Content outline for the qualification examination module for floor members engaged in public business with professional customers (test series 7A)



Registered subordinated debenture

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093758 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Registered subordinated debenture : N Y S E R S D, form 4E.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1978.
Description:
5 p.
Number of similar titles:
1
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange compliance official for specialist firm qualification examination

Copyrights records by New York Stock Exchange, Inc.

Registered subordinated debenture

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093759 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Registered subordinated debenture : N Y S E R S D, form 4.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1978.
Description:
5 p.
Number of similar titles:
1
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Temporary cash subordination agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093760 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Temporary cash subordination agreement : N Y S E C S A T form.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1978.
Description:
5 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Temporary secured demand note collateral agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093761 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Temporary secured demand note collateral agreement : N Y S E S D N T form.
Application Title:
Secured demand temporary note collateral agreement.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
1 v.
Other Title:
Secured demand temporary note collateral agreement.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Secured demand note collateral agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093762 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Secured demand note collateral agreement : N Y S E S D N, form 13.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
1 v.
Number of similar titles:
3
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Cash subordination agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093763 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Cash subordination agreement : N Y S E C S A, form 1E.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
5 p.
Number of similar titles:
1
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Secured demand note collateral agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093764 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Secured demand note collateral agreement : N Y S E S D N, form 13E.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
1 v.
Number of similar titles:
3
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange qualification examination for supervisory analysts

Secured demand note collateral agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093765 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Secured demand note collateral agreement : N Y S E S D N, form 17CE.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
1 v.
Number of similar titles:
3
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for municipal securities representatives

Cash subordination agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093766 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Cash subordination agreement : N Y S E C S A, form 1.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
5 p.
Number of similar titles:
1
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Secured demand note collateral agreement

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000093767 / 1978-08-23
Date of Publication:
December 8, 1977
Date of Creation:
1977
Title:
Secured demand note collateral agreement : N Y S E S D N, form 16PE.
Edition:
Rev.
Basis of Claim:
New Matter: revisions & additions.
Previous Registration:
Preexisting material: earlier versions.
Imprint:
[s.l. : s.n.], c1977.
Description:
1 v.
Number of similar titles:
3
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for municipal securities representatives

Reaching a higher standard of living

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000189130 / 1979-02-07
Date of Publication:
January 11, 1979
Date of Creation:
1979
Title:
Reaching a higher standard of living.
Imprint:
[s.l.] : New York Stock Exchange, Office of Economic Research, c1979.
Description:
41 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Public attitudes toward investing-marketing implications

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000397585 / 1980-01-18
Date of Publication:
March 26, 1979
Date of Creation:
1979
Title:
Public attitudes toward investing-marketing implications / prepared by the New York Stock Exchange, Inc.
Imprint:
New York : NYSE, c1979.
Description:
1 v.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Building a better future

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000407054 / 1980-01-30
Date of Publication:
December 4, 1979
Date of Creation:
1979
Title:
Building a better future : economic choices for the 1980s.
Imprint:
New York : N.Y.S.E., Office of Economic Research, 1979.
Description:
39 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for municipal securities representatives

U.S. economic performance in a global perspective

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000663641 / 1981-03-31
Date of Publication:
February 26, 1981
Date of Creation:
1981
Title:
U.S. economic performance in a global perspective.
Imprint:
New York : New York Stock Exchange, Office of Economic Research, 1981.
Description:
52 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange floor members engaged in public business with professional customers qualification examination

Hearing board decisions

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0000935042 / 1982-07-06
Date of Publication:
May 26, 1982
Date of Creation:
1982
Title:
Hearing board decisions : index, outline of procedures.
Description:
1 v.
Number of similar titles:
2
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange floor member qualification examination

Hearing board decisions

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001401366 / 1984-08-03
Date of Publication:
December 28, 1983
Date of Creation:
1983
Title:
Hearing board decisions : index, outline of procedures.
Basis of Claim:
New Matter: "new material throughout all sections of the work and editing, selection, and arr. of preexisting material."
Previous Registration:
Prev. reg. 1982, TX 935-042.
Description:
1 v.
Number of similar titles:
2
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange floor member qualification examination

A Study outline for the general securities registered representatives examination

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001920556 / 1986-10-02
Date of Publication:
March 10, 1986
Date of Creation:
1986
Title:
A Study outline for the general securities registered representatives examination : test ser. 7.
Variant title:
A Study outline for the general securities registered representatives examination : test ser. 7
Copyright Claimant:
New York Stock Exchange, Inc.
Notes:
Cataloged from appl. only.
Authorship on Application:
outline: American Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Municipal Securities Rulemaking Board, et al., employers for hire.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for municipal securities representatives
American Stock Exchange, Inc. (3 documents)
example document: Interest rates option

Copyrights records by American Stock Exchange, Inc.

