National Association of Securities Dealers qualification examination, Registered options limited representative



Agents of fairness

Type of Work:
Motion picture or filmstrip
Registration Number / Date:
PAu001361562 / 1990-06-01
Date of Creation:
1987
Title:
Agents of fairness.
Description:
1 videocassette.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Copyrights records by National Association of Securities Dealers, Inc.

Direct participation programs limited principal qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002294661 / 1988-04-08
Date of Publication:
January 1, 1988
Date of Creation:
1987
Title:
Direct participation programs limited principal qualification examination : test series 39 : study outline / National Association of Securities Dealers, Inc.
Imprint:
Washington, D. C. : The Association, c1988.
Description:
10 p.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Financial and operations principal qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002294662 / 1988-04-08
Date of Publication:
August 1, 1980
Date of Creation:
1980
Title:
Financial and operations principal qualification examination : test series 27 : study outline / National Association of Securities Dealers, Inc.
Imprint:
Washington, D. C. : The Association, c1980.
Description:
20 p.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

SECO/NASD non-member general securities examination, test series 2

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002298878 / 1988-04-14
Date of Publication:
April 1, 1983
Date of Creation:
1983
Title:
SECO/NASD non-member general securities examination, test series 2 : study outline.
Application Title:
Non-member general securities examination, test series 2: study outline.
Description:
25 p.
Variant title:
SECO/NASD non-member general securities examination, test series 2 : study outline.
Other Title:
Non-member general securities examination, test series 2: study outline.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Investment company products/variable contracts limited representative qualification examination, test series 6

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002298879 / 1988-04-14
Date of Publication:
January 1, 1982
Date of Creation:
1981
Title:
Investment company products/variable contracts limited representative qualification examination, test series 6 : study outline.
Description:
18 p.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Direct participation programs limited representative qualification examination (test series 22)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002306576 / 1988-04-25
Date of Publication:
January 1, 1988
Date of Creation:
1987
Title:
Direct participation programs limited representative qualification examination (test series 22) : study outline.
Description:
12 p.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

General securities principal qualification examination (test series 24)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002385670 / 1988-04-25
Date of Publication:
March 1, 1983
Date of Creation:
1983
Title:
General securities principal qualification examination (test series 24) : study outline.
Description:
20 p.
Variant title:
General securities principal qualification examination (test series 24) : study outline
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Investment company products/variable contracts limited principal qualification examination (test series 26)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002385671 / 1988-04-25
Date of Publication:
February 1, 1983
Date of Creation:
1983
Title:
Investment company products/variable contracts limited principal qualification examination (test series 26) : study outline.
Description:
13 p.
Variant title:
Investment company products/variable contracts limited principal qualification examination
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Study outline

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002469223 / 1988-12-12
Date of Publication:
February 1, 1987
Date of Creation:
1987
Title:
Study outline : corporate securities limited representative qualification examiniation : test series 62.
Description:
19 p.
Variant title:
Study outline : corporate securities limited representative qualification examiniation
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Assistant representative--order processing qualification examination (test series 11)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0002732227 / 1990-01-17
Date of Publication:
December 4, 1989
Date of Creation:
1989
Title:
Assistant representative--order processing qualification examination (test series 11) : study outline.
Application Title:
Study outline--assistant representative--order processing examination (test series 11)
Description:
1 v.
Other Title:
Study outline--assistant representative--order processing examination (test series 11)
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

NASD manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004422316 / 1996-11-26
Date of Publication:
May 29, 1996
Date of Creation:
1996
Title:
NASD manual : official publication of the National Association of Securities Dealers, Inc. : in one volume.
Application Title:
alternative ti., National Association of Securities Dealers, Inc. manual.
Basis of Claim:
New Matter: editing, additions.
Previous Registration:
Prev. reg. 1995, TXu 693-474.
Imprint:
Chicago : CCH, c1996.
Description:
1 v.
Other Title:
NASD securities dealers manual
National Association of Securities Dealers, Inc. manual
Securities dealers manual
Copyright Claimant:
National Association of Securities Dealers, Inc. (NASD)
Notes:
Cover ti.: NASD securities dealers manual.
Names:
National Association of Securities Dealers, Inc.
NASD

