Series 87 research analyst part II regulatory administration and best practices, study manual
Uniform securities agent state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001905888 / 1985-06-06
Date of Publication:
January 1, 1984
Date of Creation:
1984
Title:
Uniform securities agent state law examination.
Application Title:
(Uniform state agent securities law) exam preparation in "blue sky" laws: series no. 63
Basis of Claim:
New Matter: changes & revisions.
Copyright Note:
C.O. correspondence.
Series:
NASD; ser. no. 63
Description:
45 p.
Copyright Claimant:
Dennis Blitz Enterprises, d.b.a. the Blitz School
Authorship on Application:
revision of text: the Blitz School, employer for hire.
Names:
Blitz School (5 documents)
example document: Tax shelters (series 22) home study direct participation programs limited representatives qualification examination
example document: Tax shelters (series 22) home study direct participation programs limited representatives qualification examination
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Uniform securities agent state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005856934 / 2003-11-03
Date of Publication:
October 10, 2003
Date of Creation:
2003
Title:
Uniform securities agent state law examination : series 63, 2003-vol. 2 : study manual.
Basis of Claim:
New Matter: additions, revisions, compilation.
Previous Registration:
Prev. reg. 1999, TX 5-003-042 & 2000, TX 5-359-765.
Imprint:
New York : Securities Training Corporation, c2003.
Description:
1 v.
Variant title:
Uniform securities agent state law examination : series 63, 2003-vol. 2
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation direct participation programs registered representative
example document: Securities Training Corporation direct participation programs registered representative
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Customer communications for the institutional professional
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005857408 / 2003-11-10
Date of Publication:
October 6, 2003
Date of Creation:
2003
Title:
Customer communications for the institutional professional.
Series:
Securities Training Corporation Continuing Education series
Description:
53 p.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation
Customer communications for the retail professional
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005857409 / 2003-11-10
Date of Publication:
October 6, 2003
Date of Creation:
2003
Title:
Customer communications for the retail professional.
Series:
Securities Training Corporation Continuing Education series
Description:
56 p.
Copyright Claimant:
Securities Training Corporation
Names:
Series 6
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005857573 / 2003-11-03
Date of Publication:
July 1, 2003
Date of Creation:
2003
Title:
Series 6 : investment company products/variable contracts representative : study manual : vol. 2.
Basis of Claim:
New Matter: compilation, revisions & additions.
Previous Registration:
Prev. reg. 1999, TX 4-983-620 & 1998, TX 4-770-138.
Description:
1 v.
Variant title:
Series 6 : investment company products/variable contracts representative : study manual : vol. 2
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation series 15 study guide, foreign currency options
example document: Securities Training Corporation series 15 study guide, foreign currency options
Securities Training Corporation continuing education series
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005895309 / 2003-11-14
Date of Publication:
October 6, 2003
Date of Creation:
2003
Title:
Securities Training Corporation continuing education series : annuity plans.
Description:
1 v.
Variant title:
Securities Training Corporation continuing education series : annuity plans.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation series 7
example document: Securities Training Corporation series 7
Series 30 branch manager exam--futures
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005977163 / 2004-05-14
Date of Publication:
December 1, 2003
Date of Creation:
2003
Title:
Series 30 branch manager exam--futures : study manual : vol. 1.
Basis of Claim:
New Matter: updates.
Previous Registration:
Prev. reg. 1999, TX 4-799-336 & 1998, TX 4-317-937.
Description:
1 v.
Variant title:
Series 30 branch manager exam--futures : study manual : vol. 1
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation series 7
example document: Securities Training Corporation series 7
Series 86 research analyst
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005979563 / 2004-05-27
Date of Publication:
May 5, 2004
Date of Creation:
2004
Title:
Series 86 research analyst : pt. 1, analysis : study manual, 2004 : vol. 1.
Description:
1 v.
Variant title:
Series 86 research analyst : pt. 1, analysis : study manual, 2004 : vol. 1
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation commodities practice examination
example document: Securities Training Corporation commodities practice examination
NYSE supervisory analyst part II
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005979775 / 2004-05-10
Date of Publication:
March 5, 2004
Date of Creation:
2004
Title:
NYSE supervisory analyst part II : study manual, vol. 1.
Application Title:
Series 16 NYSE supervisory analyst examination part II.
Series:
Series 16
Imprint:
New York : Securities Training Corp., 2004.
Description:
1 v.
Variant title:
NYSE supervisory analyst part II : study manual, vol. 1.
Other Title:
Series 16
Series 16 NYSE supervisory analyst examination part II.
Series 16 NYSE supervisory analyst examination part II.
Copyright Claimant:
Securities Training Corporation
Names:
NYSE supervisory analyst
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005980103 / 2004-05-17
Date of Publication:
March 5, 2004
Date of Creation:
2004
Title:
NYSE supervisory analyst : pt. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 4-317-848.