Chicago Board Options Exchange, Inc.
Municipal Securities Rulemaking Board (154 documents)
example document: Municipal securities principal qualification examination

Copyrights records by Municipal Securities Rulemaking Board

Hearing board decisions

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0001926492 / 1986-09-05
Date of Publication:
October 15, 1985
Date of Creation:
1985
Title:
Hearing board decisions : index, outline of procedures.
Basis of Claim:
New Matter: "new material throughout all sections of the work and editing, selection, and arrangement of preexisting material."
Previous Registration:
Prev. reg. 1984, TX 1-401-366.
Description:
1 v.
Number of similar titles:
2
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

General securities registered representative job analysis survey, August 1993

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003667952 / 1993-10-12
Date of Publication:
August 31, 1993
Date of Creation:
1993
Title:
General securities registered representative job analysis survey, August 1993.
Description:
9 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Securities industry continuing education program

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003812821 / 1995-04-21
Date of Publication:
February 17, 1995
Date of Creation:
1995
Title:
Securities industry continuing education program : CEP demonstration.
Description:
35 p.
Number of similar titles:
4
Other Title:
CEP demonstration
Continuing education program demonstration
Copyright Claimant:
New York Stock Exchange, Inc. & National Association of Securities Dealers, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange qualifying examination for supervisory analysts
National Association of Securities Dealers, Inc. (29 documents)
example document: Continuing education program storyboard

Copyrights records by National Association of Securities Dealers, Inc.

Manual for preparing multiple-choice examination items

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0003901412 / 1994-08-24
Date of Publication:
May 1, 1994
Date of Creation:
1994
Title:
Manual for preparing multiple-choice examination items.
Description:
20 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

WriteStateFile

Type of Work:
Machine-readable work or computer program
Registration Number / Date:
TX0004094651 / 1995-09-29
Date of Publication:
July 3, 1995
Date of Creation:
1995
Title:
WriteStateFile.
Application Title:
Securities industry continuing education program, regulator element, interactive computer modules program--computer program.
Description:
Computer program.
Other Title:
Securities industry continuing education program, regulator element, interactive computer
Copyright Claimant:
New York Stock Exchange, Inc., and National Association of Securities Dealers, Inc.
Authorship on Application:
text included in computer program: DLS Group, Inc., employer for hire.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange qualification examination for supervisory analysts
National Association of Securities Dealers, Inc. (29 documents)
example document: Continuing education program storyboard
DLS Group, Inc. (1 documents)
example document: Continuing education program storyboard

Content outline for the Japan module of the general securities registered representative examination (test series 47)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404657 / 1997-01-16
Date of Publication:
June 1, 1996
Date of Creation:
1996
Title:
Content outline for the Japan module of the general securities registered representative examination (test series 47)
Description:
15 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Content outline for the general securities registered representative examination (test series 7)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404658 / 1997-01-16
Date of Publication:
June 1, 1996
Date of Creation:
1996
Title:
Content outline for the general securities registered representative examination (test series 7)
Description:
34 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange trading assistant qualification examination

Content outline for the qualification examination module for floor members engaged in public business with professional customers (test series 7A)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404659 / 1997-01-16
Date of Publication:
June 1, 1993
Date of Creation:
1993
Title:
Content outline for the qualification examination module for floor members engaged in public business with professional customers (test series 7A)
Description:
5 p.
Variant title:
Content outline for the qualification examination module for floor members engaged in public business
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange floor clerks of members engaged in business with professional customers qualification examination

Content outline for the compliance official qualification examination (test series 14)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404660 / 1997-01-16
Date of Publication:
December 15, 1995
Date of Creation:
1995
Title:
Content outline for the compliance official qualification examination (test series 14)
Description:
11 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Content outline for the examination module for floor clerks of members engaged in public business with professional customers (series 7B)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404661 / 1997-01-16
Date of Publication:
June 1, 1994
Date of Creation:
1994
Title:
Content outline for the examination module for floor clerks of members engaged in public business with professional customers (series 7B)
Application Title:
Content outline for qualification exam module for floor member engaged in public business with professional customer (series 7B)
Description:
8 p.
Variant title:
Content outline for the examination module for floor clerks of members engaged in public business
Other Title:
Content outline for qualification exam module for floor member engaged in public business with professional customer
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Qualification examination for general securities registered representatives

Content outline for the supervisory analyst qualification examination (series 16)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404662 / 1997-01-16
Date of Publication:
June 1, 1995
Date of Creation:
1995
Title:
Content outline for the supervisory analyst qualification examination (series 16)
Description:
8 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: Continuing education program storyboard

Content outline for the compliance official for specialist firm qualification examination (test series 14A)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404663 / 1997-01-16
Date of Publication:
June 1, 1993
Date of Creation:
1993
Title:
Content outline for the compliance official for specialist firm qualification examination (test series 14A)
Description:
8 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange compliance official for specialist firm qualification examination

Content outline for the floor member qualification examination (test series 15)

Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0004404664 / 1997-01-16
Date of Publication:
June 1, 1992
Date of Creation:
1992
Title:
Content outline for the floor member qualification examination (test series 15)
Description:
10 p.
Copyright Claimant:
New York Stock Exchange, Inc.
Names:
New York Stock Exchange, Inc. (167 documents)
example document: New York Stock Exchange floor member qualification examination
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