Sponsor's guide to establishing and adopting the Investment Company Institute prototype paired defined contribution plans
Techniques for handling mutual fund marketing & service calls
Type of Work:
Motion picture or filmstrip
Registration Number / Date:
PA0000408227 / 1989-01-05
Date of Publication:
November 1, 1988
Date of Creation:
1988
Title:
Techniques for handling mutual fund marketing & service calls : basic training.
Copyright Note:
C.O. correspondence.
Description:
1 videocassette (VHS) : sd., col. ; 1/2 in.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Eight basics of bond fund investing
example document: Eight basics of bond fund investing
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Transfer agent
Type of Work:
Motion picture or filmstrip
Registration Number / Date:
PA0000804390 / 1996-07-19
Date of Publication:
July 18, 1996
Date of Creation:
1996
Title:
Transfer agent : basic training preview videotape.
Description:
Videocassette ; 1/2 in.
Number of similar titles:
4
Variant title:
Transfer agent : basic training preview videotape.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Current issues in the regulation of investment advisers
example document: Current issues in the regulation of investment advisers
Transfer agent
Type of Work:
Motion picture or filmstrip
Registration Number / Date:
PA0000806891 / 1996-07-19
Date of Publication:
July 18, 1996
Date of Creation:
1996
Title:
Transfer agent : basic training.
Description:
Videocassette ; 1/2 in.
Number of similar titles:
4
Variant title:
Transfer agent : basic training
Copyright Claimant:
Investment Company Institute
Authorship on Application:
Investment Company Institute, employer for hire.
Names:
Investment Company Institute (278 documents)
example document: Enhancing a culture of independence and effectiveness
example document: Enhancing a culture of independence and effectiveness
Blue sky guide mailing list
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000105496 / 1978-09-12
Date of Publication:
March 27, 1978
Date of Creation:
1978
Title:
Blue sky guide mailing list : no. 18-78.
Application Title:
New material to be included in Investment Company Institute blue sky guide.
Basis of Claim:
New Matter: additions & revisions.
Imprint:
Washington, D. C. : The Institute, c1978.
Description:
Sheets.
Number of similar titles:
4
Other Title:
New material to be included in Investment Company Institute blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Blue sky guide mailing list
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000105497 / 1978-09-12
Date of Publication:
August 23, 1978
Date of Creation:
1978
Title:
Blue sky guide mailing list : no. 20-78.
Application Title:
New material to be included in Investment Company Institute blue sky guide.
Basis of Claim:
New Matter: additions & revisions.
Imprint:
Washington, D. C. : The Institute, c1978.
Description:
Sheets.
Number of similar titles:
4
Other Title:
New material to be included in Investment Company Institute blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Blue sky guide mailing list
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000105498 / 1978-09-12
Date of Publication:
June 26, 1978
Date of Creation:
1978
Title:
Blue sky guide mailing list : no. 19-78.
Application Title:
New material to be included in Investment Company Institute blue sky guide.
Basis of Claim:
New Matter: additions & revisions.
Imprint:
Washington, D. C. : The Institute, c1978.
Description:
Sheets.
Number of similar titles:
4
Other Title:
New material to be included in Investment Company Institute blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Blue sky guide mailing list
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000237367 / 1979-05-03
Date of Publication:
April 10, 1979
Date of Creation:
1979
Title:
Blue sky guide mailing list : number 22-79.
Application Title:
New material to be included in Investment Company Institute blue sky guide.
Basis of Claim:
New Matter: additional text & editorial revisions.
Imprint:
Washington, D. C. : Investment Co. Institute, 1979.
Description:
Sheets.
Number of similar titles:
4
Variant title:
Blue sky guide mailing list : number 22-79
Other Title:
New material to be included in Investment Company Institute blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute blue sky guide
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000640889 / 1981-03-02
Date of Publication:
February 20, 1981
Date of Creation:
1981
Title:
Investment Company Institute blue sky guide.
Imprint:
Washington, D. C. : The Institute, c1981.
