Securities Industry Association Management & professional earnings ., Legal alert





Legal alert

Title:
Legal alert.
Copyright Note:
No issues recorded for year
Serial Publication Year:
1994
Description:
print material.
Description based on:
Sept./Oct. 1991 issue.
Notes:
Pub. 6 times per year.
Names:
Practice Development Institute (172 documents)
example document: Personal financial planning

Copyrights records by Practice Development Institute



Legal alert

Title:
Legal alert.
Title Qualifier:
Securities Industry Association
Serial Publication Year:
2000
Description:
print material.
Description based on:
No. 96-8, July 25, 1996.
Copyright Claimant:
Securities Industry Association.
Notes:
Pub. periodically.
Names:
Securities Industry Association (158 documents)
example document: Sources

Copyrights records by Securities Industry Association



Legal alert

Title:
Legal alert.
Title Qualifier:
Securities Industry Association
Serial Publication Year:
1999
Description:
print material.
Description based on:
No. 96-8, July 25, 1996.
Copyright Claimant:
Securities Industry Association.
Notes:
Pub. periodically.
Names:
Securities Industry Association (158 documents)
example document: Asset management accounts 1999

Litigation report

Title:
Litigation report.
Serial Publication Year:
1996
Description:
print material.
Description based on:
No. 96-1, Jan. 15, 1996.
Copyright Claimant:
Securities Industry Association.
Notes:
Pub. periodically.
Names:
Securities Industry Association (158 documents)
example document: Capital markets handbook

Regulatory review

Title:
Regulatory review.
Application Title:
SIA regulatory review.
Serial Publication Year:
2002
Description:
print material.
Frequency:
Quarterly.
Number of similar titles:
1
Description based on:
Apr. 1996-June 1996 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Resource guide for investing

Securities Industry Association ... annual report

Title:
Securities Industry Association ... annual report.
Serial Publication Year:
2000
Description:
print material.
Other Title:
Annual report
Description based on:
1996 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Asset management accounts 1999

Compensation of top management in local and regional firms

Title:
Compensation of top management in local and regional firms.
Serial Publication Year:
2001
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
June 1998 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Asset management accounts 1999

Regulatory examination survey report

Title:
Regulatory examination survey report.
Serial Publication Year:
1998
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
June 1998 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Best practices for research

Securities Industry Association databank

Title:
Securities Industry Association databank.
Basis of Claim:
New matter: rev. compilation.
Serial Publication Year:
1998
Description:
print material.
Frequency:
Quarterly.
Description based on:
1998 1st quarter issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Resource guide for investing

Employee benefits practices ..

Title:
Employee benefits practices ...
Title Qualifier:
Securities Industy Assn.
Serial Publication Year:
1999
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
1998 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Resource guide for investing

Report on institutional business activity

Title:
Report on institutional business activity.
Serial Publication Year:
1999
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
1998 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Report on asset management accounts 2003

Foreign activity report

Title:
Foreign activity report.
Serial Publication Year:
2001
Description:
print material.
Frequency:
Quarterly.
Description based on:
Vol. 24, no. 4, Sept. 2000.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Resource guide for investing

Office salaries in the securities industry

Title:
Office salaries in the securities industry.
Title Qualifier:
CD-ROM
Serial Publication Year:
2003
Description:
CD-ROM
Frequency:
Frequency unknown.
Other Title:
Report on office salaries in the securities industry
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Add ti.: Report on office salaries in the securities industry.
Names:
Securities Industry Association (158 documents)
example document: Capital markets handbook

Report on production & earnings of RRs in ..

Title:
Report on production & earnings of RRs in ...
Title Qualifier:
CD-ROM
Serial Publication Year:
2002
Description:
CD-ROM
Frequency:
Frequency unknown.
Description based on:
2000 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Standard securities calculation methods

SIA regulatory review

Title:
SIA regulatory review.
Serial Publication Year:
2002
Description:
print material.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Best practices for research

Institutional business activity ..

Title:
Institutional business activity ...
Title Qualifier:
CD-ROM
Serial Publication Year:
2003
Description:
CD-ROM
Frequency:
Frequency unknown.
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Capital markets handbook

Report on employee benefits practices in ..

Title:
Report on employee benefits practices in ...
Basis of Claim:
New matter: revisions & additions.
Serial Publication Year:
2005
Description:
CD-ROM
Frequency:
Frequency unknown.
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Asset management accounts 1999

Report on merit budgets, bonuses & benefits .

