Series 14 New York Stock Exchange compliance official study manual, 2004, Training module for firm element module code



Preventing self destruction

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003263677 / 1992-02-18
Date of Publication:
December 15, 1991
Date of Creation:
1991
Title:
Preventing self destruction : a manual for school crisis response teams / William Steele.
Copyright Note:
C.O. correspondence.
Series:
Continuing education series
Other Title:
Continuing education series
Copyright Claimant:
William Steele
Names:
William Steele

STC supervision for retail managers

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005217719 / 2000-04-11
Date of Publication:
March 15, 2000
Date of Creation:
2000
Title:
STC supervision for retail managers : training module for the firm element.
Series:
Continuing education series
Description:
47 p.
Variant title:
STC supervision for retail managers : training module for the firm element.
Other Title:
Continuing education series
Copyright Claimant:
Securitites Training Corporation
Names:
Securitites Training Corporation

Training module for firm element module code

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006154633 / 2005-03-14
Date of Publication:
October 6, 2003
Date of Creation:
2003
Title:
Training module for firm element module code : SD : Selling securities in a deregulated financial marketplace.
Series:
Continuing education series
Description:
42 p.
Variant title:
Training module for firm element module code : SD
Other Title:
Selling securities in a deregulated financial marketplace
Continuing education series
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation

Copyrights records by Securities Training Corporation

Regulatory element study guide

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006154634 / 2005-03-14
Date of Publication:
January 3, 2005
Date of Creation:
2005
Title:
Regulatory element study guide.
Edition:
[2005 ed.]
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 5-012-809; 1998, TX 4-808-659.
Imprint:
New York : Securities Training Corp., c2005.
Description:
1 v.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Fundamentals of options

Training module for firm element module code

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006154635 / 2005-03-14
Date of Publication:
December 1, 2003
Date of Creation:
2003
Title:
Training module for firm element module code : BC : Business continuation module.
Description:
38 p.
Variant title:
Training module for firm element module code : BC
Other Title:
Business continuation module
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Municipal securities principal

Series 10 branch office manager/general securities, study manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006155652 / 2005-04-12
Date of Publication:
August 4, 2003
Date of Creation:
2003
Title:
Series 10 branch office manager/general securities, study manual : 2003, vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 5-114-091.
Description:
1 v.
Variant title:
Series 10 branch office manager/general securities, study manual : 2003, vol. 1
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation

Series 55 the equity trader examination study manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006156187 / 2005-03-14
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Series 55 the equity trader examination study manual : 2005, vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 2001, TX 5-423-572 & 1999, TX 4-243-868.
Variant title:
Series 55 the equity trader examination study manual : 2005, vol. 1.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation--computer based training program software

Series 14 New York Stock Exchange compliance official study manual, 2004

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006162405 / 2005-04-12
Date of Publication:
May 3, 2004
Date of Creation:
2004
Title:
Series 14 New York Stock Exchange compliance official study manual, 2004 : vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 4-839-918, 1998, TX 4-767-746.
Description:
1 v.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation tax shelter study guide

Series 4 registered options principal study manual, 2005

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006162406 / 2005-04-12
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Series 4 registered options principal study manual, 2005 : vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1998, TX 4-808-647, 1995, TX 4-176-077.
Description:
1 v.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation

Series 9 branch office manager/options study manual, 2003

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006162407 / 2005-04-12
Date of Publication:
February 3, 2003
Date of Creation:
2003
Title:
Series 9 branch office manager/options study manual, 2003 : vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 5-114-092.
Description:
1 v.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation

Series 14A compliance official for specialist firm study manual--2002

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006168688 / 2005-04-12
Date of Publication:
March 4, 2002
Date of Creation:
2002
Title:
Series 14A compliance official for specialist firm study manual--2002 : vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 1995, TX 4-176-472 & 1998, TX 4-770-102.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation series 24 Securities acts

Series 5 interest rate options examination--2001

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006168689 / 2005-04-12
Date of Publication:
January 2, 2001
Date of Creation:
2001
Title:
Series 5 interest rate options examination--2001 : vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 1985, TX 1-771-416 & 1997, TX 4-808-394.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Asset allocation

Series 16 NYSE supervisory analyst part II study manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006187681 / 2005-06-08
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Series 16 NYSE supervisory analyst part II study manual : vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 2004, TX 5-979-775 & 1999, TX 4-317-848.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Addendum for the series 26 training program

Series 17 limited registered representative study manual--2005 vol. 1

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006193629 / 2005-06-08
Date of Publication:
January 3, 2005
Date of Creation:
2005
Title:
Series 17 limited registered representative study manual--2005 vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 1998, TX 4-768-132 & 2004, TX 5-982-206.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation series 7

Series 14 New York Stock Exchange compliance official study manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006202853 / 2005-06-07
Date of Publication:
April 4, 2005
Date of Creation:
2005
Title:
Series 14 New York Stock Exchange compliance official study manual : 2005 : vol. 1.
Basis of Claim:
New Matter: updates.
Previous Registration:
Prev. reg. 1999, TX 4-839-918 & 1998, TX-4-767-746.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation series 24

Series 9 branch office manager/options study manual, 2005

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006228926 / 2005-08-18
Date of Publication:
July 5, 2005
Date of Creation:
2005
Title:
Series 9 branch office manager/options study manual, 2005 : vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 5-114-092 & 2005, TX 6-162-407.
Description:
Sheets.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation

