Mutual fund transfer agents supporting the chief compliance officer, Investing for success
Investing for success
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005306599 / 2000-11-20
Date of Publication:
August 31, 2000
Date of Creation:
2000
Title:
Investing for success : the importance of being an informed investor.
Description:
Folder.
Number of similar titles:
4
Variant title:
Investing for success : the importance of being an informed investor.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide--update 1-94
example document: Investment advisers guide--update 1-94
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Investing for success
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005309586 / 2000-11-22
Date of Publication:
August 31, 2000
Date of Creation:
2000
Title:
Investing for success : understanding the reward & risk relationship.
Description:
Folder.
Number of similar titles:
4
Variant title:
Investing for success : understanding the reward & risk relationship.
Copyright Claimant:
Investment Company Institute
Names:
Developing realistic expectations
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005311788 / 2000-11-20
Date of Publication:
August 31, 2000
Date of Creation:
2000
Title:
Developing realistic expectations.
Series:
Investing for success
Description:
Folder.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide update, 2-92
example document: Investment advisers guide update, 2-92
The benefits of dollar-cost averaging
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005311789 / 2000-11-20
Date of Publication:
August 31, 2000
Date of Creation:
2000
Title:
The benefits of dollar-cost averaging.
Series:
Investing for success
Description:
Folder.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: The Investment Company service directory
example document: The Investment Company service directory
The importance of a long-term perspective
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005311790 / 2000-11-20
Date of Publication:
August 31, 2000
Date of Creation:
2000
Title:
The importance of a long-term perspective.
Series:
Investing for success
Description:
Folder.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Investments in derivatives by registered investment companies
example document: Investments in derivatives by registered investment companies
Privacy of consumer financial information
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005343883 / 2001-02-20
Date of Publication:
January 31, 2001
Date of Creation:
2001
Title:
Privacy of consumer financial information : mutual fund compliance with regulation S-P.
Description:
78 p.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide update, 2-92
example document: Investment advisers guide update, 2-92
Investing for success
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005355840 / 2000-11-20
Date of Publication:
September 25, 2000
Date of Creation:
2000
Title:
Investing for success : the benefits of diversification.
Copyright Note:
C.O. correspondence.
Description:
Brochure.
Number of similar titles:
4
Variant title:
Investing for success : the benefits of diversification
Copyright Claimant:
Investment Company Institute
Names:
Investing for success
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005393151 / 2000-11-21
Date of Publication:
September 15, 2000
Date of Creation:
2000
Title:
Investing for success : the importance of starting early.
Description:
Folder.
Number of similar titles:
4
Variant title:
Investing for success : the importance of starting early
Copyright Claimant:
Investment Company Institute
Names:
Investment advisers guide
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005465927 / 2001-10-04
Date of Publication:
August 10, 2001
Date of Creation:
2001
Title:
Investment advisers guide : vol. 2--state.
Basis of Claim:
New Matter: additional text & revisions.
Previous Registration:
Prev. reg. 2000, TX 5-305-367.
Description:
1 v.
Number of similar titles:
13
Similar Title:
Variant title:
Investment advisers guide : vol. 2--state.
Copyright Claimant:
Investment Company Institute
Names:
Regulatory issues for closed-end funds
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005539934 / 2001-11-02
Date of Publication:
October 1, 2001
Date of Creation:
2001
Title:
Regulatory issues for closed-end funds.
Description:
44 p.
Copyright Claimant:
Investment Company Institute
Names:
Investing for success
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005610095 / 2002-06-17
Date of Publication:
May 22, 2002
Date of Creation:
2002
Title:
Investing for success : investing for your future.
Description:
9 p.
Number of similar titles:
4
Variant title:
Investing for success : investing for your future.
Copyright Claimant:
Investment Company Institute
Names:
Equity ownership in America, 2002
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005666472 / 2002-10-18
Date of Publication:
October 3, 2002
Date of Creation:
2002
Title:
Equity ownership in America, 2002.
