PLI's Second annual institute on securities regulation in Europe, Coping with broker/dealer regulation & enforcement, 2003



PLI's Second annual institute on securities regulation in Europe

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005771966 / 2002-10-25
Date of Publication:
December 9, 2002
Date of Creation:
2002
Title:
PLI's Second annual institute on securities regulation in Europe : [BO-019U].
Basis of Claim:
New Matter: selection, arrangement and additional new material.
Copyright Note:
C.O. correspondence.
Series:
Corporate law and practice course handbook series ; no. B-2347
Imprint:
New York : Practising Law Institute, c2002.
Description:
1376 p.
Other Title:
Second annual institute on securities regulation in Europe
Corporate law and practice course handbook series ; no. B-2347
Copyright Claimant:
Practising Law Institute
Names:
Practising Law Institute (5863 documents)
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Coping with broker/dealer regulation & enforcement, 2003

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005815434 / 2003-10-07
Date of Publication:
September 30, 2003
Date of Creation:
2003
Title:
Coping with broker/dealer regulation & enforcement, 2003 / chair Harry J. Weiss.
Basis of Claim:
New Matter: selection, arr. & additional material.
Series:
Corporate law and practice course handbook series ; no. B-1389
Imprint:
New York : Practising Law Institute, c2003.
Description:
928 p.
Other Title:
Corporate law and practice course handbook series ; no. B-1389
Copyright Claimant:
Practising Law Institute
Names:
Harry J. Weiss (2 documents)
example document: Preparing for SEC inspections and examinations

Copyrights records by Weiss, Harry J.

Practising Law Institute (5863 documents)
example document: Ethics & professionalism

Understanding the securities laws, 2003

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005861593 / 2003-09-11
Date of Publication:
September 3, 2003
Date of Creation:
2003
Title:
Understanding the securities laws, 2003 / co-chairs, Elizabeth R. Flint, Jeffry S. Hoffman, N. Adele Hogan, Victor Hsu, Jeffrey Kateman, Neel Lemon, Larry D. Soderquist, Herbert S. Wander.
Basis of Claim:
New Matter: selection, arr. & additional new material.
Previous Registration:
Appl. states articles and other material reprinted with permission; no copyright claimed therein.
Series:
Corporate law and practice course handbook series ; no. B-1385
Imprint:
New York : Practising Law Institute, c2003.
Description:
1472 p.
Other Title:
Corporate law and practice course handbook series ; no. B-1385
Copyright Claimant:
Practising Law Institute
Names:
Herbert S. Wander
Larry D. Soderquist (87 documents)
example document: Understanding the securities laws, 1998

Copyrights records by Soderquist, Larry D.

Neel Lemon
Jeffrey Kateman
Victor Hsu (10 documents)
example document: Saint Elsewhere

Copyrights records by Hsu, Victor

N. Adele Hogan
Jeffry S. Hoffman (5 documents)
example document: Understanding the securities laws 1997

Copyrights records by Hoffman, Jeffry S.

Elizabeth R. Flint (3 documents)
example document: Understanding the securities laws, 2001

Copyrights records by Flint, Elizabeth R.

Practising Law Institute (5863 documents)
example document: Negotiating the sophisticated real estate sale transaction 1999

Advanced doing deals 2005

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006181545 / 2005-06-03
Date of Publication:
May 27, 2005
Date of Creation:
2005
Title:
Advanced doing deals 2005 : dealmaking in the new transactional marketplace / co-chairs Robert C. Schwenkel, Paul D. Tosetti.
Basis of Claim:
New Matter: compilation & additions.
Series:
Corporate law and practice course handbook series ; no. B-1493
Imprint:
New York : Practising Law Institute, c2005.
Description:
684 p.
Number of similar titles:
1
Copyright Claimant:
Practising Law Institute
Names:
Paul D. Tosetti (4 documents)
example document: Advanced doing deals

Copyrights records by Tosetti, Paul D.

Robert C. Schwenkel (4 documents)
example document: Advanced doing deals

Copyrights records by Schwenkel, Robert C.

