Sample investment policy statement for qualified plans (employer-directed investment guidelines) part 2



Employee benefit trust services

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003787501 / 1994-06-22
Date of Publication:
April 14, 1994
Date of Creation:
1994
Title:
Employee benefit trust services : introductory package to establish your account.
Description:
1 v.
Variant title:
Employee benefit trust services : introductory package to establish your account
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Taking control of your financial future

Copyrights records by A.G. Edwards & Sons, Inc.

Health exchange, February 1994

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003799132 / 1994-04-28
Date of Publication:
February 18, 1994
Date of Creation:
1994
Title:
Health exchange, February 1994.
Edition:
1/b
Description:
4 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Now is the time to make your move

Broker workstation

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003805632 / 1994-04-28
Date of Publication:
April 13, 1994
Date of Creation:
1994
Title:
Broker workstation : branch system administrator (BSA) manual : version 1.2.
Description:
63 p.
Variant title:
Broker workstation : branch system administrator (BSA) manual : version 1.2.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Smooth sailing into a comfortable retirement

Waiting to make your move? It could cost your IRA more than you think

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003808348 / 1996-05-17
Date of Publication:
February 13, 1996
Date of Creation:
1996
Title:
Waiting to make your move? It could cost your IRA more than you think : BIC.
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Public finance services for Utah issuers

Are you IRA assets positioned to win?

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003808363 / 1996-05-17
Date of Publication:
February 8, 1996
Date of Creation:
1996
Title:
Are you IRA assets positioned to win? : give your retirement a strategic advantage.
Description:
Brochure.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Connecticut residents--stop paying taxes on your savings

Make the smart move with this money

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003808367 / 1996-05-17
Date of Publication:
March 15, 1996
Date of Creation:
1996
Title:
Make the smart move with this money.
Description:
Brochure.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

The Edwards information network

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003808368 / 1996-05-17
Date of Publication:
February 20, 1996
Date of Creation:
1996
Title:
The Edwards information network : keeping A. G. Edwards investment professionals a step ahead.
Description:
Brochure.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Important notice concerning your A. G. Edwards qualified plan prototype document

Energy group advisory services

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003808369 / 1996-05-17
Date of Publication:
February 12, 1996
Date of Creation:
1996
Title:
Energy group advisory services.
Description:
Brochure.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Quick reference for gathering client assets

Understanding the effects of changing interest rates on your investments

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848970 / 1994-04-28
Date of Publication:
February 24, 1994
Date of Creation:
1994
Title:
Understanding the effects of changing interest rates on your investments.
Description:
7 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Business valuations for closely held companies

Collateralized mortgage obligations

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848981 / 1994-04-28
Date of Publication:
February 24, 1994
Date of Creation:
1994
Title:
Collateralized mortgage obligations : a high-quality income investment.
Description:
20 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

Investment advisor search information

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848982 / 1994-04-28
Date of Publication:
March 21, 1994
Date of Creation:
1994
Title:
Investment advisor search information : Asset Performance Monitor service.
Previous Registration:
Prev. reg. 1992, TX 3-347-541.
Description:
9 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Authorship on Application:
substantial copy changes & additions: A. G. Edwards & Sons, Inc., employer for hire.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Executive compensation arrangements

What do higher interest rates mean for the bull market?

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848983 / 1994-04-28
Date of Publication:
February 25, 1994
Date of Creation:
1994
Title:
What do higher interest rates mean for the bull market?
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Public finance services for Utah issuers

Updates on current retirement plan topics

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848984 / 1994-04-28
Date of Publication:
February 11, 1994
Date of Creation:
1994
Title:
Updates on current retirement plan topics.
Series:
RP news
Description:
1 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Social Security and retirement planning

The full-service advantage

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848986 / 1994-04-28
Date of Publication:
March 9, 1994
Date of Creation:
1994
Title:
The full-service advantage : putting stocks to work for you.
Description:
8 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

A golden opportunity at no cost to you

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848988 / 1994-04-28
Date of Publication:
April 4, 1994
Date of Creation:
1994
Title:
A golden opportunity at no cost to you.
Description:
2 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Important notice concerning your A. G. Edwards qualified plan prototype document

Investor alert

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003848990 / 1994-08-17
Date of Publication:
July 25, 1994
Date of Creation:
1994
Title:
Investor alert : new SEC regulation will affect how you handle investment transactions.
Description:
2 p.
Variant title:
Investor alert : new SEC regulation will affect how you handle investment transactions
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Peace on earth