Series:
Series 16
Description:
1 v.
Variant title:
NYSE supervisory analyst : pt. 1.
Other Title:
Series 16
Copyright Claimant:
Securities Training Corporation
Names:
Series 63 uniform securities agent state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005980300 / 2004-05-25
Date of Publication:
May 6, 2004
Date of Creation:
2004
Title:
Series 63 uniform securities agent state law examination : vol. 1 : study manual.
Edition:
2004
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 2003, TX 5-856-934 & 2000, TX 5-359-765.
Variant title:
Series 63 uniform securities agent state law examination : vol. 1
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation--series 3 commodity test too
example document: Securities Training Corporation--series 3 commodity test too
Series 17 limited registered representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005982206 / 2004-05-17
Date of Publication:
March 5, 2004
Date of Creation:
2004
Title:
Series 17 limited registered representative : study manual.
Basis of Claim:
New Matter: updates.
Previous Registration:
Prev. reg. 1998, TX 4-768-132 & 1997, TX 4-523-258.
Description:
1 v.
Variant title:
Series 17 limited registered representative : study manual
Copyright Claimant:
Securities Training Corporation
Names:
Series 87 research analyst part II regulatory administration and best practices, study manual
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005992638 / 2004-05-25
Date of Publication:
May 5, 2004
Date of Creation:
2004
Title:
Series 87 research analyst part II regulatory administration and best practices, study manual : vol. I.
Description:
1 v.
Variant title:
Series 87 research analyst part II regulatory administration and best practices, study manual : vol. I.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation N A S D principal series 24
example document: Securities Training Corporation N A S D principal series 24
Series 7 general securities NYSE/NASD registered representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005998390 / 2004-05-10
Date of Publication:
March 22, 2004
Date of Creation:
2004
Title:
Series 7 general securities NYSE/NASD registered representative : study manual, 2004, vol. 1.
Basis of Claim:
New Matter: updated.
Previous Registration:
Prev. reg. 2003, TX 5-766-983 & 1999, TX 4-991-533.
Description:
Sheets.
Variant title:
Series 7 general securities NYSE/NASD registered representative : study manual, 2004, vol. 1.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Explanations for final examinations 1-11
example document: Explanations for final examinations 1-11
Series 7 general securities NYSE/NASD registered representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006111483 / 2005-02-01
Date of Publication:
January 3, 2005
Date of Creation:
2005
Title:
Series 7 general securities NYSE/NASD registered representative : study manual, final examinations and explanations : 2005, vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 2003, TX 5-766-983 & 2004, TX 5-998-390.
Description:
2 v.
Variant title:
Series 7 general securities NYSE/NASD registered representative : study manual
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation
Series 52 MSRB municipal securities registered representative study manual 2005
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006120948 / 2005-02-01
Date of Publication:
January 3, 2005
Date of Creation:
2005
Title:
Series 52 MSRB municipal securities registered representative study manual 2005 : vol. 1.
Basis of Claim:
New Matter: updates.
Previous Registration:
Prev. reg. 1997, TX 4-800-535 & 1995, TX 4-176-479.
Variant title:
Series 52 MSRB municipal securities registered representative study manual 2005 : vol. 1
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation
Introduction to mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006127403 / 2005-03-29
Date of Publication:
August 1, 2001
Date of Creation:
2001
Title:
Introduction to mutual funds : module code : MU.
Basis of Claim:
New Matter: updated.
Previous Registration:
Prev. reg. 1999, TX 4-317-587 & 1996, TX 4-268-974.
Variant title:
Introduction to mutual funds : module code : MU.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Ethics and the registered representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006127404 / 2005-03-29
Date of Publication:
May 5, 2003
Date of Creation:
2003
Title:
Ethics and the registered representative : module code : EU.
Basis of Claim:
New Matter: updated.
Previous Registration:
Prev. reg. 1999, TX 4-268-766 & 1996, TX 4-221-511.
Variant title:
Ethics and the registered representative : module code : EU.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation N A S D principal series 24
example document: Securities Training Corporation N A S D principal series 24
Series 24, general securities NASD principal study manual 2005
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006127560 / 2005-02-22
Date of Publication:
January 3, 2005
Date of Creation:
2005
Title:
Series 24, general securities NASD principal study manual 2005 : vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 2001, TX 5-421-202 & 2000, TX 5-434-108.
Variant title:
Series 24, general securities NASD principal study manual 2005 : vol. 1
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation foreign currency options series 15 student program
example document: Securities Training Corporation foreign currency options series 15 student program
Series 63 uniform securities agent state law examination
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006147151 / 2005-03-29
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Series 63 uniform securities agent state law examination : study manual, 2005, vol. 1.