Practising Law Institute (5863 documents)
example document: Cable television law 1990

Acquiring or selling the privately held company

Title:
Acquiring or selling the privately held company.
Title Qualifier:
Subsequent issues registered as monographs
Basis of Claim:
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2002
Serial Key Title:
Acquiring or selling the privately held company
ISSN:
1068-9028

Description:
print material.
Frequency:
Annually.
Number of similar titles:
37
Similar Title:
Acquiring or selling the privately held company 1992
Description based on:
1996 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Consumer financial services litigation

Doing deals

Title:
Doing deals : understanding the nuts and bolts of transactional practice.
Basis of Claim:
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Description:
print material.
Frequency:
Annually.
Description based on:
1996 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Tax exempt financing, 1991

Private placements

Title:
Private placements.
Title Qualifier:
Subsequent issues registered as monographs
Basis of Claim:
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
1996
Serial Key Title:
Private placements
ISSN:
1068-0101

Description:
print material.
Frequency:
Annually.
Number of similar titles:
50
Similar Title:
Private placements
Description based on:
1996 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Project financing

Representing the small business ..

Title:
Representing the small business ...
Title Qualifier:
Subsequent issues registered as monographs
Basis of Claim:
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
1996
Description:
print material.
Frequency:
Annually.
Description based on:
1996 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Health care M&A

Swaps and other derivatives in ..

Title:
Swaps and other derivatives in ...
Basis of Claim:
New matter: additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2002
Serial Key Title:
Swaps and other derivatives
ISSN:
1070-1656

Description:
print material.
Frequency:
Annually.
Number of similar titles:
5
Description based on:
1997 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Revenue Reconciliation Act of 1990

Corporate political activities

Title:
Corporate political activities : complying with campaign finance, lobbying, and ethics laws.
Basis of Claim:
New matter: additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2002
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
17
Similar Title:
Corporate political activities, 1995
Description based on:
1997 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Accounting for lawyers, 1986

Securities filings ..

Title:
Securities filings ...
Basis of Claim:
New matter: additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Description:
print material.
Frequency:
Annually.
Number of similar titles:
5
Description based on:
1997 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Contests for corporate control 1997

The SEC speaks in ..

Title:
The SEC speaks in ...
Basis of Claim:
New matter: additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
1998
Description:
print material.
Frequency:
Annually.
Number of similar titles:
2
Description based on:
1998 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Acquiring or selling the privately held company, 1996

Advanced antitrust seminar

Title:
Advanced antitrust seminar : distribution and marketing.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2000
Serial Key Title:
Annual advanced antitrust seminar
ISSN:
1066-9957

Description:
print material.
Number of similar titles:
2
Description based on:
38th annual seminar issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Cable television law 1999

Immigration & naturalization institute

Title:
Immigration & naturalization institute.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
Annual immigration and naturalization institute
ISSN:
0147-1309

Description:
print material.
Frequency:
Prior issues see Annual Immigration & Naturalization Institute.
Number of similar titles:
3
Other Title:
Annual Immigration & Naturalization Institute
Description based on:
32nd annual institute.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Understanding ERISA

Annual directors' institute on corporate governance

Title:
Annual directors' institute on corporate governance : what board members need to know to be effective today & tomorrow / chair, Ira M. Millstein ; co-chairs, Betsy S. Atkins, Richard H. Koppes.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
Annual directors' institute on corporate governance
ISSN:
1549-6791

Description:
print material.
Publication History:
1st-
Number of similar titles:
2
Description based on:
2nd issue.
Copyright Claimant:
Practising Law Institute.
Names:
Richard H. Koppes

Copyrights records by Koppes, Richard H.

Betsy S. Atkins

Copyrights records by Atkins, Betsy S.

Ira M. Millstein (5 documents)
example document: The Impact of the Modern Corporation

Copyrights records by Millstein, Ira M.