Series 23, general securities principal sales supervisor study manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006231350 / 2005-08-18
Date of Publication:
July 5, 2005
Date of Creation:
2005
Title:
Series 23, general securities principal sales supervisor study manual : 2005, vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 2001, TX 5-010-068, 2005, TX 6-127-560.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Explanations for examinations

Series 10 branch office manager/general securities study manual 2005

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006240766 / 2005-08-18
Date of Publication:
July 5, 2005
Date of Creation:
2005
Title:
Series 10 branch office manager/general securities study manual 2005 : vol. 1.
Basis of Claim:
New Matter: updates.
Previous Registration:
Prev. reg. 2005, TX 6-155-652 & 1999, TX 5-114-091.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation N A S D principal series 24

Series 63 uniform securities agent state law examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006377948 / 2006-05-17
Date of Publication:
January 2, 2006
Date of Creation:
2006
Title:
Series 63 uniform securities agent state law examination : CBT manual 2006 : vol. 1.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation

STC compliance digest

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006380070 / 2006-05-22
Date of Publication:
December 1, 2005
Date of Creation:
2005
Title:
STC compliance digest : vol. 17.
Edition:
Retail ed.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation

Series 26 investment company products

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006402463 / 2006-05-22
Date of Publication:
February 6, 2006
Date of Creation:
2006
Title:
Series 26 investment company products : variable contracts limited principal : study manual 2006, vol. 1.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation supplement

Perm course

Title:
Perm course / associate editor, Rob Craig ... [et al.].
Application Title:
Pivot Point continuing education perm course.
Copyright Note:
No issues recorded for year
Series:
Continuing education series
Serial Publication Year:
1985
Imprint:
Chicago : Pivot Point International.
Description:
print material.
Frequency:
Bimonthly.
Variant title:
Pivot Point perm course.
Description based on:
No. 219.
Authorship on Application:
Pivot Point International, Inc., employer for hire.
Names:
Rob Craig

Copyrights records by Craig, Rob

Pivot Point International, Inc. (11 documents)
example document: Aura

Copyrights records by Pivot Point International, Inc.

Pivot Point color course

Title:
Pivot Point color course / [editor, Rob Craig ... [et al.]].
Copyright Note:
No issues recorded for year
Series:
Continuing education series
Serial Publication Year:
1985
Imprint:
Chicago : Pivot Point International.
Description:
print material.
Frequency:
Bimonthly.
Description based on:
No. 220, May 1983.
Authorship on Application:
Pivot Point International, Inc., employer for hire.
Names:
Rob Craig
Pivot Point International, Inc. (11 documents)
example document: People skills

Sculpture course

Title:
Sculpture course / [associate editor, Rob Craig ... [et al.]].
Application Title:
Pivot Point continuing education, sculpture course.
Copyright Note:
No issues recorded for year
Series:
Continuing education series
Serial Publication Year:
1985
Imprint:
Chicago : Pivot Point International, c1983-.
Description:
print material.
Frequency:
Bimonthly.
Publication History:
[No. 218]-
Variant title:
Pivot Point sculpture course.
Authorship on Application:
Pivot Point International, Inc., employer for hire.
Names:
Rob Craig
Pivot Point International, Inc. (11 documents)
example document: Aura

Design course

Title:
Design course / [editor, Mary Atherton ... et al.].
Application Title:
Pivot Point continuing education, Design course.
Copyright Note:
No issues recorded for year
Series:
Continuing education series
Serial Publication Year:
1985
Imprint:
Chicago : Pivot Point.
Description:
print material.
Frequency:
Bimonthly.
Variant title:
Pivot Point Design course.
Description based on:
no. 221.
Authorship on Application:
Pivot Point International, Inc., employer for hire.
Names:
Mary Atherton
Pivot Point International, Inc.

STC compliance digest

Title:
STC compliance digest : a publication of Securities Training Corporation.
Application Title:
Securities Training Corporation compliance digest, series 6 edition.
Title Qualifier:
series 6 ed.
Edition:
Series 6 ed.
Basis of Claim:
New matter: amendment, revision & supplementation of text.
Serial Publication Year:
1998
Description:
print material.
Frequency:
Frequency unknown.
Publication History:
Vol. 1-.
Copyright Claimant:
Securities Training Corporation.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation tax shelter study guide

STCompliance digest

Title:
STCompliance digest.
Title Qualifier:
institutional ed.
Edition:
Institutional ed.
Serial Publication Year:
2005
Serial Key Title:
STCompliance digest (Institutional ed.)
ISSN:
1549-0599

Description:
print material.
Frequency:
Semiannually.
Publication History:
Vol. 1, summer/fall 1997-.
Description based on:
Vol. 13.
Copyright Claimant:
Securities Training Corporation.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation

Direct participation programs principal series .

Title:
Direct participation programs principal series . / Securities Training Corporation.
Serial Publication Year:
1982
Imprint:
[s.l.] : The Corporation.
Description:
print material.
Frequency:
Frequency unknown.
Other Title:
Securities laws and S E C rules
Description based on:
No. 39.
Copyright Claimant:
Securities Training Corporation.
Names:
Securities Training Corporation
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible. Multiple persons can share the same name.