Title:
Report on merit budgets, bonuses & benefits ..
Serial Publication Year:
2005
Description:
print material.
Frequency:
Annually.
Publication History:
2006-
Continues:
Reports on salaries, bonuses & benefits.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Best practices

Securities industry yearbook

Title:
Securities industry yearbook.
Serial Publication Year:
1996
Imprint:
New York : The Association.
Description:
print material.
Number of similar titles:
5
Description based on:
No. 7, 1986-87.
Copyright Claimant:
Securities Industry Association
Names:
Securities Industry Association (158 documents)
example document: Sources

Securities Industry Association Management & professional earnings ..

Title:
Securities Industry Association Management & professional earnings ...
Serial Publication Year:
1988
Description:
print material.
Frequency:
Annually.
Other Title:
Management & professional earnings ....
Description based on:
1988 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Resource guide for investing

Report on office salaries .

Title:
Report on office salaries . / Securities Industry Association.
Serial Publication Year:
1991
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
1
Description based on:
1991 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Standard securities calculation methods

Budgeted salary and bonus increases for ..

Title:
Budgeted salary and bonus increases for ...
Application Title:
Securities Industry Association budgeted salary and bonus increases for ....
Serial Publication Year:
1992
Description:
print material.
Frequency:
Annually.
Number of similar titles:
1
Variant title:
Report on budgeted salary and bonus increases ....
Description based on:
1994 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Best practices

Tax views

Title:
Tax views : tax highlights of interest to the securities industry.
Application Title:
Securities Industry Association tax views.
Serial Publication Year:
1993
Description:
print material.
Description based on:
Vol. 3, no. 1, June 1994.
Copyright Claimant:
Securities Industry Association.
Notes:
Pub. periodically.
Names:
Securities Industry Association (158 documents)
example document: Standard securities calculation methods

Stateview

Title:
Stateview.
Serial Publication Year:
1997
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
Dec. 1997 issue.
Copyright Claimant:
Securities Industry Association.
Names:
Securities Industry Association (158 documents)
example document: Asset management accounts 1999

SIA issue bulletin

Title:
SIA issue bulletin.
Serial Publication Year:
2002
Description:
print material.
Frequency:
Monthly.
Description based on:
No. 105, Nov. 2002.
Copyright Claimant:
Securities Industry Association.
Names:
SIA

Copyrights records by SIA


Securities Industry Association (158 documents)
example document: Standard securities calculation methods

Employee compensation and turnover

Title:
Employee compensation and turnover : selected trends for exempt & non-exempt employees.
Basis of Claim:
New matter: additions & revisions.
Serial Publication Year:
2002
Description:
CD-ROM
Frequency:
Annually.
Publication History:
2002-
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Derived from: Management and professional earnings in the securities industry.
Names:
Securities Industry Association (158 documents)
example document: Standard securities calculation methods

Prices charged retail clients ..

Title:
Prices charged retail clients ...
Title Qualifier:
CD-ROM
Basis of Claim:
New matter: revisions & additions.
Serial Publication Year:
2002
Description:
CD-ROM
Frequency:
Frequency unknown.
Number of similar titles:
1
Variant title:
SIA report on prices charged retail clients.
SIA prices charged retail clients.
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Capital markets handbook

Prices charged retail clients ..

Title:
Prices charged retail clients ...
Title Qualifier:
CD-ROM
Serial Publication Year:
2005
Description:
CD-ROM
Frequency:
Frequency unknown.
Number of similar titles:
1
Variant title:
Report on prices charged retail clients.
SIA prices charged retail clients.
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Sources

Report on asset management accounts ..

Title:
Report on asset management accounts ...
Title Qualifier:
CD-ROM
Serial Publication Year:
2002
Description:
CD-ROM
Frequency:
Frequency unknown.
Variant title:
SIA asset management accounts.
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Sources

Report on operations in the securities industry ..

Title:
Report on operations in the securities industry ...
Title Qualifier:
CD-ROM
Serial Publication Year:
2002
Description:
CD-ROM
Frequency:
Frequency unknown.
Variant title:
SIA report on operations in the securities industry.
Operations in the securities industry.
Description based on:
2001 issue.
Copyright Claimant:
Securities Industry Association.
Notes:
CD-ROM.
Names:
Securities Industry Association (158 documents)
example document: Resource guide for investing

This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible. Multiple persons can share the same name.