Description:
Sheets.
Other Title:
Blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
New volume II of the Institute's Blue sky guide
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000686928 / 1981-03-19
Date of Publication:
February 20, 1981
Date of Creation:
1981
Title:
New volume II of the Institute's Blue sky guide : enclosed is a new v. II of the Investment Company Institute's Blue sky guide.
Application Title:
Investment Company Institute, Blue sky guide.
Basis of Claim:
New Matter: "additional text & editorial."
Imprint:
[s.l. : s.n.], c1981.
Description:
Sheets.
Other Title:
Investment Company Institute's Blue sky guide
Investment Company Institute, Blue sky guide
Blue sky guide
Investment Company Institute, Blue sky guide
Blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide
example document: Update 1-88 of the Investment Company Institute's Blue sky guide
[Investment Company Institute blue sky guide]
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000827315 / 1982-01-06
Date of Publication:
January 4, 1982
Date of Creation:
1982
Title:
[Investment Company Institute blue sky guide]
Basis of Claim:
New Matter: additional text & editing of prev. versions.
Description:
Sheets.
Other Title:
Blue sky guide
Copyright Claimant:
Investment Company Institute
Notes:
Title from appl.
Names:
Sponsor's guide to establishing and adopting the Investment Company Institute prototype paired defined contribution plans
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001514766 / 1985-01-25
Date of Publication:
December 27, 1984
Date of Creation:
1984
Title:
Sponsor's guide to establishing and adopting the Investment Company Institute prototype paired defined contribution plans.
Description:
1 v.
Number of similar titles:
1
Variant title:
Sponsor's guide to establishing and adopting the Investment Company Institute prototype
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Current issues in the regulation of investment advisers
example document: Current issues in the regulation of investment advisers
The Organization and operation of a mutual fund
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001881634 / 1986-08-15
Date of Publication:
June 10, 1986
Date of Creation:
1986
Title:
The Organization and operation of a mutual fund.
Copyright Claimant:
Investment Company Institute
Notes:
Cataloged from appl. only.
Names:
Blue sky guide recipients
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001938108 / 1986-11-03
Date of Publication:
August 6, 1986
Date of Creation:
1986
Title:
Blue sky guide recipients : update 2-86.
Application Title:
Update 2-86 of the Blue sky guide.
Basis of Claim:
New Matter: "additional text and editorial revisions."
Description:
sheets.
Number of similar titles:
2
Variant title:
Blue sky guide recipients : update 2-86
Other Title:
Update 2-86 of the Blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Investment Advisers Conference, 1987
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002082845 / 1987-05-29
Date of Publication:
May 4, 1987
Date of Creation:
1987
Title:
Investment Advisers Conference, 1987 : May 3-5, 1987, Hyatt Regency San Antonio, San Antonio, Texas.
Imprint:
[S.l.] : Investment Company Institute, c1987.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Authorship on Application:
collective work: Investment Company Intitute, employer for hire.
Names:
Investment Company Institute (278 documents)
example document: Mutual funds and institutional accounts
Investment Advisers Conference, San Antonio, 1987
example document: Mutual funds and institutional accounts
Investment Advisers Conference, San Antonio, 1987
Update 1-87 of the Investment Company Institute's Blue sky guide
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002086418 / 1987-06-01
Date of Publication:
April 21, 1987
Date of Creation:
1987
Title:
Update 1-87 of the Investment Company Institute's Blue sky guide.
Application Title:
Update 1-87 of the Blue sky guide.
Basis of Claim:
New Matter: "additional text and editorial revisions."
Description:
sheets.
Other Title:
Blue sky guide
Copyright Claimant:
Investment Company Institute
Names:
Funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002110832 / 1987-06-15
Date of Publication:
May 15, 1987
Date of Creation:
1987
Title:
Funds : user manual
Copyright Note:
C.O. correspondence.