Basis of Claim:
New Matter: updated.
Previous Registration:
Prev. reg. 2004, TX 5-980-300 & 2003, TX 5-856-934.
Variant title:
Series 63 uniform securities agent state law examination : study manual, 2005, vol. 1.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation foreign currency options series 15 student program
example document: Securities Training Corporation foreign currency options series 15 student program
Series 27 financial and operations principal study manual
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006147760 / 2005-03-29
Date of Publication:
March 1, 2005
Date of Creation:
2005
Title:
Series 27 financial and operations principal study manual : 2005 vol. 1.
Basis of Claim:
New Matter: updated.
Previous Registration:
Prev. reg. 1999, TX 4-833-829 & 1998, TX 4-317-949.
Variant title:
Series 27 financial and operations principal study manual : 2005 vol. 1.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Series 87 research analyst
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006147761 / 2005-03-29
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Series 87 research analyst : pt. 2, regulatory administration and best practices study manual : 2005, vol. 1.
Basis of Claim:
New Matter: updated.
Previous Registration:
Prev. reg. 2004, TX 5-992-638.
Variant title:
Series 87 research analyst : pt. 2, regulatory administration and best practices study manual : 2005, vol. 1.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Corporate securities limited representative
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006148995 / 2005-03-29
Date of Publication:
March 1, 2005
Date of Creation:
2005
Title:
Corporate securities limited representative : series 62, vol. 1, 2005 : study manual.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 1998, TX 4-772-577, & 2001, TX 5-525-131.
Variant title:
Corporate securities limited representative : series 62, vol. 1, 2005
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation foreign currency options series 15 student program
example document: Securities Training Corporation foreign currency options series 15 student program
Series 53 municipal securities principal
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006150689 / 2005-03-14
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Series 53 municipal securities principal : study manual, vol. 1.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1995, TX 4-176-474 & 2001, TX 5-423-571.
Description:
1 v.
Variant title:
Series 53 municipal securities principal : study manual, vol. 1
Copyright Claimant:
Securities Training Corporation
Names:
Series 14
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006150739 / 2005-04-12
Date of Publication:
September 3, 2002
Date of Creation:
2002
Title:
Series 14 : NYSE compliance official study manual : 2002, vol. 2.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 1999, TX 4-839-918 & 1998, TX 4-767-746.
Description:
Sheets.
Variant title:
Series 14 : NYSE compliance official study manual : 2002, vol. 2
Copyright Claimant:
Securities Training Corporation
Names:
Mutual fund concepts
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006151449 / 2005-03-14
Date of Publication:
June 3, 2002
Date of Creation:
2002
Title:
Mutual fund concepts : module code MC.
Variant title:
Mutual fund concepts : module code MC.
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Foreign currency options representative
example document: Foreign currency options representative
Series 6 investment company products/variable contracts representative study manual, 2005
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006153585 / 2005-03-14
Date of Publication:
January 3, 2005
Date of Creation:
2005
Title:
Series 6 investment company products/variable contracts representative study manual, 2005 : vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 1999, TX 4-983-620; 1998, TX 4-770-138.
Variant title:
Series 6 investment company products/variable contracts representative study manual, 2005 : vol. 1
Copyright Claimant:
Securities Training Corporation
Notes:
Cataloged from appl. only.
Names:
Securities Training Corporation (189 documents)
example document: Foreign currency options representative
example document: Foreign currency options representative
Ser. 86, Research analyst
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006153771 / 2005-03-14
Date of Publication:
February 7, 2005
Date of Creation:
2005
Title:
Ser. 86, Research analyst : pt. 1, Analysis : study manual, 2005 : vol. 1.
Basis of Claim:
New Matter: updated material.
Previous Registration:
Prev. reg. 2004, TX 5-979-563.
Variant title:
Ser. 86, Research analyst : pt. 1, Analysis : study manual, 2005 : vol. 1.
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation national commodities futures
example document: Securities Training Corporation national commodities futures
Uniform securities agent state law examination study manual, 2006
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006376937 / 2006-05-17
Date of Publication:
February 6, 2006
Date of Creation:
2006
Title:
Uniform securities agent state law examination study manual, 2006 : vol. 1.
Copyright Note:
Cataloged from appl. only.
Series:
Series 63
Copyright Claimant:
Securities Training Corporation
Names:
Securities Training Corporation (189 documents)
example document: Securities Training Corporation study guide direct participation programs
example document: Securities Training Corporation study guide direct participation programs
Uniform securities agent state law examination: ser. 63
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000303243 / 1987-11-09
Date of Creation:
1987
Title:
Uniform securities agent state law examination: ser. 63.
Description:
18 p.
Copyright Claimant:
Southwest International Securities School, Ltd.
Names:
Southwest International Securities School, Ltd.
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