Series 6 materiales de estudio para representantes de productos de las companias de inversiones y contratos variables
STC
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003682368 / 1993-11-26
Date of Publication:
November 18, 1991
Date of Creation:
1991
Title:
STC : Securities Training Corporation : ser. 65 : uniform investment, adviser law, examination, study program.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Prev. reg. 1991, TX 3-058-019.
Description:
Sheets.
Other Title:
Securities Training Corporation : ser. 65
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation
example document: Securities Training Corporation
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Institutional sales and trading practices-debt
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003771951 / 1999-05-26
Date of Publication:
February 17, 1999
Date of Creation:
1999
Title:
Institutional sales and trading practices-debt : training module for the firm element : module code IF.
Basis of Claim:
New Matter: text & compilation, revision & supplementation of text.
Previous Registration:
Prev. reg. 1996, TX 4-331-589.
Description:
65 p.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation M S R B municipal securities
example document: Securities Training Corporation M S R B municipal securities
NYSE supervisory analyst examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003959725 / 1994-12-23
Date of Publication:
September 26, 1994
Date of Creation:
1994
Title:
NYSE supervisory analyst examination : ser. 16 : pts. 1-2.
Basis of Claim:
New Matter: revisions & updating.
Previous Registration:
Prev. reg. 1994, TX 1-827-073.
Description:
2 v.
Variant title:
NYSE supervisory analyst examination : ser. 16 : pts. 1-2
Other Title:
Regulatory administration
Securities analysis
Securities analysis
Copyright Claimant:
Securities Training Corporation
Notes:
Includes Regulatory administration & Securities analysis.
Names:
Direct participation programs representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004170259 / 1996-01-11
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
Direct participation programs representative : study manual.
Basis of Claim:
New Matter: adaptation, additions & compilation.
Previous Registration:
Prev. reg. TX 2-505-852 & TX 2-817-271.
Series:
Security Training Corporation ; ser. 22
Description:
1 v.
Number of similar titles:
2
Other Title:
Security Training Corporation ; ser. 22
Copyright Claimant:
Securities Training Corporation
Names:
Limited registered representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004170260 / 1996-01-11
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
Limited registered representative : study manual.
Basis of Claim:
New Matter: adaptation, additions & compilation.
Previous Registration:
Prev. reg. TX 3-341-961.
Series:
Security Training Corporation ; ser. 17
Description:
1 v.
Number of similar titles:
2
Other Title:
Security Training Corporation ; ser. 17
Copyright Claimant:
Securities Training Corporation
Names:
Series 62
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004175029 / 1996-01-11
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
Series 62 : corporate securities representative.
Application Title:
STC series 62 corporate securities representative study manual, examinations, and explanations, supplement examination and explanations.
Basis of Claim:
New Matter: compilation, revisions & additions.
Previous Registration:
Prev.reg. 1990, TX 3-055-669.
Description:
1 v.
Other Title:
STC series 62 corporate securities representative study manual
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Terminology of the securities industry
example document: Terminology of the securities industry
STC series 6
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004175030 / 1996-01-11
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
STC series 6 : investment company products/variable contracts representative.
Application Title:
STC series 6 investment company products/variable contracts representative study guide and final examinations and explanations.
Basis of Claim:
New Matter: compilation, revisions & additions.
Previous Registration:
Prev. reg. TX 2-831-294 & TX 3-989-452.
Description:
1 v.
Variant title:
STC series 6 : investment company products/variable contracts representative
Other Title:
STC series 6 investment company products/variable contracts representative study guide
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation N A S D principal series 24
example document: Securities Training Corporation N A S D principal series 24
STC series 39
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004175031 / 1996-01-11
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
STC series 39 : direct participation programs principal.
Application Title:
STC series 39 direct participation programs principal study manual, final examinations and explanations.
Basis of Claim:
New Matter: compilation, revisions & additions.
Previous Registration:
Prev. reg. TX 3-057-982.
Description:
1 v.
Variant title:
STC series 39 : direct participation programs principal
Other Title:
STC series 39 direct participation programs principal study manual
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation national commodities futures examination
example document: Securities Training Corporation national commodities futures examination
Introduction to the securities markets
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004176076 / 1996-01-16
Date of Publication:
June 5, 1995
Date of Creation:
1995
Title:
Introduction to the securities markets.
Basis of Claim:
New Matter: adaptation, entire text & compilation.
Previous Registration:
Portions prev. reg. TX 3-968-713.
Series:
Merrill Lynch South African program
Description:
1 v.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Ethical decision making for financial professionals
example document: Ethical decision making for financial professionals
Register options principal
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004176077 / 1996-01-16
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
Register options principal.
Basis of Claim:
New Matter: adaptation, entire text & compilation.
Previous Registration:
Portions prev. reg. TX 2-853-885 et al.
Series:
STC series ; 4
Description:
1 v.