Practising Law Institute (5863 documents)
example document: Contests for corporate control, 1997

Basics of accounting & finance

Title:
Basics of accounting & finance : what every practicing lawyer needs to know / co-chairs, Claudia P. Spencer, Karen Kincaid Balmer, Howard Blumstein.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
Basics of accounting & finance
ISSN:
1540-8264

Description:
print material.
Frequency:
Annually.
Publication History:
1998-
Number of similar titles:
18
Similar Title:
Basics of accounting & finance winter 2004
Description based on:
Summer 2004.
Copyright Claimant:
Practising Law Institute (employer for hire)
Names:
Howard Blumstein
Karen Kincaid Balmer (3 documents)
example document: Basics of accounting & finance winter 2006

Copyrights records by Balmer, Karen Kincaid

Claudia P. Spencer
Practising Law Institute (5863 documents)
example document: 21st Annual Immigration and Natrualization Institute

Contests for corporate control

Title:
Contests for corporate control : current offensive & defensive strategies in M&A transactions ....
Basis of Claim:
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
Contests for corporate control (2001)
ISSN:
1546-8836

Description:
print material.
Frequency:
Annually.
Publication History:
2001-
Continues:
New strategies in contests for corporate control.
Number of similar titles:
19
Similar Title:
Contests for corporate control, 1997
Other Title:
New strategies in contests for corporate control
Description based on:
2004 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Understanding basic copyright law, 1997

How to prepare an initial public offering

Title:
How to prepare an initial public offering / co-chairs, Winthrop B. Conrad, Jr., Laird H. Simons 3rd.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
How to prepare an initial public offering
ISSN:
1076-3376

Description:
print material.
Frequency:
Annually.
Number of similar titles:
31
Similar Title:
How to prepare an initial public offering, 1994
Description based on:
2004 issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Names:
Laird H. 3rd Simons (9 documents)
example document: How to prepare an initial public offering 2000

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Conrad, Winthrop B., Jr. (5 documents)
example document: How to prepare an initial public offering, 1998

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Practising Law Institute (5863 documents)
example document: Longacre white patent education patent bar checklist poster & 10 other titles

International securities markets .

Title:
International securities markets . : best practices & changing requirements in global markets.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
International securities markets
ISSN:
1059-5473

Description:
print material.
Frequency:
Frequency unknown.
Description based on:
2004 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Understanding the securities las 1996

The investment management institute

Title:
The investment management institute : a seminar for ... act lawyers / co-chairs, Barry P. Barbash, Paul F. Roye.
Basis of Claim:
New matter: compilation & additions.
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
The investment management institute
ISSN:
1546-5233

Description:
print material.
Frequency:
Annually.
Number of similar titles:
5
Similar Title:
The investment management institute
Description based on:
2004 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Barry P. Barbash (5 documents)
example document: The investment management institute

Copyrights records by Barbash, Barry P.

Paul F. Roye (9 documents)
example document: The investment management institute

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Practising Law Institute (5863 documents)
example document: Mortgage-backed securities

Securities arbitration .

Title:
Securities arbitration . : a rapidly evolving process / chair, David E. Robbins.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
Securities arbitration
ISSN:
1042-3184

Description:
print material.
Frequency:
Frequency unknown.
Publication History:
1988-
Number of similar titles:
2
Description based on:
2004 issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Notes:
Subtitle varies.
Names:
David E. Robbins (24 documents)
example document: Securities arbitration, 1993

Copyrights records by Robbins, David E.

Practising Law Institute (5863 documents)
example document: Understanding ERISA, 1998

Structuring, negotiating & implementing strategic alliances

Title:
Structuring, negotiating & implementing strategic alliances / chairs, Suzanne Y. Bell, James Ashe-Taylor.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2005
Serial Key Title:
Structuring, negotiating, and implementing strategic alliances
ISSN:
1546-7740

Description:
print material.
Frequency:
Annually.
Number of similar titles:
16
Similar Title:
Structuring, negotiating & implementing strategic alliances, 1998
Description based on:
2003 issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Names:
James Ashe- Taylor

Copyrights records by Taylor, James Ashe-

James Ashe-Taylor (5 documents)
example document: Structuring, negotiating & implementing strategic alliances, 2001

Copyrights records by Ashe-Taylor, James

Suzanne Y. Bell

Copyrights records by Bell, Suzanne Y.

