Bankers Association of America (58 documents)
example document: Managing risk in the secondary market for residential mortgages
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Principles of commercial real estate mortgage servicing
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005687070 / 2002-08-28
Date of Publication:
June 1, 2002
Date of Creation:
2002
Title:
Principles of commercial real estate mortgage servicing.
Imprint:
Chicago : Dearborn Real Estate Education, c2002.
Description:
140 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Authorship on Application:
Mortgage Bankers Association of America, employer for hire.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Graphic divisions multiple-choice test bank
Mortgage Bankers Association of America (58 documents)
example document: Mortgage loan origination
example document: Graphic divisions multiple-choice test bank
Mortgage Bankers Association of America (58 documents)
example document: Mortgage loan origination
The language of investing
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005689448 / 2002-08-06
Date of Publication:
December 8, 2000
Date of Creation:
2000
Title:
The language of investing.
Description:
50 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
1035 exchanges
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005689676 / 2002-08-07
Date of Publication:
October 19, 2000
Date of Creation:
2000
Title:
1035 exchanges.
Description:
19 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Maryland supplement for Modern real estate practice, seventh edition
example document: Maryland supplement for Modern real estate practice, seventh edition
Online trading trends and regulation
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005689677 / 2002-08-07
Date of Publication:
April 13, 2000
Date of Creation:
2000
Title:
Online trading trends and regulation.
Description:
1 v.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Environmental issues & obligations
example document: Environmental issues & obligations
Regulatory element overview S-106
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005689678 / 2002-08-07
Date of Publication:
February 18, 2002
Date of Creation:
2002
Title:
Regulatory element overview S-106.
Imprint:
Chicago : Dearborn Financial Services, c2002.
Description:
153 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Notes:
With review test.
Names:
Variable product suitability
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695746 / 2003-03-03
Date of Publication:
October 12, 2000
Date of Creation:
2000
Title:
Variable product suitability.
Description:
28 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Valuating investments in emerging markets
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695747 / 2003-03-03
Date of Publication:
January 4, 2002
Date of Creation:
2002
Title:
Valuating investments in emerging markets.
Description:
22 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Modern real estate practice in North Carolina
example document: Modern real estate practice in North Carolina
Regulation of electronic communications
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695748 / 2003-03-03
Date of Publication:
March 2, 2001
Date of Creation:
2001
Title:
Regulation of electronic communications.
Description:
27 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Real estate finance and tax issues
example document: Real estate finance and tax issues
Recent developments in NASD regulation
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695749 / 2003-03-03
Date of Publication:
August 5, 2002
Date of Creation:
2002
Title:
Recent developments in NASD regulation.
Description:
20 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Modern real estate practice in New York
example document: Modern real estate practice in New York
Mutual fund asset allocation
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695750 / 2003-03-03
Date of Publication:
April 4, 2001
Date of Creation:
2001
Title:
Mutual fund asset allocation.
Description:
29 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dynamics of customer complaints
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695751 / 2003-03-03
Date of Publication:
March 2, 2001
Date of Creation:
2001
Title:
Dynamics of customer complaints.
Description:
16 p.
Number of similar titles:
1
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Mutual fund suitability
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695752 / 2003-03-03
Date of Publication:
March 26, 2001
Date of Creation:
2001
Title:
Mutual fund suitability.
Description:
30 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: The complete guide to consulting success
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Section 529 plans
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695753 / 2003-03-03
Date of Publication:
July 23, 2002
Date of Creation:
2002
Title:
Section 529 plans.
Description:
39 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Chemical engineering problems & solutions
example document: Chemical engineering problems & solutions
Series 6 diagnostic exams
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005695754 / 2003-03-03
Date of Publication:
October 7, 2002
Date of Creation:
2002
Title:
Series 6 diagnostic exams.
Description:
44 p.
Copyright Claimant:
Dearborn Financial Publishing, Inc.
Names:
Dearborn Financial Publishing, Inc. (1645 documents)
example document: Municipal securities representative
example document: Municipal securities representative
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