Basis of Claim:
New Matter: updated information.
Previous Registration:
Prev. reg. 1999, TX 5-072-376.
Description:
147 p.
Copyright Claimant:
Investment Company Institute & Securities Industry Association
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide recipients
Securities Industry Association (158 documents)
example document: Capital markets handbook
example document: Investment advisers guide recipients
Securities Industry Association (158 documents)
example document: Capital markets handbook
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A guide to understanding 529 plans
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0005667159 / 2002-10-22
Date of Publication:
October 3, 2002
Date of Creation:
2002
Title:
A guide to understanding 529 plans.
Description:
18 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute annual report 2005
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006332280 / 2006-03-28
Date of Publication:
November 28, 2005
Date of Creation:
2005
Title:
Investment Company Institute annual report 2005.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Investment Company Institute
Names:
Equity ownership in America, 2005
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006335420 / 2006-03-27
Date of Publication:
October 15, 2005
Date of Creation:
2005
Title:
Equity ownership in America, 2005.
Basis of Claim:
New Matter: updating.
Previous Registration:
Prev. reg. 2002, TX 5-666-477.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Investment Company Institute & Securities Industry Association
Names:
Investment Company Institute (278 documents)
example document: Investment adviser guide recipients
Securities Industry Association (158 documents)
example document: Sources
example document: Investment adviser guide recipients
Securities Industry Association (158 documents)
example document: Sources
Highlights of ICI accomplishments and activities 1940-2005
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006339001 / 2006-03-27
Date of Publication:
November 28, 2005
Date of Creation:
2005
Title:
Highlights of ICI accomplishments and activities 1940-2005.
Description:
15 p.
Copyright Claimant:
Investment Company Institute
Names:
Implementing the fund compliance program rule
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006399753 / 2006-06-16
Date of Publication:
April 2, 2006
Date of Creation:
2006
Title:
Implementing the fund compliance program rule : survey of practices.
Imprint:
Washington, DC : Investment Company Institute, 2006.
Description:
33 p.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Mutual funds and institutional accounts
example document: Mutual funds and institutional accounts
Understanding investor preferences for mutual fund information
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006399985 / 2006-07-28
Date of Publication:
May 11, 2006
Date of Creation:
2006
Title:
Understanding investor preferences for mutual fund information.
Copyright Note:
Cataloged from appl. only.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Rule 22C-2 survey
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006424853 / 2006-09-04
Date of Publication:
June 1, 2006
Date of Creation:
2006
Title:
Rule 22C-2 survey.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Investment Company Institute
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide update, 2-92
example document: Investment advisers guide update, 2-92
Overview of fund governance practices, 1994-2004
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006437581 / 2006-03-29
Date of Publication:
January 13, 2006
Date of Creation:
2006
Title:
Overview of fund governance practices, 1994-2004.
Copyright Note:
C.O. correspondence.
Cataloged from appl. only.
Cataloged from appl. only.
Copyright Claimant:
Investment Company Institute & Independent Directors Council
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide recipients
Independent Directors Council
example document: Investment advisers guide recipients
Independent Directors Council
Understanding investor preferences for mutual fund information
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TX0006438606 / 2006-09-05
Date of Publication:
August 22, 2006
Date of Creation:
2006
Title:
Understanding investor preferences for mutual fund information.
Copyright Note:
Cataloged from appl. only.
Number of similar titles:
1
Copyright Claimant:
Investment Company Institute
Names:
Survey of consumer needs and preferences
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu000199018 / 1984-08-20
Date of Creation:
1984
Title:
Survey of consumer needs and preferences.
Copyright Claimant:
Investment Company Institute
Notes:
Cataloged from appl. only.
Names:
Investment Company Institute (278 documents)
example document: The environment for the investment company industry in the 1990s
example document: The environment for the investment company industry in the 1990s
Mutual fund transfer agents supporting the chief compliance officer
Type of Work:
Non-dramatic literary work
Registration Number / Date:
TXu001280716 / 2006-02-14
Date of Creation:
2006
Title:
Mutual fund transfer agents supporting the chief compliance officer.