Practising Law Institute (5863 documents)
example document: How to prepare & conduct Markman hearings

Annual consumer financial services litigation institute

Title:
Annual consumer financial services litigation institute / co-chairs, Alan S. Kaplinsky, John Roddy, Julia B. Strickland ... [et al.]
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2005
Description:
print material.
Number of similar titles:
2
Other Title:
Consumer financial services litigation institute
Description based on:
10th annual issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Notes:
Pub. in multiple parts.
Names:
Julia B. Strickland (9 documents)
example document: Consumer financial services litigation

Copyrights records by Strickland, Julia B.

John Roddy (6 documents)
example document: Consumer financial services litigation, 2000

Copyrights records by Roddy, John

Alan S. Kaplinsky (10 documents)
example document: Consumer financial services litigation

Copyrights records by Kaplinsky, Alan S.

Practising Law Institute (5863 documents)
example document: Income taxation of estates and trusts, 1987

Venture captial .

Title:
Venture captial . : venture creation, management & financing in the new post-bubble market / co-chairs, Dror Futter, Issac J. Vaughn.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2004
Serial Key Title:
Venture capital
ISSN:
1069-6717

Description:
print material.
Frequency:
Annually.
Description based on:
2004 issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Names:
Issac J. Vaughn
Dror Futter (2 documents)
example document: Venture capital, 2002

Copyrights records by Futter, Dror

Practising Law Institute (5863 documents)
example document: Doing deals

Annual Immigration and Naturalization Institute

Title:
Annual Immigration and Naturalization Institute.
Basis of Claim:
New matter: additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2000
Serial Key Title:
Annual Immigration and Naturalization Institute
ISSN:
0147-1309

Description:
print material.
Number of similar titles:
8
Description based on:
23rd annual issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: Basic U C C skills, 1988

The new business of banking

Title:
The new business of banking : what banks can do now.
Basis of Claim:
New matter: additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
1997
Description:
print material.
Frequency:
Annually.
Number of similar titles:
9
Similar Title:
The new business of banking
Description based on:
1997 issue.
Copyright Claimant:
Practising Law Institute.
Names:
Practising Law Institute (5863 documents)
example document: The New Canada-United States income tax treaty

Preparation of annual disclosure documents .

Title:
Preparation of annual disclosure documents . / co-chairs, Klaus Eppler, D. Craig Nordlund.
Basis of Claim:
New matter: selection, arr. & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2006
Serial Key Title:
Preparation of annual disclosure documents ...
ISSN:
0884-691X

0276-6094

Description:
print material.
Frequency:
Annually.
Continues:
Preparation of annual documents disclosure = ISSN 0884-691X.
Number of similar titles:
3
Description based on:
2002 issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Notes:
Pub. in multiple parts.
Names:
D. Craig Nordlund

Copyrights records by Nordlund, D. Craig

Klaus Eppler (24 documents)
example document: Preparation of annual disclosure documents

Copyrights records by Eppler, Klaus

Practising Law Institute (5863 documents)
example document: Advanced Bankruptcy Workshop, 1992

Conducting due diligence

Title:
Conducting due diligence / chair, Craig E. Chapman.
Basis of Claim:
New matter: compilation & additions.
Series:
Corporate law and practice course handbook series
Serial Publication Year:
2006
Description:
print material.
Frequency:
Annually.
Publication History:
1995-
Number of similar titles:
23
Similar Title:
Conducting due diligence, 1995
Description based on:
2006 issue.
Copyright Claimant:
Practising Law Institute (employer for hire)
Names:
Craig E. Chapman

Copyrights records by Chapman, Craig E.

Practising Law Institute (5863 documents)
example document: 11th Annual Institute on Municipal Finance
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