Variant title:
Funds : user manual
Copyright Claimant:
Investment Company Institute
Names:
The Investment Company Institute presents Mutual Fund Training Conference, 1987
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002118383 / 1987-06-29
Date of Publication:
June 15, 1987
Date of Creation:
1987
Title:
The Investment Company Institute presents Mutual Fund Training Conference, 1987 : Hyatt Regency Hotel, Washington, D. C., June 15-17, 1987.
Application Title:
Mutual Fund Training Conference, 1987.
Description:
1 v.
Other Title:
Mutual Fund Training Conference, 1987
Copyright Claimant:
Investment Company Institute
Authorship on Application:
collective work: Investment Company Institute, employer for hire.
Names:
Investment Company Institute (278 documents)
example document: Blue sky compliance workshop
Mutual Fund Training Conference, Washington, D. C., 1987
example document: Blue sky compliance workshop
Mutual Fund Training Conference, Washington, D. C., 1987
Planning for college?
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002141334 / 1987-08-13
Date of Publication:
July 22, 1987
Date of Creation:
1987
Title:
Planning for college? : the mutual fund advantage becomes a parent.
Basis of Claim:
New Matter: extensive revision, additional text, new photos., graphics & charts.
Previous Registration:
Prev. reg. as How will you ever scrape up the money when your child's ready for college?
Description:
folder.
Number of similar titles:
4
Variant title:
Planning for college? : the mutual fund advantage becomes a parent
Other Title:
How will you ever scrape up the money when your child's ready for college?
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: The environment for the investment company industry in the 1990s
example document: The environment for the investment company industry in the 1990s
Sponsor's guide to establishing and adopting the Investment Company Institute prototype paired defined contribution plans
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002163670 / 1987-09-10
Date of Publication:
August 5, 1987
Date of Creation:
1987
Title:
Sponsor's guide to establishing and adopting the Investment Company Institute prototype paired defined contribution plans.
Application Title:
First amendment to the sponsor's guide to the Investment Company Institute prototype paired defined contribution plans.
Basis of Claim:
New Matter: additions.
Previous Registration:
Prev. reg. 1984, TX 1-514-766.
Description:
multiple volumes.
Number of similar titles:
1
Variant title:
Sponsor's guide to establishing and adopting the Investment Company Institute prototype
Copyright Claimant:
Investment Company Institute
Names:
SEC/ICI 1987 procedures conference
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002213041 / 1987-12-03
Date of Publication:
November 5, 1987
Date of Creation:
1987
Title:
SEC/ICI 1987 procedures conference.
Application Title:
1987 S E C/I C I procedures conference manual.
Basis of Claim:
New Matter: "questions and answers, index."
Copyright Note:
C.O. correspondence.
Imprint:
[S.l.] : Investment Company Institute, c1987.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: The environment for the investment company industry in the 1990s
example document: The environment for the investment company industry in the 1990s
How to use benefits in the selling of mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002224176 / 1987-12-28
Date of Publication:
July 30, 1987
Date of Creation:
1987
Title:
How to use benefits in the selling of mutual funds.
Series:
[Sales support literature]
Description:
folder.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Authorship on Application:
text: Investment Company Institute, employer for hire of Barbara Levin.
Names:
Barbara Levin (7 documents)
example document: Medical legal aspects of medical records
Investment Company Institute (278 documents)
example document: Investment advisers guide
example document: Medical legal aspects of medical records
Investment Company Institute (278 documents)
example document: Investment advisers guide
How to use services in the selling of mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002224177 / 1987-12-28
Date of Publication:
July 30, 1987
Date of Creation:
1987
Title:
How to use services in the selling of mutual funds.
Series:
[Sales support literature]
Description:
folder.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Authorship on Application:
text: Investment Company Institute, employer for hire of Barbara Levin.
Names:
Barbara Levin (7 documents)
example document: Joanna
Investment Company Institute (278 documents)
example document: The service quality challenge
example document: Joanna
Investment Company Institute (278 documents)
example document: The service quality challenge
How to explain tax consequences of mutual fund transactions
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002224178 / 1987-12-28
Date of Publication:
July 30, 1987
Date of Creation:
1987
Title:
How to explain tax consequences of mutual fund transactions.