Basis of Claim:
New Matter: additions.
Previous Registration:
Preexisting material: US goverment documents.
Copyright Note:
Cataloged from appl. only.
Copyright Claimant:
Investment Company Institute
Names:
2004 ICI holiday card
Type of Work:
Art work
Registration Number / Date:
VA0001296169 / 2005-01-13
Date of Publication:
December 10, 2004
Date of Creation:
2004
Title:
2004 ICI holiday card.
Copyright Note:
Cataloged from appl. only.
Description:
Photoprint.
Copyright Claimant:
Investment Company Institute
Notes:
Greeting card.
Names:
Mutual funds forum
Title:
Mutual funds forum / editor, Harry J. Guinivan.
Serial Publication Year:
1978
Imprint:
Washington, D. C. : Investment Company Institute.
Description:
print material.
Frequency:
Quarterly.
Description based on:
July 1978 issue.
Jan. 1978 issue.
Jan. 1978 issue.
Copyright Claimant:
Investment Company Institute.
Authorship on Application:
Investment Company Institute, employer for hire.
Names:
Harry J. Guinivan
Investment Company Institute.
Investment Company Institute.
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Investment Company Institute's Blue sky guide
Title:
Investment Company Institute's Blue sky guide.
Application Title:
Investment Company Institute blue sky guide.
Basis of Claim:
New matter: additions.
Serial Publication Year:
1981
Imprint:
[s.l. : s.n.]
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
1
Other Title:
Blue sky guide
Description based on:
Vol. 4, May 1981.
Copyright Claimant:
Investment Company Institute.
Names:
Portfolio
Title:
Portfolio / Sue Duncan, editor].
Title Qualifier:
Investment Co. Institute
Serial Publication Year:
2000
Imprint:
Washington, D.C. : ICI, 1984-.
Description:
print material.
Frequency:
Bimonthly.
Publication History:
Vol. 1, no. 1, Sept./Oct. 1984-
Copyright Claimant:
Investment Company Institute (employer for hire)
Names:
Sue Duncan (3 documents)
example document: God goes with Joseph
Investment Company Institute (278 documents)
example document: Investment advisers guide
example document: God goes with Joseph
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Investment Company Institute (278 documents)
example document: Investment advisers guide
Investment advisers guide. Update
Title:
Investment advisers guide. Update.
Application Title:
Update ... of the Investment adviser[s] guide.
Basis of Claim:
New matter: additions & revisions.
Serial Publication Year:
1985
Imprint:
Washington, D.C. : Investment Company Institute.
Description:
print material.
Frequency:
Frequency unknown.
Number of similar titles:
1
Description based on:
No. 1-85, July 1985.
Copyright Claimant:
Investment Company Institute.
Names:
Investment Company Institute (278 documents)
example document: Investment advisers guide--update 1-94
example document: Investment advisers guide--update 1-94
Investment Company Institute's revised blue sky guide
Title:
Investment Company Institute's revised blue sky guide.
Basis of Claim:
New matter: additions & revisions.
Serial Publication Year:
1985
Imprint:
[S.l. : s.n.]
Description:
print material.
Frequency:
Frequency unknown.
Other Title:
Revised blue sky guide
Update ... of the Revised blue sky guide
Update ... of the Revised blue sky guide
Description based on:
Feb. 11, 1985 issue.
Copyright Claimant:
Investment Company Institute.
Notes:
Pub. in multiple parts.
Names:
Investment Company Institute annual report ..
Title:
Investment Company Institute annual report ...
Serial Publication Year:
1987
Imprint:
Washington, D. C. : ICI.
Description:
print material.
Number of similar titles:
2
Description based on:
1986 issue.
Copyright Claimant:
Investment Company Institute.
Names:
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