[Direct participation programs limited representative qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324260 / 1988-05-20
Date of Creation:
1980
Title:
[Direct participation programs limited representative qualification examination : test ser. 22]
Description:
2 p.
Variant title:
Direct participation programs limited representative qualification examination : test ser. 22
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

[Direct participation programs limited principal qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324261 / 1988-05-20
Date of Creation:
1987
Title:
[Direct participation programs limited principal qualification examination : test ser. 39]
Description:
1 p.
Variant title:
Direct participation programs limited principal qualification examination : test ser. 39
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

[Financial and operations principal qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324264 / 1988-05-20
Date of Creation:
1980
Title:
[Financial and operations principal qualification examination : test ser. 27]
Description:
1 p.
Variant title:
Financial and operations principal qualification examination : test ser. 27
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

[Investment Company Products/variable contracts limited principal qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324265 / 1988-05-20
Date of Creation:
1979
Title:
[Investment Company Products/variable contracts limited principal qualification examination : test ser. 26.
Description:
2 p.
Variant title:
Investment Company Products/variable contracts limited principal qualification examination : test ser. 26
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

[Investment Company Products/variable contracts limited representative qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324266 / 1988-05-20
Date of Creation:
1980
Title:
[Investment Company Products/variable contracts limited representative qualification examination : test ser. 6]
Description:
2 p.
Variant title:
Investment Company Products/variable contracts limited representative qualification examination : test ser. 6
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

[Non-member general securities examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324267 / 1988-05-20
Date of Creation:
1980
Title:
[Non-member general securities examination : test ser. 1]
Variant title:
Non-member general securities examination : test ser. 1
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

[General securities principal qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000324268 / 1988-05-20
Date of Creation:
1978
Title:
[General securities principal qualification examination : test ser. 24]
Description:
2 p.
Variant title:
General securities principal qualification examination : test ser. 24
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Title from appl.
Names:
National Association of Securities Dealers, Inc.

National Association of Securities Dealers qualification examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000367933 / 1988-12-15
Date of Creation:
1987
Title:
National Association of Securities Dealers qualification examination : test ser. 62.
Application Title:
Corporate Securities Limited representative qualification examination (test series 62)
Copyright Note:
C.O. correspondence.
Description:
5 p.
Variant title:
National Association of Securities Dealers qualification examination : test ser. 62
Other Title:
Corporate Securities Limited representative qualification examination (test series 62)
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

NASD examination courseware user's manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000368714 / 1989-05-04
Date of Creation:
1986
Title:
NASD examination courseware user's manual.
Description:
sheets.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

NASD examination courseware software

Type of Work:
Machine-readable work or computer program
Registration Number / Date:
TXu000368728 / 1989-05-04
Date of Creation:
1988
Title:
NASD examination courseware software.
Description:
printout.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Notes:
Computer program.
Names:
National Association of Securities Dealers, Inc.

National Association of Securities Dealers qualification examination, Registered options limited representative

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000385281 / 1989-09-19
Date of Creation:
1989
Title:
National Association of Securities Dealers qualification examination, Registered options limited representative : test ser. 42.
Application Title:
Registered options limited representative examination (text series 42)
Description:
5 p.
Other Title:
Registered options limited representative examination (text series 42)
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

Assistant representative

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000402790 / 1990-01-23
Date of Creation:
1989
Title:
Assistant representative : order processing examination, test series 11.
Variant title:
Assistant representative : order processing examination, test series 11
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

National Association of Securities Dealers, Inc., manual

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000693474 / 1995-07-06
Date of Creation:
1995
Title:
National Association of Securities Dealers, Inc., manual.
Description:
2 v.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Names:
National Association of Securities Dealers, Inc.

NASDAQ company directory .

Title:
NASDAQ company directory . : a guide to the investor relations/media contacts in NASDAQ companies.
Basis of Claim:
New matter: compilation.
Serial Publication Year:
1989
Imprint:
Gaithersburg, MD : NASD.
Description:
print material.
Frequency:
Frequency unknown.
Description based on:
Jan. 1989 issue.
Copyright Claimant:
National Association of Securities Dealers, Inc.
Authorship on Application:
National Association of Securities Dealers, Inc., employer for hire.
Names:
National Association of Securities Dealers, Inc.
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