Financial horizons analyses

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003849129 / 1994-10-27
Date of Publication:
August 12, 1994
Date of Creation:
1994
Title:
Financial horizons analyses : financial planning solutions for a lifetime.
Description:
8 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

The A.G. Edwards dividend reinvestment program

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003849205 / 1994-10-27
Date of Publication:
September 1, 1994
Date of Creation:
1994
Title:
The A.G. Edwards dividend reinvestment program.
Description:
8 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: APM disclosure document

Helping you do more with your money

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003849206 / 1994-10-27
Date of Publication:
August 23, 1994
Date of Creation:
1994
Title:
Helping you do more with your money.
Basis of Claim:
New Matter: revisions to text.
Previous Registration:
Prev. reg. 1989, TX 2-716-920 & 1992, TX 3-386-062.
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Developing a sales presentation

401(K) retirement plan

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003849207 / 1994-10-27
Date of Publication:
August 16, 1994
Date of Creation:
1994
Title:
401(K) retirement plan : Secure your retirement today with an A. G. Edwards 401(K)
Basis of Claim:
New Matter: revisions to text.
Previous Registration:
Prev. reg. 1991, TX 3-176-574.
Description:
12 p.
Other Title:
Secure your retirement today with an A. G. Edwards 401(K)
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Pathways

Commonly asked questions about 403(B) plans

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003861489 / 1994-08-17
Date of Publication:
August 5, 1994
Date of Creation:
1994
Title:
Commonly asked questions about 403(B) plans.
Series:
Special topic, a publication of private & business client services
Description:
2 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

The race to shortened settlement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003861491 / 1994-08-17
Date of Publication:
July 1, 1994
Date of Creation:
1994
Title:
The race to shortened settlement.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Asset allocation with mutual funds, variable annuities, and variable life insurance

The A.G. Edwards dividend reinvestment program important information

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003878031 / 1994-08-17
Date of Publication:
July 18, 1994
Date of Creation:
1994
Title:
The A.G. Edwards dividend reinvestment program important information.
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Easy come, easy grow

Don't let the municipal bond you want become an endangered species

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003878032 / 1994-08-17
Date of Publication:
June 30, 1994
Date of Creation:
1994
Title:
Don't let the municipal bond you want become an endangered species.
Description:
2 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

The A.G. Edwards diversified stock income plan could help improve your return

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003878033 / 1994-08-17
Date of Publication:
June 15, 1994
Date of Creation:
1994
Title:
The A.G. Edwards diversified stock income plan could help improve your return.
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Capital markets review

Broker Vision

Type of Work:
Machine-readable work or computer program
Registration Number / Date:
TX0003886467 / 1994-09-23
Date of Publication:
March 1, 1994
Date of Creation:
1994
Title:
Broker Vision.
Application Title:
Broker Vision data management computer program.
Copyright Note:
C.O. correspondence.
Copyright Claimant:
A. G. Edwards & Sons, Inc., & Plaid Brothers Software
Names:
A.G. Edwards & Sons, Inc.
Plaid Brothers Software

Give your income the chance to grow

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003888716 / 1994-10-27
Date of Publication:
September 23, 1994
Date of Creation:
1994
Title:
Give your income the chance to grow : eight stocks to buy now.
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Taking control of your financial future

Financial horizons

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003888721 / 1994-10-27
Date of Publication:
August 12, 1994
Date of Creation:
1994
Title:
Financial horizons : a comprehensive plan for your lifetime : confidential questionnaire.
Description:
8 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

Employee benefit trust services discretionary trustee fee schedule

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005261369 / 2000-08-30
Date of Publication:
April 4, 2000
Date of Creation:
2000
Title:
Employee benefit trust services discretionary trustee fee schedule.
Description:
Folder.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc.

Employee benefit trust services nondiscretionary trustee fee schedule

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005261370 / 2000-08-30
Date of Publication:
April 4, 2000
Date of Creation:
2000
Title:
Employee benefit trust services nondiscretionary trustee fee schedule.
Description:
2 p.
Copyright Claimant:
A. G. Edwards & Sons, Inc.
Names:
A.G. Edwards & Sons, Inc. (134 documents)
example document: Commonwealth Trust, meeting your financial and estate needs today and tomorrow
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