Other Title:
STC series ; 4
Copyright Claimant:
Securities Training Corporation
Names:
General securities sales supervisor
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004176078 / 1996-01-16
Date of Publication:
July 10, 1995
Date of Creation:
1995
Title:
General securities sales supervisor : study program.
Basis of Claim:
New Matter: adaptation, entire text & compilation.
Previous Registration:
Portions prev. reg. TX 2-808-854 et al.
Series:
STC series ; 8
Description:
1 v.
Number of similar titles:
6
Other Title:
STC series ; 8
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation N A S D principal series 24
example document: Securities Training Corporation N A S D principal series 24
Uniform investment adviser state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004176079 / 1996-01-16
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
Uniform investment adviser state law examination.
Basis of Claim:
New Matter: adaptation, entire text & compilation.
Previous Registration:
Portions prev. reg. TX 3-651-891 & TX 3-651-384.
Series:
STC series ; 65
Description:
1 v.
Number of similar titles:
3
Other Title:
STC series ; 65
Copyright Claimant:
Securities Training Corporation
Names:
Investment company products/variable contracts principal
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004176080 / 1996-01-16
Date of Publication:
June 14, 1995
Date of Creation:
1995
Title:
Investment company products/variable contracts principal : study manual.
Basis of Claim:
New Matter: adaptation, entire text & compilation.
Previous Registration:
Portions prev. reg. TX 3-483-265 & TX 2-808-855.
Series:
STC series ; 26
Description:
1 v.
Number of similar titles:
1
Other Title:
STC series ; 26
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation series 3
example document: Securities Training Corporation series 3
NYSE compliance official for specialist firm
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004176472 / 1996-01-11
Date of Publication:
July 31, 1995
Date of Creation:
1995
Title:
NYSE compliance official for specialist firm : study manual.
Basis of Claim:
New Matter: compilation, adaptations & additions.
Previous Registration:
Prev. reg. 1995, TX 2-817-270 & TX 2-893-321.
Series:
Security Training Corporation series ; no. 14A
Description:
1 v.
Other Title:
Security Training Corporation series ; no. 14A
Copyright Claimant:
Securities Training Corporation
Names:
Series 14 compliance official qualification examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004191211 / 1996-01-16
Date of Publication:
July 10, 1995
Date of Creation:
1995
Title:
Series 14 compliance official qualification examination : study manual.
Application Title:
STC series 14 compliance official qualification examination study manual: appendices A, B and C and practice examination and explanation.
Basis of Claim:
New Matter: compilation, adaptation & additional text.
Previous Registration:
Prev. reg., TX 2-817-270 & TX 2-893-312.
Description:
1 v.
Other Title:
STC series 14 compliance official qualification examination study manual
Copyright Claimant:
Securities Training Corporation
Names:
STC regulatory element study guide
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004214358 / 1996-01-16
Date of Publication:
July 10, 1995
Date of Creation:
1995
Title:
STC regulatory element study guide.
Basis of Claim:
New Matter: adaptation of pre-existing material, additional text and compilation.
Description:
1 v.
Number of similar titles:
2
Copyright Claimant:
Securities Training Corporation
Names:
Uniform securities agent state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004214640 / 1996-01-16
Date of Publication:
June 5, 1995
Date of Creation:
1995
Title:
Uniform securities agent state law examination.
Basis of Claim:
New Matter: text, compilation & adaptation of preexisting material.
Series:
STC ; ser. 63
Imprint:
New York : STC, c1995.
Description:
1 v.
Number of similar titles:
10
Other Title:
STC ; ser.63
Copyright Claimant:
Securities Training Corporation
Names:
Uniform securities agent state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004243820 / 1999-06-07
Date of Publication:
February 23, 1999
Date of Creation:
1999
Title:
Uniform securities agent state law examination : STC.CBT study manual : series 63.
Basis of Claim:
New Matter: entire text and compilation, including revision & additions.
Previous Registration:
Prev. reg. 1998, TX 4-770-101 et al.
Description:
43 p.
Number of similar titles:
10
Variant title:
Uniform securities agent state law examination : STC.CBT study manual : series 63.
Copyright Claimant:
Securities Training Corporation
Names:
The equity trader examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004243868 / 1999-06-01
Date of Publication:
March 2, 1999
Date of Creation:
1999
Title:
The equity trader examination : ser. 55.
Application Title:
Series 55 the equity trader examination study manual, and examination, and explanations.
Basis of Claim:
New Matter: text, compilation, amendment, revision & supplementation of text.
Previous Registration:
Prev. reg. 1998, TX 4-791-280.
Description:
1 v.
Number of similar titles:
2
Variant title:
The equity trader examination : ser. 55.
Other Title:
Series 55 the equity trader examination study manual, and examination, and explanations.
Copyright Claimant:
Securities Training Corporation
Names:
Uniform combined state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004243869 / 1999-06-01
Date of Publication:
January 16, 1999
Date of Creation:
1999
Title:
Uniform combined state law examination : ser. 66 : STC.CBT study manual.