Series:
[Sales support literature]
Description:
folder.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Authorship on Application:
text: Investment Company Institute, employer for hire of Barbara Levin.
Names:
Barbara Levin (7 documents)
example document: Medical legal aspects of medical records
Investment Company Institute (278 documents)
example document: Investment adviser operations and regulation
example document: Medical legal aspects of medical records
Investment Company Institute (278 documents)
example document: Investment adviser operations and regulation
The Do & don't handbook for registered representatives who sell mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002224179 / 1987-12-28
Date of Publication:
August 14, 1987
Date of Creation:
1987
Title:
The Do & don't handbook for registered representatives who sell mutual funds.
Description:
1 v.
Copyright Claimant:
Investment Company Institute
Authorship on Application:
text, except for appendix: Investment Company Institute, employer for hire of Barbara Levin.
Names:
Barbara Levin (7 documents)
example document: Joanna
Investment Company Institute (278 documents)
example document: Money market mutual funds
example document: Joanna
Investment Company Institute (278 documents)
example document: Money market mutual funds
Guide to mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002258638 / 1988-02-05
Date of Publication:
December 30, 1987
Date of Creation:
1987
Title:
Guide to mutual funds.
Application Title:
Investment Company Institute's Guide to mutual funds.
Basis of Claim:
New Matter: "new text, revisions."
Previous Registration:
Prev. reg. 1986.
Imprint:
Washington, D. C. : Investment Company Institute, c1987.
Description:
160 p.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: The Investment Company service directory
example document: The Investment Company service directory
Mutual Fund Training Conference, 1988
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002404763 / 1988-08-05
Date of Publication:
June 13, 1988
Date of Creation:
1988
Title:
Mutual Fund Training Conference, 1988.
Copyright Note:
C.O. correspondence.
Description:
1 v. + sheets.
Copyright Claimant:
Investment Company Institute
Notes:
Held in Washington, D. C.
Authorship on Application:
collective work: Investment Company Institute, employer for hire.
Names:
Investment Company Institute (278 documents)
example document: Money market mutual funds
Mutual Fund Training Conference, Washington, D. C., 1988
example document: Money market mutual funds
Mutual Fund Training Conference, Washington, D. C., 1988
Mutual fund shareholders
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002459962 / 1988-12-01
Date of Publication:
November 8, 1988
Date of Creation:
1988
Title:
Mutual fund shareholders : the role of "safety" in the investment decision.
Description:
19 p. + 1 p.
Number of similar titles:
3
Copyright Claimant:
Investment Company Institute
Names:
Techniques for handling mutual fund marketing and service calls
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002460943 / 1988-12-02
Date of Publication:
November 17, 1988
Date of Creation:
1988
Title:
Techniques for handling mutual fund marketing and service calls : basic training : leader's guide.
Description:
1 v.
Number of similar titles:
1
Variant title:
Techniques for handling mutual fund marketing and service calls : basic training
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Enhancing a culture of independence and effectiveness
example document: Enhancing a culture of independence and effectiveness
Techniques for handling mutual fund marketing and service calls
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002461614 / 1988-12-02
Date of Publication:
November 17, 1988
Date of Creation:
1988
Title:
Techniques for handling mutual fund marketing and service calls : basic training : participant workbook.
Imprint:
[S.l.] : Investment Co. Institute, c1988.
Description:
40 p.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Update 1-88 of the Investment Company Institute's Blue sky guide
example document: Update 1-88 of the Investment Company Institute's Blue sky guide
Institutional markets for mutual funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002467341 / 1988-12-21
Date of Publication:
December 1, 1988
Date of Creation:
1988
Title:
Institutional markets for mutual funds : proceedings of a conference, April 18-19, 1988, New York / sponsored by the Investment Company Institute.
Imprint:
Washington, D. C. : Investment Company Institute, c1988.
Description:
144 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Mutual funds and institutional accounts
example document: Mutual funds and institutional accounts
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