Application Title:
Series 66 uniform combined state law examination STC.CBT study manual, examination and explanations.
Basis of Claim:
New Matter: text, compilation, amendment, revision & supplementation of text.
Previous Registration:
Prev. reg. 1995, TX 4-176-475 & 1998, TX 4-770-139.
Description:
1 v.
Number of similar titles:
2
Variant title:
Uniform combined state law examination : ser. 66 : STC.CBT study manual
Other Title:
Series 66 uniform combined state law examination STC.CBT study manual, examination and explanations.
Copyright Claimant:
Securities Training Corporation
Names:
Uniform investment adviser state law examination study manual
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004243876 / 1999-06-07
Date of Publication:
February 26, 1999
Date of Creation:
1999
Title:
Uniform investment adviser state law examination study manual : ser. 65.
Application Title:
Series 65 uniform investment advisor state law examination study manual, examination and explanations.
Basis of Claim:
New Matter: text, compilation, amendment, revision & supplementation of text.
Previous Registration:
Prev. reg. 1998, TX 4-769-751, et al.
Description:
1 v.
Number of similar titles:
1
Variant title:
Uniform investment adviser state law examination study manual : ser. 65.
Other Title:
Series 65 uniform investment advisor state law examination study manual, examination and explanations.
Copyright Claimant:
Securities Training Corporation
Names:
Derivatives
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004268764 / 1996-04-22
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Derivatives.
Description:
61 p.
Copyright Claimant:
Securities Training Corporation
Names:
Ethics and the registered representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004268766 / 1996-04-22
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Ethics and the registered representative.
Description:
50 p.
Number of similar titles:
2
Copyright Claimant:
Securities Training Corporation
Names:
Equity securities
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004268767 / 1996-04-22
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Equity securities.
Description:
61 p.
Number of similar titles:
1
Copyright Claimant:
Securities Training Corporation
Names:
Suitability and risk disclosure
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004268770 / 1996-04-22
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Suitability and risk disclosure.
Description:
57 p.
Copyright Claimant:
Securities Training Corporation
Names:
Taxation and tax planning
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004268771 / 1996-04-22
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Taxation and tax planning.
Description:
52 p.
Number of similar titles:
1
Copyright Claimant:
Securities Training Corporation
Names:
Introduction to mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004268974 / 1996-04-22
Date of Publication:
February 1, 1996
Date of Creation:
1996
Title:
Introduction to mutual funds : training module for the firm element.
Application Title:
Securities Training Corporation 1996 continuing educations series : introduction to mutual funds module.
Description:
43 p.
Number of similar titles:
3
Similar Title:
Other Title:
Securities Training Corporation 1996 continuing educations series : introduction to mutual funds module
Copyright Claimant:
Securities Training Corporation
Names:
Supervisory analyst
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004317848 / 1999-05-19
Date of Publication:
February 2, 1999
Date of Creation:
1999
Title:
Supervisory analyst : ser. 16.
Basis of Claim:
New Matter: additions, compilation, revisions.
Previous Registration:
Prev. reg. 1986, TX 1-827-073 & 1998, TX 3-959-725.
Description:
2 v.
Number of similar titles:
1
Variant title:
Supervisory analyst : ser. 16
Other Title:
Regulatory administration
Securities analysis
NYSE supervisory analyst : ser. 16
Securities analysis
NYSE supervisory analyst : ser. 16
Copyright Claimant:
Securities Training Corporation
Notes:
Cover ti.: NYSE supervisory analyst : ser. 16.
Includes pt. 1, Regulatory administration & pt. 2, Securities analysis.
Includes pt. 1, Regulatory administration & pt. 2, Securities analysis.
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation study guide
example document: Securities Training Corporation study guide
General securities sales supervisor
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004317851 / 1999-06-01
Date of Publication:
February 2, 1999
Date of Creation:
1999
Title:
General securities sales supervisor : study program : ser. 8.
Basis of Claim:
New Matter: additions, compilation, revisions.
Previous Registration:
Prev. reg. 1998, TX 4-770-105 et al.
Description:
1 v.
Number of similar titles:
6
Variant title:
General securities sales supervisor : study program : ser. 8
Copyright Claimant:
Securities Training Corporation
Names:
National commodities futures representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004317937 / 1999-05-25
Date of Publication:
January 20, 1999
Date of Creation:
1999
Title:
National commodities futures representative : ser. 3.
Basis of Claim:
New Matter: compilation, revisions & additions.
Previous Registration:
Prev. reg. 1993, TX 3-728-510 & 1998, TX 4-770-138.
Description:
1 v.
Variant title:
National commodities futures representative : ser. 3
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (351 documents)
example document: Securities Training Corporation national commodities futures examination
example document: Securities Training Corporation national commodities futures examination
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